TORONTO
,
Oct. 15
/CNW/ - The hearing and review of the
February 29, 2008
decision of a Hearing Panel of Market Regulation Services Inc. (RS) in the matter of
David Berry
was heard by the Ontario Securities Commission on
October 29, 2008
.
The Ontario Securities Commission released its decision on
September 23, 2009
, dismissing the application by
David Berry
. The Ontario Securities Commission's Decision and Reasons are available at www.osc.gov.on.ca.
IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in
Canada
. Created in 2008 through the consolidation of the Investment Dealers Association of
Canada
and Market Regulation Services Inc., IIROC sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding the proficiency, business and financial conduct of dealer firms and their registered employees and through setting and enforcing market integrity rules regarding trading activity on Canadian equity marketplaces.
For further information: For further information: Jeff Kehoe, Director, Enforcement, (416) 943-6996, [email protected]; Dylan Rae, Public Affairs Specialist, (416) 943-5846, [email protected]
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