MFDA Hearing Panel amends hearing dates in the matter of Francis Dwight Zachary Dorrington
TORONTO, March 18, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Francis Dwight Zachary Dorrington (the "Respondent") by Notice of Hearing (the "Notice of Hearing") dated May 1, 2014.
The hearing of this matter on its merits, originally scheduled for March 23-25, 2015, will now take place on June 2, 2015, commencing at 9:30 a.m. (Eastern), or as soon thereafter as the hearing can be held, in the hearing room at the MFDA offices, located at 121 King Street West, Toronto, Ontario. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in Brampton, Ontario.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 105 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
SOURCE Mutual Fund Dealers Association of Canada
Marco Wynnyckyj, Manager, Hearings Administration, 416-945-5146, [email protected]
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