VANCOUVER, Dec. 7 /CNW/ -
TSX EXCHANGE COMPANIES:
BULLETIN TYPE: Notice to Issuers
BULLETIN DATE: December 7, 2010
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Personal Information Form - Form 2A Declaration - Form 2C1 Identification Requirements |
TSX Venture Exchange ("TSXV") is providing information regarding new procedures being imposed by the Ontario Provincial Police ("OPP") that impact the filing and processing of both the Form 2A Personal Information Form ("PIF") and Form 2C1 Declaration ("Declaration"). The PIF and Declaration will be updated to reflect these new procedures as soon as possible.
Effective January 1, 2011 (subject to the transition period noted below), TSXV must now collect two pieces of identification when requesting a criminal record check from the OPP. Accordingly, all individuals that file a PIF or Declaration must submit two pieces of identification issued by a government authority that is acceptable to TSXV. The PIF and Declaration currently require that only one piece of photo identification issued by a government authority be submitted to TSXV. In addition to the first piece of required photo identification, a second piece of identification will now be required in order for a PIF or Declaration to be processed. Examples of acceptable photo and non-photo identification are set forth below.
When TSXV is requesting a criminal record check:
- photocopies of two acceptable identifications must be submitted;
- one copy of identification must contain a recognizable photo taken within the last 5 years, and have the person's full given name, surname, date of birth, gender and current mailing address; and
- each copy of acceptable identification that is submitted must be legible and each copy must have been verified, signed, dated and sealed by a notary public.
As of January 1, 2011, TSXV will require PIFs and Declarations to be submitted with the required notarized photocopies of two pieces of acceptable identification. The OPP has provided a transition period until February 1, 2011 after which PIFs and Declarations submitted without the required notarized photocopies of acceptable identification cannot be processed and will be delayed pending receipt of all acceptable identification in the form required.
EXAMPLES OF ACCEPTABLE PHOTO IDENTIFICATION:
- Driver's Licence
- Age of Majority Card/BYID Card
- Canadian or Foreign Passport
- Canadian Citizenship Card
- Possession and Acquisition Licence (or PAL Card)
- Permanent Residency Card
- Certificate of Indian Status
- Canadian national Institute of the Blind Identification Card
- Canadian Military Employment Card or Canadian Military Family Identification Card
- International Student Card
EXAMPLES OF ACCEPTABLE NON-PHOTO IDENTIFICATION:
- Birth Certificate
- Baptismal Certificate
- Hunting Licence
- Outdoors Card
- Blood Donor Card
- Immigration Papers
Health Cards cannot be accepted for identification purposes under the Personal Health Information Protection Act, 2004 (Section 34). Social Insurance cards are not to be copied or distributed and are therefore also not acceptable. Please do not forward copies of either of these pieces of identification to us.
If you have any questions about this bulletin, please contact:
Jim Manderville
Senior Manager Investigative Research
Toronto Stock Exchange / TSX Venture Exchange
PH: 416.947.4505
Fax: 416.947.4594
[email protected]
TYPE DE BULLETIN : Avis aux émetteurs
DATE DU BULLETIN : Le 7 décembre 2010
Objet : |
Formulaire de renseignements personnels - Formulaire 2A Déclaration - Formulaire 2C1 Exigences en matière d'identification |
La Bourse de croissance TSX (la « TSX de croissance ») désire donner des précisions sur les nouvelles mesures imposées par la Police provinciale de l'Ontario (la « Police provinciale ») qui ont une incidence sur le dépôt et le traitement du formulaire 2A - Formulaire de renseignements personnels (le « FRP ») et du formulaire 2C1 - Déclaration (la « déclaration »). Le FRP et la déclaration seront mis à jour le plus tôt possible pour tenir compte des nouvelles mesures.
