MFDA adjourns Hearing on the Merits in the Matter of Carmine Mazzotta
The hearing of this matter on its merits, originally scheduled to take place on December 15-17, 2009, has been adjourned on consent of the parties to a date to be determined.
An appearance in this matter will take place by teleconference on
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 143 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or [email protected]
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