MFDA Hearing Panel issues Decision and Reasons (Misconduct) in the matter of Jack Comeau

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Mutual Fund Dealers Association of Canada

Jul 30, 2013, 16:13 ET

TORONTO, July 30, 2013 /CNW/ - A Hearing Panel of the Prairie Regional Council of the MDFA has issued its Decision and Reasons (Misconduct) in connection with the disciplinary hearing held in Saskatoon, Saskatchewan on April 5, 2013 and May 16, 2013 in the matter of Jack Comeau.

A copy of the Hearing Panel's Decision and Reasons (Misconduct) is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE: Mutual Fund Dealers Association of Canada

Hugh Corbett
Managing Director, Enforcement
416-943-4685
[email protected] 

Mark Stott
Vice-President, Prairie Region
403-215-8329
[email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...