VANCOUVER, April 16, 2014 /CNW/ -
TSX VENTURE COMPANIES:
AUSTEX OIL LIMITED ("ATO")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Securities
BULLETIN DATE: April 16, 2014
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 21, 2013:
Convertible Security: |
58,942,656 redeemable convertible preferred "A" shares ("RCPA Shares") |
57,724,011 redeemable preferred "B" shares ("RPB Shares") |
|
(The RCPA Shares with the RPB Shares, the "Pref Shares"). |
|
Security Price: |
US$0.15 per RCPA Share |
US$0.15 per RPB Share |
|
Conversion Price: |
The Pref Shares are convertible for a total of 116,666,667 common shares of the Company ("Shares") at a conversion price of US$0.15 per Share |
Maturity date: |
4 years from date of issuance |
Dividend rate: |
11.75% interest per annum |
Number of Placees: |
2 placees |
Insider / Pro Group Participation: |
None |
Finder's Fees: |
None |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. The Exchange acknowledges receipt of disinterested shareholder approval of a resolution authorizing the conversion of the RPB Shares into Shares at the Conversion Price and a resolution authorizing Ptolemy as the new Control Person of the Company. For further information please see the Company's Information Circular dated January 24, 2014.
________________________________________
AVIVAGEN INC. ("VIV")
BULLETIN TYPE: Shares for Services
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,459,164 common shares at a deemed price of $0.056 per share, having a total deemed value of $81,713.20, in settlement of services.
Number of Creditors: |
2 creditors |
Insider / Pro Group Participation: |
|
Name |
Insider = Y / Pro Group = P |
Number of shares |
Amin Khalifa |
Y |
428,571 |
The Company issued a news release on April 11, 2014 in connection with this Shares for Debt transaction.
_____________________________________
AZINCOURT URANIUM INC. ("AAZ")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Effective at 12:55 p.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
CLIFFSIDE CAPITAL LTD. ("CEP.P")
BULLETIN TYPE: New Listing-CPC-Shares
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
This Capital Pool Company's ('CPC') Prospectus dated March 28, 2014 has been filed with and accepted by TSX Venture Exchange and the Ontario, Alberta and British Columbia Securities Commissions effective April 1, 2014, pursuant to the provisions of the respective Securities Acts. The Common Shares of the Company will be listed on TSX Venture Exchange on the effective date stated below.
The Company has completed its initial distribution of securities to the public. The gross proceeds received by the Company for the Offering were $1,000,000 (10,000,000 common shares at $0.10 per share).
Commence Date: |
At the opening, Thursday, April 17, 2014, the Common shares will commence trading on TSX Venture Exchange. |
Corporate Jurisdiction: |
Ontario |
Capitalization: |
Unlimited |
common shares with no par value of which |
55,000,000 |
common shares are issued and outstanding |
|
Escrowed Shares: |
34,250,000 |
common shares |
Transfer Agent: |
Computershare Investor Services Inc. |
Trading Symbol: |
CEP.P |
CUSIP Number: |
186824108 |
Agent: |
Raymond James Ltd. |
Agent's Options: |
1,000,000 non-transferable stock options. One option to purchase one share at $0.10 per share for up to 24 months. |
For further information, please refer to the Company's Prospectus dated March 28, 2014.
Company Contact: |
Mark Newman, CEO |
Company Address: |
Suite 200 - 11 Church Street, |
Toronto Ontario, M5E 1W1 |
|
Company Phone Number: |
(44) 20 7664 5606 |
Company Fax Number: |
(44) 20 7664 5640 |
Company Email: |
|
________________________________________
CORNERSTONE CAPITAL RESOURCES INC. ("CGP")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 19, 2014 and closed April 9, 2014:
Number of Securities: |
26,666,667 common share units ("Units") |
Each Unit consists of one common share and one share purchase warrant |
|
Purchase Price: |
$0.15 per Unit |
Warrants: |
26,666,667 share purchase warrants to purchase 26,666,667 shares |
Warrant Exercise Price: |
$0.35 for up to 5 years from date of issuance |
Number of Placees: |
137 placees |
Insider / Pro Group Participation: |
|
Insider=Y / |
||
Name |
ProGroup=P / |
# of Units |
H. Brooke MacDonald |
Y |
333,333 |
Finder's Fee: |
$271,268 cash and 1,808,450 non-transferrable warrants ("Finder Warrants") payable to Sprott, Inc. |
Each Finder Warrant is exercisable for one common share at a price of $0.20 for up to 5 years from date of issuance. |
|
________________________________________
CRICKET RESOURCES INC. ("CKC.H")
[formerly Cricket Resources Inc. ("CKC")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company. Therefore, effective at the opening on Thursday, April 17, 2014, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Vancouver to NEX.