En vigueur le 1er janvier 2011 (sous réserve de la période transitoire mentionnée plus bas), la TSX de croissance doit accompagner toutes les demandes de vérification des antécédents criminels soumises à la Police provinciale de deux pièces d'identité. Par conséquent, toute personne qui dépose un FRP ou une déclaration doit joindre deux pièces d'identité délivrées par une autorité gouvernementale acceptée par la TSX de croissance. Actuellement, une seule pièce d'identité avec photo délivrée par une autorité gouvernementale doit être soumise à la TSX de croissance avec le FRP et la déclaration. Il faudra désormais soumettre une deuxième pièce d'identité pour qu'un FRP ou une déclaration soit traité. Des exemples de pièces d'identité avec et sans photo acceptées figurent ci-dessous.
Lorsque la TSX de croissance demande une vérification des antécédents criminels :
- la demande doit être accompagnée des photocopies de deux pièces d'identité acceptées;
- la copie de l'une des pièces d'identité doit contenir une photo datant d'au plus cinq ans sur laquelle on peut reconnaître la ou le titulaire, ainsi que les noms et prénoms complet, date de naissance, sexe et adresse postale courante de la ou du titulaire;
- chaque copie des pièces d'identité doit être lisible et doit avoir été vérifiée, signée et datée par un notaire qui y a apposé son sceau.
Dès le 1er janvier 2011, la TSX de croissance exigera que les photocopies notariées de deux pièces d'identité acceptées accompagnent les FRP et les déclarations qui lui sont soumis. La Police provinciale prévoit une période transitoire qui se termine le 1er février 2011, après quoi le traitement des FRP et des déclarations qui ne sont pas accompagnés des photocopies notariées de pièces d'identité acceptées sera retardé jusqu'à ce que tous les documents acceptés soient reçus dans la forme requise.
EXEMPLES DE PIÈCES D'IDENTITÉ AVEC PHOTO ACCEPTÉES :
- Permis de conduire
- Certificat de majorité / Carte-photo d'identité BYID
- Passeport canadien ou étranger
- Certificat de citoyenneté canadienne
- Permis de possession et d'acquisition d'armes à feu
- Carte de résident permanent
- Certificat de statut d'Indien
- Carte d'identité de l'Institut national canadien pour les aveugles
- Carte de militaire ou Carte d'identité des familles des militaires délivrée par le Canada
- Carte d'identité étudiante internationale
EXEMPLES DE PIÈCES D'IDENTITÉ SANS PHOTO ACCEPTÉES :
- Certificat de naissance
- Certificat de baptême
- Permis de chasse
- Carte Plein air
- Carte de donneur de sang
- Documents d'immigration
La carte Santé n'est pas une pièce d'identité valide aux termes de la Loi de 2004 sur la protection des renseignements personnels sur la santé (article 34). La carte d'assurance sociale n'est pas acceptée, car il est interdit de la photocopier ou de la transmettre. Nous vous prions donc de ne pas nous envoyer de photocopie de ces pièces d'identité.
Toute question concernant le présent bulletin peut être adressée à :
Jim Manderville
Gestionnaire principal, Recherche d'enquête
Bourse de Toronto / Bourse de croissance TSX
Téléphone : 416-947-4505
Télécopieur : 416-947-4594
[email protected]
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AGRIMARINE HOLDINGS INC. ("FSH")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 6, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 17, 2010 and November 19, 2010:
SECOND AND FINAL TRANCHE
Number of Shares: | 6,676,000 shares | |
Purchase Price: | $0.25 per share | |
Warrants: | 3,338,000 share purchase warrants to purchase 3,338,000 shares | |
Warrant Exercise Price: | $0.40 for a two year period | |
Number of Placees: | 60 placees | |
Insider / Pro Group Participation: | ||
Name |
Insider=Y / ProGroup=P / |
# of Shares |
Jeff Kowal | P | 50,000 |
Finder's Fee: |
$8,000 plus 32,000 warrants payable to Jonathan Shields $4,000 payable to Harrison Salli $18,800 plus 75,200 warrants payable to Generic Capital $47,320 plus 189,280 warrants payable to Canaccord Genuity Corp. $28,000 plus 112,000 warrants payable to GC Capital SA $2,000 plus 8,000 warrants payable to LOM Securities (Bermuda) Ltd. $10,000 plus 40,000 warrants payable to Intrynsyc Capital |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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ALTAIR VENTURES INCORPORATED ("AVX")
BULLETIN TYPE: Private Placement-Non-Brokered, Correction
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange bulletin dated December 3, 2010 with respect to the private placement announced October 14, 2010 and October 20, 2010, the subscription below has been amended as follows:
Insider / Pro Group Participation: | ||
Name |
Insider=Y / ProGroup=P / |
# of Shares |
Scott Hunter |
P |
100,000 f/t 60,000 nf/t |
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AMAYA GAMING GROUP INC. ("AYA")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: December 7, 2010
TSX Venture Tier 1 Company
The Company's Short Form Prospectus dated November 30, 2010 was filed with and accepted by TSX Venture Exchange (the "Exchange") and filed with and receipted by the Ontario, Alberta, and British Columbia Securities Commissions as well as Autorité des marchés financiers, pursuant to the provisions of the Ontario, Alberta, British Columbia and Québec Securities Acts.
