MFDA Hearing Panel issues Reasons for Decision (Orders) in the matter of W.H. Stuart Mutuals Ltd. and Marilyn Dianne Stuart

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Mutual Fund Dealers Association of Canada

Aug 01, 2013, 15:05 ET

TORONTO, Aug. 1, 2013 /CNW/ - A Hearing Panel of the Central Regional Council of the MDFA has issued its Reasons for Decision (Orders) in connection with an application made under section 24.3 of MFDA By-law No. 1 (Applications in Exceptional Circumstances) in the matter of W.H. Stuart Mutuals Ltd. and Marilyn Dianne Stuart.

A copy of the Hearing Panel's Reasons for Decision (Orders) is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE: Mutual Fund Dealers Association of Canada

Hugh Corbett
Managing Director, Enforcement
416-943-4685
[email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...