As of April 17, 2014, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from CKC to CKC.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
_______________________________________
EPALS CORPORATION ("SLN")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: April 16, 2014
TSX Venture Tier 1 Company
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
Private Placement:
# of Warrants: |
36,404,265 |
Original Expiry Date of Warrants: |
April 30, 2014 |
New Expiry Date of Warrants: |
June 30, 2014 |
Exercise Price of Warrants: |
$0.075 |
These warrants were issued pursuant to a private placement of 8,133,998 voting common shares and 101,078,813 restricted voting common shares (each restricted share convertible into one voting common share) with 2,711,331 voting common share purchase warrants and 33,692,934 restricted voting common share purchase warrants attached, which was accepted for filing by the Exchange effective December 24, 2013.
________________________________________
EPICORE BIONETWORKS INC. ("EBN")
BULLETIN TYPE: Normal Course Issuer Bid, Correction
BULLETIN DATE: April 16, 2014
TSX Venture Tier 1 Company
Further to the TSX Venture Exchange Bulletin dated April 14, 2014, the Bulletin should have read as follows:
Purchases pursuant to the bid will be made by Richardson GMP, which acquired Macquarie Private Wealth Inc., from August 29, 2013 until December 9, 2013, and by Dundee Capital Markets from December 9, 2013 to August 28, 2014 on behalf of the Company.
________________________________________
ERGORESEARCH LTD. ("ERG")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Brokered Private Placement announced on February 11, 2014:
Number of Shares: |
5,000,000 common shares |
Purchase Price: |
$1.00 per common share |
Number of Placees: |
18 placees |
Intermediaries' Fee: |
GMP Securities L.P. and Laurentian Bank Securities Inc. collectively received $237,500 in cash. |
The Company has confirmed the closing of the above-mentioned Private Placement by way of a press release dated February 27, 2014.
ERGORECHERCHE LTEE (« ERG »)
TYPE DE BULLETIN : Placement privé par l'entremise d'un courtier
DATE DU BULLETIN : Le 16 avril 2014
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé par l'entremise d'un courtier, tel qu'annoncé le 11 février 2014 :
Nombre d'actions : |
5 000 000 d'actions ordinaires |
Prix : |
1,00 $ par action ordinaire |
Numéro de souscripteurs : |
18 souscripteurs |
Honoraires d'intermédiation : |
GMP Valeurs Mobilières S.E.C. et Valeurs Mobilières Banque Laurentienne inc. ont collectivement reçu 237 500 $ en espèces. |
La société a confirmé la clôture du placement privé mentionné ci-dessus par communiqué de presse du 27 février 2014.
_______________________________________________
FINAVERA WIND ENERGY INC. ("FVR")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Effective at 11:18 a.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
GOLDEN PREDATOR MINING CORP. ("GPY")
[formerly Northern Tiger Resources Inc. ("NTR")]
BULLETIN TYPE: Name Change and Consolidation
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Pursuant to a resolution passed by shareholders at the Company's annual general and special meeting held on February 21, 2014 the Company has consolidated its capital on a (seven) 7 old for (one) 1 new basis. The name of the Company has also been changed as follows:
Effective at the opening, Thursday, April 17, 2014, the common shares of Golden Predator Mining Corp. will commence trading on TSX Venture Exchange, and the common shares of Northern Tiger Resources Inc. will be delisted. The Company is classified as a 'Mining Exploration' company.