Underwriters: | Canaccord Genuity Corp., Dundee Securities Corporation and Laurentian Bank Securities Inc. | |||||
Offering: | 3,400,000 common shares | |||||
Share Price: | $3.00 per common share | |||||
Over-Allotment Option: | The Company has granted to the Underwriters, an option to purchase additional common shares up to 15% of the offering at $3.00 per share for a period of 30 days. | |||||
Underwriters Fee: | 6% of the gross proceeds of the Offering in cash, including the sale of any additional shares sold pursuant to the exercise of the Over-Allotment Option and compensation options to purchase a number of shares equal to 6% of the common shares sold pursuant to the Offering (including upon any exercise of the Over-Allotment Option) at an exercise price of $3.00 per share for a period of 24 months following the closing. |
The Exchange has been advised that, pursuant to the offering, 3,400,000 common shares of the Company were issued at a price of $3.00 per Common Share for aggregate gross proceeds of $10,200,000.
GROUP DE JEUX AMAYA INC. (« AYA »)
TYPE DE BULLETIN : Émission d'actions par prospectus
DATE DU BULLETIN : Le 7 décembre 2010
Société du groupe 1 de TSX Croissance
Le prospectus simplifié en date du 30 novembre 2010 de la société a été déposé et accepté par la Bourse de croissance TSX (la « Bourse ») et a été déposé et visé par les commissions des valeurs mobilières de l'Ontario, Alberta, Colombie-Britannique et l'Autorité des marchés financiers, et ce, en vertu des dispositions de la Loi des valeurs mobilières de l'Ontario, Alberta, Colombie-Britannique et du Québec.
Preneurs fermes : | Canaccord Genuity Corp., Dundee Securities Corporation et Valeurs mobilières Banque Laurentienne inc. | |||
Offre : | 3 400 000 actions ordinaires | |||
Prix : | 3,00 $ par action ordinaire | |||
Option de surallocation : | Une option a été octroyée aux preneurs fermes leur permettant de solliciter et d'accepter des souscriptions pour des actions additionnelles équivalant à 15 % des actions offertes au prix de 3,00 $ par action pour une période de 30 jours. | |||
Commission aux preneurs fermes : | Rémunération au comptant égale à 6 % du produit brut du placement, y compris le placement d'actions supplémentaires vendues à la suite de l'exercice de l'option de surallocation et option de rémunération permettant d'acquérir au prix d'offre un nombre d'actions ordinaires correspondant à 6 % du nombre total des actions ordinaires vendues aux termes du placement (incluant l'exercice de toute option de surallocation) pendant une période de 24 mois suivant la date de clôture. |
La Bourse a été avisée que, suite au placement, 3 400 000 actions ordinaires de la société ont été émises au prix de 3,00 $ par action ordinaire pour un produit brut de 10 200 000 $.
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BNP RESOURCES INC. ("BNX.A")
BULLETIN TYPE: Shares for Services
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 728,888 shares at a deemed price of $0.10 in consideration of certain services provided to the company pursuant to an agreement dated October 5, 2010.
No Insider / Pro Group Participation.
The Company issued a news release announcing the shares were issued on December 6, 2010.
