MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Enzo DeVuono

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Mutual Fund Dealers Association of Canada

Jun 03, 2013, 17:00 ET

TORONTO, June 3, 2013 /CNW/ - A Hearing Panel of the MFDA's Pacific Regional Council has issued its Decision and Reasons (Penalty) in connection with a disciplinary hearing held in Vancouver, British Columbia in respect of Enzo DeVuono.

A copy of the Decision and Reasons (Penalty) is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE: Mutual Fund Dealers Association of Canada

Hugh Corbett
Director of Litigation
416-943-4685
[email protected]

Jeff Mount
Vice-President, Pacific Region
604-694-8846
[email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...