Post - Consolidation |
||
Capitalization: |
Unlimited |
shares with no par value of which |
8,366,832 |
shares are issued and outstanding |
|
Escrow: |
Nil |
Escrowed Shares |
Transfer Agent: |
Valiant Trust Company |
|
Trading Symbol: |
GPY |
(new) |
CUSIP Number: |
38116P105 |
(new) |
________________________________________
HIGHBANK RESOURCES LTD. ("HBK")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the first tranche of a Non-Brokered Private Placement announced April 3, 2014:
Convertible Debenture |
$2,700,000 |
Conversion Price: |
Convertible into common shares at a conversion price of $0.45 in year one, at $0.35 in year two, and at $0.25 in year three. |
Maturity date: |
Three years from date of issuance |
Interest rate: |
10% per annum |
Number of Placees: |
7 placees |
Finder's Fee: |
$75,000 payable to Melissa Loucks |
$75,000 payable to Collins Barrow CK, LLP (John Aitken, Paul Cudmore, Bill Loucks, James Moir and Michael Pestowka) |
|
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
KAIZEN DISCOVERY INC. ("KZD")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 1 Company
Effective at 11:15 a.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
KNIGHT THERAPEUTICS INC. ("GUD")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Brokered Private Placement announced on March 21, 2014:
Number of Special Warrants: |
34,300,000 Special Warrants, each convertible, for no additional consideration, into one common share. The Special Warrants will be deemed to be exercised on the earlier of (i) a date that is no later than the fifth business day after a receipt or deemed receipt, as applicable, has been issued for a final prospectus qualifying the distribution of the underlying common shares for trading; and (ii) the date that is four months and one day following the closing date. |
Purchase Price: |
$5.25 per Special Warrant |
Number of Placees: |
193 placees |
Insider / Pro Group Participation: |
|
Name |
Insider = Y / |
Number of Special Warrants |
3487911 Canada Inc. (Jonathan Ross Goodman) |
Y |
7,620,000 |
Underwriters: |
GMP Securities L.P., Cormark Securities Inc. and Bloom Burton & Co. |
Underwriters' Commission: |
An aggregate of $7,003,500 in cash |
The Company has announced the closing of the Private Placement by way of a press release dated April 10, 2014.
THÉRAPEUTIQUE KNIGHT INC. (« GUD »)
TYPE DE BULLETIN : Placement privé par l'entremise d'un courtier
DATE DU BULLETIN : Le 16 avril 2014
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé par l'entremise d'un courtier, tel qu'annoncé le 16 avril 2014 :
Nombre de bons de |
34 300 000 bons de souscription spéciaux, chacun convertissable, sans contrepartie additionnelle, en une action ordinaire. Les bons de souscription spéciaux seront réputés avoir été exercés à la date la plus rapprochée entre (i) une date qui n'est pas plus tard que la cinquième journée ouvrable après l'émission du reçu pour un prospectus final visant l'émission des actions ordinaires acquises en vertu des bons de souscription spéciaux; et (ii) la date qui est quatre mois et un jour après la date de clôture. |
Prix d'acquisition : |
5,25 $ par bon de souscription spécial |
Nombre de souscripteurs : |
193 souscripteurs |
Participation Initié / Groupe Pro : |
|
Nom |
Initié = Y / Groupe Pro = P |
Nombre d'actions |
3487911 Canada Inc. (Jonathan Ross Goodman) |
Y |
7 620 000 |
Preneurs fermes : |
GMP Securities L.P., Cormark Securities Inc. et Bloom Burton & Co. |
Rémunération des preneurs fermes : |
Un total de 7 003 500 $ en espèces |
La société a annoncé la clôture du placement privé précité par voie d'un communiqué de presse daté du 10 avril 2014.
___________________________________________
KNOL RESOURCES CORP. ("NOL.H")
[formerly Knol Resources Corp. ("NOL")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company. Therefore, effective at the opening on Thursday, April 17, 2014, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Calgary to NEX.