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CADAN RESOURCES CORPORATION ("CXD")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 26, 2010:
Number of Shares: | 11,000,000 shares | |||
Purchase Price: | $0.65 per share | |||
Warrants: | 11,000,000 share purchase warrants to purchase 11,000,000 shares | |||
Warrant Exercise Price: | $1.10 for a two year period | |||
Number of Placees: | 2 placees |
Insider / Pro Group Participation: | ||
Insider=Y / | ||
Name | ProGroup=P / | # of Shares |
Orifer S.A. (Jean Edgar de Trentinian) | Y | 6,200,000 |
Finder's Fee: | Procter Advisors Ltd. (Piero Ventura) will receive a finder's fee of 1,100,000 units with the same terms as the offering. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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CANACOL ENERGY LTD. ("CNE")
BULLETIN TYPE: Shares for Services
BULLETIN DATE: December 7, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue an aggregate of 201,275 common shares in consideration of certain services provided to the company pursuant various agreements previously accepted by the Exchange. 31,964 shares were issued at $0.77, 18,716 shares issued at $0.78, 45,038 shares issued @ $0.79, 49,077 shares issued at $0.94, 46,586 shares issued at $1.24 and 9,984 shares issued at $1.35.
No Insider / Pro Group Participation.
The Company issued a news release on November 30, 2010 announcing the issuance of shares.
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DIA BRAS EXPLORATION INC. ("DIB")
[formerly Dia Bras Exploration Inc. ("DIB")]
BULLETIN TYPE: Consolidation
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Pursuant to a Special Resolution accepted by shareholders on September 14, 2010, the Company has consolidated its capital on a seven old for one new basis. The name of the Company has not been changed.
Effective at the opening Wednesday, December 8, 2010, the common shares of the Company will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as "Mineral Exploration/ Development" company.
Post - Consolidation | |||
Capitalization: | Unlimited | common shares with no par value of which | |
73,937,692 | common shares are issued and outstanding | ||
Escrow: | Nil | shares | |
Transfer Agent: | Computershare Investor Services Inc. (Montréal and Toronto) | ||
Trading Symbol: | DIB | (UNCHANGED) | |
CUSIP Number: | 25244F208 | (new) |
EXPLORATION DIA BRAS INC. (« DIB »)
[Anciennement Exploration Dia Bras Inc. (« DIB »)]
TYPE DE BULLETIN : Regroupement
DATE DU BULLETIN : Le 7 décembre 2010
Société du groupe 2 de TSX Croissance
En vertu d'une résolution spéciale des actionnaires du 14 septembre 2010, la société a consolidé son capital-actions sur la base de sept anciennes actions pour une nouvelle action. La dénomination sociale de la société n'a pas été modifiée.
Les actions ordinaires de la société seront admises à la négociation à la Bourse de croissance TSX sur une base consolidée à l'ouverture des affaires mercredi le 8 décembre 2010. La société est catégorisée comme une société « d'exploration et de développement minier ».
Capitalisation après consolidation : | Un nombre illimité d'actions ordinaires sans valeur nominale, dont 73 937 692 actions ordinaires sont émises et en circulation. | |
Actions entiercées : | Aucune action | |
Agent des transferts : | Services aux investisseurs Computershare inc. (Montréal et Toronto) | |
Symbole au téléscripteur : | DIB | (INCHANGÉ) |
Numéro de CUSIP : | 25244F208 | (nouveau) |
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ESTRELLA GOLD CORPORATION ("EST")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 3, 2010:
Number of Shares: | 2,000,000 shares | |
Purchase Price: | $0.50 per share | |
Warrants: | 2,000,000 share purchase warrants to purchase 2,000,000 shares | |
Warrant Exercise Price: | $0.80 for a two year period | |
Number of Placees: | 17 placees | |
Insider / Pro Group Participation: | ||
Insider=Y / | ||
Name | ProGroup=P / | # of Shares |
Murray McInnes | P | 20,000 |
Finder's Fee: | $45,600, plus 152,000 finder's warrants (each exercisable into one common share at a price of $0.60 for a period of two years) payable to Global Market Development LLC |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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E-XACT TRANSACTIONS LTD. ("EXZ")
BULLETIN TYPE: Delist-Offer to Purchase
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Effective at the close of business December 7, 2010, the common shares of E-xact Transactions Ltd. will be delisted from TSX Venture Exchange. The delisting of the Company's shares results from a Merger Agreement between the Company and a private US company owned by two directors of the Company, Brian Archer and Peter Fahlman. For further information please refer to the information circular dated October 29, 2010 and the company's news release dated December 1, 2010.
