Notice from the Office of the Secretary - Ontario Securities Commission
IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5, AS AMENDED
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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
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IN THE MATTER OF THE RULES OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
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IN THE MATTER OF JULIAN ROBERT RICCI
TORONTO, Oct. 24, 2014 /CNW/ - On October 24, 2014, the Commission issued a Notice of Hearing pursuant to section 21.7 of the Securities Act to consider the Application made by Julian Robert Ricci for a review of the Penalty Decision of the Investment Industry Regulatory Organization of Canada dated June 9, 2014.
The hearing will be held on November 24, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission's offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.
A copy of the Notice of Hearing dated October 24, 2014 and the Application dated July 9, 2014 are available at www.osc.gov.on.ca
OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
ACTING SECRETARY
SOURCE: Ontario Securities Commission
For media inquiries: [email protected]; For investor inquiries: OSC Contact Centre, 416-593-8314, 1-877-785-1555 (Toll Free)
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