Notice from the Office of the Secretary - Ontario Securities Commission

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF PAUL AZEFF, KORIN BOBROW,
MITCHELL FINKELSTEIN, HOWARD JEFFREY MILLER AND
MAN KIN CHENG (a.k.a. FRANCIS CHENG)

TORONTO, Sept. 30, 2014 /CNW/ - The Commission issued an Order in the above named matter which provides that:

1.            At the hearing on the merits in this matter, the names of clients of TD shall be referred to by first name and first initial of their last name;

2.            At the hearing on the merits in this matter, trading records and other emails identifying clients of TD shall not appear on the public screen; and

3.            At the hearing on the merits in this matter, trading records and other emails identifying clients of TD shall be protected under a confidentiality order, as necessary.

A copy of the Order dated September 29, 2014 is available at www.osc.gov.on.ca

OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
ACTING SECRETARY

SOURCE: Ontario Securities Commission

For media inquiries: [email protected]; For investor inquiries: OSC Contact Centre, 416-593-8314, 1-877-785-1555 (Toll Free)