Canadian securities regulators publish blanket relief for market participants due to COVID-19
TORONTO, March 23, 2020 /CNW/ - Further to its announcement on March 18, the Canadian Securities Administrators (CSA) today published temporary blanket relief for market participants from certain regulatory filings, as a result of COVID-19.
The blanket relief provides a 45-day extension for periodic filings normally required to be made by issuers, investment funds, registrants, certain regulated entities and designated rating organizations on or before June 1, 2020 and for certain other requirements outlined in the orders. Market participants need to comply with the conditions in the blanket relief to use the extension.
The CSA is implementing the relief through local blanket orders that are substantially harmonized across the country. Market participants can view these orders on CSA members' websites and are encouraged to contact their principal regulator with any questions.
The CSA is closely monitoring the situation and will consider whether further relief or extension is necessary.
The CSA, the council of the securities regulators of Canada's provinces and territories, co- ordinates and harmonizes regulation for the Canadian capital markets.
For inquiries about filings for issuers, other than investment funds:
Michael Bennett Senior Legal Counsel, Corporate Finance
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Matthew Au Senior Accountant, Corporate Finance Ontario Securities Commission 416-593-8132
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Jan Mazur Alberta Securities Commission 403-297-2091
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Tim Robson Manager, Legal, Corporate Finance Alberta Securities Commission 403-355-6297
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Martin Latulippe Director, Continuous Disclosure Autorité des marchés financiers 514-395-0337 ext. 4331
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Jody-Ann Edman Manager, Financial Reporting British Columbia Securities Commission 604-899-6698 |
Heather Kuchuran, CPA, CA, CFA Deputy Director, Corporate Finance Financial and Consumer Affairs Authority of Saskatchewan 306-787-1009
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Wayne Bridgeman, CPA, CGA Deputy Director, Corporate Finance 204-945-4905
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Abel Lazarus Director, Corporate Finance Nova Scotia Securities Commission 902-424-6859
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Rebecca Atkinson Financial and Consumer Services Commission, New Brunswick 506-658-3038 |
For inquiries about filings for investment funds:
Ritu D. Kalra CPA, CA, CFA Senior Accountant, Investment Funds and Structured Products Branch Ontario Securities Commission 416-593-8063
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Irene Lee Senior Legal Counsel, Investment Funds and Structured Products Branch Ontario Securities Commission 416-593-3668
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Louis-Martin Ouellet Acting Director, Investment Funds Oversight Autorité des marchés financiers 514-395-0337 ext. 4496
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Jason Alcorn Senior Legal Counsel and Special Advisor to the Executive Director Financial and Consumer Services Commission, New Brunswick 506-643-7857
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Heather Kuchuran, CPA, CA, CFA Deputy Director, Corporate Finance Financial and Consumer Affairs Authority of Saskatchewan 306-787-1009
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Chad Conrad Legal Counsel, Corporate Finance Alberta Securities Commission 403-297-4295 |
Donna Gouthro Senior Securities Analyst Nova Scotia Securities Commission 902-424-7077 |
Patrick Weeks Corporate Finance Analyst Manitoba Securities Commission 204-945-3326 |
For inquiries about filings for registrants:
Anita Chung, CPA, CA, CFE Registration Accountant, Compliance & Registrant Regulation Ontario Securities Commission 416-593-8131
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Mark French Manager, Registration & Dealer Compliance British Columbia Securities Commission 604-899-6856 |
Wendy Morgan Deputy Director, Securities Financial and Consumer Services Commission, New Brunswick 506-643-7202
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Liz Kutarna, Deputy Director, Capital Markets Securities Division Financial and Consumer Affairs Authority 306-787-5871
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Paula White Deputy Director, Compliance and Oversight Manitoba Securities Commission 204-945-5195
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Sue Henderson Deputy Director, Registrations Manitoba Securities Commission 204-945-1600
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Ashley Lee Regulatory Analyst, Registrant Regulation Alberta Securities Commission 403-297-4009 |
Brian Murphy Manager, Registration Nova Scotia Securities Commission 902-424-4592 |
For inquiries about filings for regulated entities:
Christopher Byers Senior Legal Counsel, Market Regulation Ontario Securities Commission 416-593-2350
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Claude Gatien Advisor, Strategic Initiatives Autorité des marchés financiers 514-395-0337 ext, 4341
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Doug MacKay Manager, Market and SRO Oversight British Columbia Securities Commission 604-899-6609
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Paula White Deputy Director, Compliance and Oversight Manitoba Securities Commission 204-945-5195
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Sonne Udemgba Deputy Director Legal, Securities Division Financial and Consumer Affairs Authority 306-787-5879
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Paula Kaner Manager, Market Oversight Alberta Securities Commission 403-355-6290
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For media inquiries, please refer to the list of provincial and territorial representatives below or contact us at [email protected].
For more information:
Kristen Rose
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Hilary McMeekin |
Brian Kladko
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Sylvain Théberge |
Jason (Jay) Booth |
Shannon McMillan Authority of Saskatchewan 306-798-4160
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Sara Wilson
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Steve Dowling
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David Harrison |
Jeff Mason Nunavut Securities Office 867-975-6591
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Renée Dyer |
Tom Hall
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Rhonda Horte |
SOURCE Canadian Securities Administrators
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