MFDA Staff applies for review of Hearing Panel decision in the matter of Tony
Tung-Yuan Lin
MFDA Staff has applied to the British Columbia Securities Commission for a Hearing and Review of the Decision and Reasons of the MFDA Hearing Panel regarding
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 145 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
For further information: Shaun Devlin, Vice-President, Enforcement, (416) 943-4672 or [email protected]
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