MFDA Hearing Panel issues Decision and Reasons in the matter of Michael Darrell Harvey

News provided by

Mutual Fund Dealers Association of Canada

Jul 17, 2012, 15:20 ET

TORONTO, July 17, 2012 /CNW/ - A Hearing Panel of the MFDA's Central Regional Council has issued its Decision and Reasons in connection with the disciplinary hearing held in Toronto, Ontario on September 19, 2011 and November 14, 2011 in the matter of Michael Darrell Harvey.

A copy of the Decision and Reasons is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 121 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

Shaun Devlin
Vice-President, Enforcement
416-943-4672 or [email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...