MFDA confirms next appearance in the Matter of ASL Direct Inc. and Adrian S.
Leemhuis
An appearance in this matter will take place before the Hearing Panel by teleconference on
A copy of the Hearing Panel's Order of
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 141 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or [email protected]
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