MFDA Hearing Panel Issues Decision and Reasons with respect to Tony Tung-Yuan
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A copy of the Decision and Reasons is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 145 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
For further information: Shaun Devlin, Vice-President, Enforcement, (416) 943-4672 or [email protected]
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