MFDA adjourns Hearing on the Merits in the Matter of Anthony MacFarlane

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Mutual Fund Dealers Association of Canada

Dec 14, 2010, 17:02 ET

TORONTO, Dec. 14 /CNW/ - The MFDA commenced a disciplinary proceeding in respect of Anthony MacFarlane by Notice of Hearing dated July 22, 2010.

The hearing of this matter on its merits, originally scheduled to commence on December 15, 2010, has been adjourned on consent of the parties to December 17, 2010 commencing at 10:00 a.m. (Eastern) in the hearing room located at the offices of the MFDA at 121 King Street West, Suite 1000, Toronto, Ontario. The hearing will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 136 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

For further information:

Marco Wynnyckyj
Hearings Coordinator
416-945-5146 or [email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...