MFDA Hearing Panel issues Reasons for Decision in the matter of Kimberly Haylock

News provided by

Mutual Fund Dealers Association of Canada

Jul 08, 2013, 17:07 ET

TORONTO, July 8, 2013 /CNW/ - A Hearing Panel of the Central Regional Council of the MDFA has issued its Reasons for Decision in connection with the settlement hearing held in Toronto, Ontario on June 18, 2013 in the matter of Kimberly Ann Haylock.

A copy of the Hearing Panel's Reasons for Decision is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE: Mutual Fund Dealers Association of Canada

Hugh Corbett
Managing Director, Enforcement
416-943-4685
[email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...