As of April 17, 2014, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from NOL to NOL.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
_______________________________________
LONGREACH OIL AND GAS LIMITED ("LOI")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture(s)
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 3, 2014:
Convertible Notes |
$9,700,000 secured convertible debenture(s) |
Conversion Price: |
Following the first anniversary the debenture(s) are convertible into common shares at the greater of i) $0.30 of principal amount per share until maturity and ii) the market price at time of conversion (based on a 20-day VWAP). |
Warrants: |
9,700,000 common share purchase warrants, with each warrant being exercisable into one common share at $0.30 for a two year period. |
Maturity date: |
Two years from issuance |
Interest rate: |
10% per annum |
Number of Placees: |
3 placees |
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P / |
Principal Amount |
Dundee Corporation (TSX listed) |
Y |
$2,820,000 |
West Face Long Term Opportunities Global |
Y |
$1,880,000 |
Master L.P. (portfolio managed) |
||
Finder's Fee: |
A cash commission of $315,800 was paid to Euro Pacific Canada Inc. |
For further details, please refer to the Company's news release dated April 10, 2014.
________________________________________
MACUSANI YELLOWCAKE INC. ("YEL")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Effective at 10:59 a.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
MARGAUX RED CAPITAL INC. ("MXC.H")
[formerly Margaux Red Capital Inc. ("MXC.P")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.4, Capital Pool Companies, the Company has not completed a Qualifying Transaction within the prescribed time frame. Therefore, effective at the opening on Thursday, April 17, 2014, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Vancouver to NEX.
As of April 17, 2014, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from MXC.P to MXC.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
Further to the TSX Venture Exchange Bulletin dated January 17, 2014, trading in the Company's securities will remain suspended.
_______________________________________
NIPPON DRAGON RESOURCES INC. ("NIP")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement:
Number of Shares: |
1,208,936 common shares |
Purchase Price: |
$0.10 per common share |
Warrants: |
1,208,936 warrants to purchase 1,208,936 common shares |
Warrant exercise price: |
$0.18 for a period of 18 months following the closing of the Private Placement |
Number of Placees: |
3 placees |
The Company has confirmed the closing of the above-mentioned Private Placement by way of a press release.
RESSOURCES NIPPON DRAGON INC. (« NIP »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 16 avril 2014
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier :
Nombre d'actions : |
1 208 936 actions ordinaires |
Prix : |
0,10 $ par action ordinaire |
Bons de souscription : |
1 208 936 bons de souscription permettant de souscrire à 1 208 936 actions ordinaires |
Prix d'exercice des bons : |
0,18 $ pendant une période de 18 mois suivant la clôture du placement privé. |
Nombre de souscripteurs : |
3 souscripteurs |
La société a confirmé la clôture du placement privé mentionné ci-dessus par voie de l'émission d'un communiqué de presse.
_______________________________________________
NITINAT MINERALS CORPORATION ("NZZ")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing a subscription agreement dated January 31, 2014 (the "Agreement") pursuant to which Nitinat Minerals Corporation (the "Company") will acquire 248,962 shares at a deemed price of £1.00 per share in Global Resources Investment Trust plc ("GRIT"), an investment trust registered in England and Wales and listed on the London Stock Exchange's main market, in exchange for 9,000,000 units of the Company at a price of CDN$0.05 per unit. Each unit is comprised of one common share and one share purchase warrants (each exercisable into one common share at a price of $0.05 for a 30 month period).
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
GRIT |
Y |
9,000,000 |
For further information please read the Company's news release(s) dated February 11, 2014 and March 10, 2014 available on SEDAR.
________________________________________
PARK LAWN CORPORATION ("PLC")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: April 16, 2014
TSX Venture Tier 1 Company
The Issuer has declared the following dividend(s):
Dividend per Common Share: |
$0.038 |
Payable Date: |
May 15, 2014 |
Record Date: |
April 30, 2014 |
Ex-Dividend Date: |
April 28, 2014 |
________________________________________
PETROSTAR PETROLEUM CORPORATION ("PEP")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Effective at 11:13 a.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
PRIMA FLUORSPAR CORP. ("PF")
BULLETIN TYPE: Private Placement-Non-Brokered, Remain Halted
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 3, 2014:
SECOND TRANCHE:
Number of Shares: |
2,450,000 shares |
Purchase Price: |
$0.10 per share |
Warrants: |
2,450,000 share purchase warrants to purchase 2,450,000 shares |
Warrant Exercise Price: |
$0.15 for a two year period |
Number of Placees: |
7 placees |
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Zimptu Capital Corp. |
Y |
600,000 |
Finder's Fee: |
$1,200 plus 12,000 warrants exercisable at $0.15 per share for a two year period is payable to Canaccord Genuity Corp. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
Remain Halted
Trading in the shares of the Company will remain halted.
