MFDA Hearing Panel issues Decision and Reasons in the matter of Thomas Arseneau

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Mutual Fund Dealers Association of Canada

Dec 12, 2012, 16:31 ET

TORONTO, Dec. 12, 2012 /CNW/ - A Hearing Panel of the MFDA's Atlantic Regional Council has issued its Decision and Reasons in connection with the MFDA disciplinary hearing held in Fredericton, New Brunswick in the matter of Thomas G. Arseneau.

A copy of the Hearing Panel's Decision and Reasons is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 117 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE: Mutual Fund Dealers Association of Canada

Shaun Devlin
Vice-President, Enforcement
416-943-4672 or [email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...