VANCOUVER
,
Feb. 3
/CNW/ - British Columbia Securities Commission panels have reciprocated enforcement orders against eight individuals sanctioned by securities commissions in Alberta,
New Brunswick
and Ontario.
The Alberta Securities Commission imposed sanctions against
Gordon Trainor
and Roger A. Kimmel in settlement agreements in
May 2009
. BCSC panels reciprocated the ASC enforcement orders against the two individuals, banning them from participating in B.C.'s capital markets.
The
New Brunswick
Securities Commission imposed sanctions against
Michael Cody
and
Donald Nason
in a decision in
April 2009
. The NBSC also imposed sanctions against
Barry Adams
in a settlement agreement in
March 2009
. BCSC panels reciprocated NBSC enforcement orders against the three individuals, banning them from participating in B.C.'s capital markets.
The Ontario Securities Commission imposed sanctions against Gord McQuarrie, John R. Miszuk, and
Matthew Scott Sinclair
in settlement agreements between
May 2008
and
April 2009
. BCSC panels reciprocated OSC enforcement orders against the three individuals, banning them from participating in B.C.'s capital markets.
For more information on the BCSC orders or the ASC, NBSC, or OSC decisions and sanctions, search for the individual's name at www.bcsc.bc.ca, www.albertasecurities.com, www.nbsc-cvmnb.ca, or www.osc.gov.on.ca.
The B.C. Securities Commission is the independent provincial government agency responsible for regulating trading in securities within the province. If you have questions, contact
Ken Gracey
, media relations, 604-899-6577.
Learn how to avoid investment fraud at the BCSC's investor education website: www.investright.org.
For further information: Ken Gracey, (604) 899-6577 or (Canada) 1-800-373-6393
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