________________________________________
SAN MARCO RESOURCES INC. ("SMN")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 11, 2014:
Number of Shares: |
8,000,000 shares |
Purchase Price: |
$0.05 per share |
Warrants: |
8,000,000 share purchase warrants to purchase 8,000,000 shares |
Warrant Exercise Price: |
$0.05 for a one year period; and |
$0.10 in the second and third years |
|
The warrants have an acceleration provision such that the expiry date can be reduced to 30 calendar days after notice thereof, if the closing price of the common shares equals or exceeds $0.20 for 15 consecutive trading days after the expiry of the four month restricted resale period. |
|
Number of Placees: |
22 placees |
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
R. Stuart Angus |
Y |
2,760,000 |
Aggregate Pro Group Involvement |
P |
2,015,000 |
[7 placees] |
||
Finder's Fee: |
Haywood Securities Inc. receive $16,590 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
SUTTER GOLD MINING INC. ("SGM")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,746,641 shares at a deemed price of $0.20 per shares to settle outstanding debt for US$316,666.
Number of Creditors: |
1 Creditor |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
THERMOCERAMIX CORPORATION ("TCX")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Effective at 11:45 a.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
TUMI RESOURCES LIMITED ("TM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced April 1, 2014:
Number of Shares: |
2,000,000 shares |
Purchase Price: |
$0.10 per share |
Number of Placees: |
13 placees |
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group Involvement |
P |
600,000 |
[3 placees] |
||
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
WATERFRONT CAPITAL CORPORATION ("WFG")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 13, 2014:
Number of Shares: |
1,100,000 shares |
Purchase Price: |
$0.10 per share |
Warrants: |
1,100,000 share purchase warrants to purchase 1,100,000 shares |
Warrant Exercise Price: |
$0.20 for a two year period |
Number of Placees: |
4 placees |
Insider / Pro Group Participation: |
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Insider=Y / |
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Name |
ProGroup=P |
# of Shares |
Criterion Capital Corporation (D. Mason) |
Y |
300,000 |
A. Richard Peterson |
Y |
300,000 |
Finder's Fee: |
$5,000 payable to Fin-XO Securities Inc. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
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WEST CIRQUE RESOURCES LTD. ("WCQ")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
Effective at 11:15 a.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
WOLVERINE MINERALS CORP. ("WLV")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 16, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 26, 2014:
Number of Shares: |
7,000,000 shares |
Purchase Price: |
$0.075 per share |
Warrants: |
7,000,000 share purchase warrants to purchase 7,000,000 shares |
Warrant Exercise Price: |
$0.10 for a three year period |
Number of Placees: |
12 placees |
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
TAD Financial Corp. (T. Doyle) |
Y |
1,675,000 |
Logan Anderson |
Y |
407,000 |
Douglas Blanchflower |
Y |
200,000 |
Malcolm Clay |
Y |
650,000 |
Aggregate Pro Group Involvement |
P |
1,000,000 |
[1 placee] |
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Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
NEX COMPANY:
DAMON CAPITAL CORP. ("DAM.H")
BULLETIN TYPE: Reinstated for Trading
BULLETIN DATE: April 16, 2014
NEX Company
Further to TSX Venture Exchange Bulletin dated March 25, 2014, the Company has applied for reinstatement to trading.
Effective at the opening, Thursday, April 17, 2014, trading will be reinstated in the securities of the Company (CUSIP 235716 10 7).
_______________________________________
NXA INC. ("NXI.H")
BULLETIN TYPE: Halt
BULLETIN DATE: April 16, 2014
NEX Company
Effective at 12:29 p.m., PST, April 16, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE: TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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