MFDA announces location of Carmen Moerike Hearing

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Mutual Fund Dealers Association of Canada

Mar 29, 2010, 17:13 ET

TORONTO, March 29 /CNW/ - The MFDA commenced a disciplinary proceeding against Carmen G. Moerike by Notice of Hearing dated June 22, 2009.

The hearing of this matter on its merits will take place before a Hearing Panel of the Prairie Regional Council on May 27-28, 2010 at 10:00 a.m. (Central), or as soon thereafter as the hearing can be held, in the hearing room located at the Delta Hotel Regina, 1919 Saskatchewan Drive, Regina, Saskatchewan.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 141 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or [email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...