MFDA announces location of Douglas Ruemper Hearing

News provided by

Mutual Fund Dealers Association of Canada

Apr 08, 2010, 16:07 ET

TORONTO, April 8 /CNW/ - The MFDA commenced a disciplinary proceeding against Douglas Ruemper by Notice of Hearing dated January 14, 2010.

The hearing of this matter on its merits will take place before a Hearing Panel of the Pacific Regional Council on May 25-26, 2010 at 10:00 a.m. (Pacific), or as soon thereafter as the hearing can be held, in the hearing room located at the Fairmont Waterfront Vancouver, 900 Canada Place Way, Vancouver, British Columbia.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 141 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or [email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...