OSC Announces New Registrant Advisory Committee Members

/CNW/ - The Ontario Securities Commission (OSC) announced today the membership of the Registrant Advisory Committee (RAC) for the 2015-2017 term.  The RAC serves as a forum to discuss issues and challenges faced by registrants in interpreting and complying with Ontario securities law, including registration and compliance related matters. 

TORONTO, Jan. 9, 2015 The Committee will also play a consultative role by providing feedback to the OSC on the development and implementation of policy and rule making initiatives that promote investor protection and fair and efficient capital markets. 

Debra Foubert, Director of the Compliance and Registrant Regulation Branch, will continue to Chair the RAC.

The RAC is composed of members representing the different registration categories and business models overseen by the OSC.  The Committee is expected to meet approximately four to six times per year, in addition to possible ad hoc meetings as required, with members serving two-year terms.  The Committee members are:

Robert Maxwell	Arrow Capital Management Inc.
Prema K. R. Thiele	Borden Ladner Gervais LLP
Leonard Racioppo	Coerente Capital Management Inc.
Matthew Irwin	Ewing Morris & Co. Investment Partners Ltd.
Richard Goldstein	First Republic Capital Corporation
Eric Adelson	Invesco Canada Ltd.
Brent H. Moore	Mackenzie Financial Corporation
Catherine Chamberlain	Vanguard Investments Canada Inc.
Cora Pettipas	National Exempt Market Association
Matthew Brady	Mutual Fund Dealers Association of Canada
Sandra Blake	Investment Industry Regulatory Organization of Canada
Cathy Tuckwell	Portfolio Management Association of Canada and 1832 Asset Management L.P.

SOURCE Ontario Securities Commission

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