________________________________________
GLOBAL MINERALS LTD. ("CTG")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 4, 2010:
Number of Shares: | 9,545,727 shares | |
Purchase Price: | $0.35 per share | |
Warrants: | 4,772,866 share purchase warrants to purchase 4,772,866 shares | |
Warrant Exercise Price: | $0.55 for a two year period | |
Number of Placees: | 66 placees | |
Insider / Pro Group Participation: | ||
Insider=Y / | ||
Name | ProGroup=P / | # of Shares |
Gary Bogdanovich | P | 100,000 |
Lorinda Hoyem | P | 40,000 |
Esperanza Resources Corp. | Y | 4,159,900 |
Finders' Fees: |
342,857 units and 285,714 Finder Warrants payable to Global Resource Investments Ltd. 8,400 units and 7,000 Finder Warrants payable to Haywood Securities Inc. - Each unit consists of one share and one-half of one share purchase warrant with the same terms as above - Each Finder Warrant is exercisable into one common share at $0.55 for a two year period |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
ICS COPPER SYSTEMS LTD. ("ICX")
BULLETIN TYPE: Private Placement-Non-Brokered, Amendment
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated December 6, 2010, the Exchange has accepted an amendment with respect to a Non-Brokered Private Placement announced November 25, 2010.
The total shares purchased by the Insider, Graham A. Chisholm, have been reduced to 112,500.
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INTERNATIONAL BIO RECOVERY CORPORATION ("IBR")
BULLETIN TYPE: Private Placement-Non-Brokered, Correction
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Further to the bulletin dated December 2, 2010 wherein TSX Venture Exchange accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 19, 2010, the bulletin should have read in part as follows:
Warrants: | 11,024,728 share purchase warrants to purchase 11,024,728 shares |
Warrant Exercise Price: |
$0.12 for the first two years $0.15 during the third year |
The rest of the terms remain unchanged.
________________________________________
KESTREL GOLD INC. ("KGC")
BULLETIN TYPE: Property-Asset or Share Disposition Agreement
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation pursuant to two Option Agreements dated October 31, 2010 (the "Agreements") between the Company, Bernie Kreft and J.A.E. Resources (collectively, the "Vendors"). As per the terms of the Agreement the Company will acquire an Option to acquire 100% interest in four properties collectively known as the King Solomon Dome Project, located in the Yukon Territory. In consideration the Company will pay $920,000 cash over a period of four years, issue 150,000 common shares at a deemed price of $0.39 per share and fund exploration expenses of up to $100,000. Each property is subject to a 2.5% NSR of which 1.5% may be purchased for a one-time payment of $1,000,000.
________________________________________
LAKELAND RESOURCES INC. ("LK")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 15, 2010:
Number of Shares: |
1,766,333 common shares; and 2,211,545 flow through shares |
Purchase Price: |
$0.18 per common share; and $0.22 per flow through share |
Warrants: | 883,166 share purchase warrants to purchase 883,166 shares |
Warrant Exercise Price: | $0.30 for a one year period |
Number of Placees: |
18 common share placees; and 21 flow through share placees |
Insider / Pro Group Participation: | ||
Name |
Insider=Y / ProGroup=P / |
# of Shares |
Jeff Findler | P | 50,000 common shares |
Anne Jemison | P | 45,000 flow through shares |
K. Tsirigotis | P | 25,000 flow through shares |
Rob Fia | P | 23,000 flow through shares |
Finders' Fees: | $11,200 payable to Norstar Securities Limited Partnership | |
$5,256 payable to Canaccord Genuity Corp. | ||
$3,520 payable to Raymond James Ltd. | ||
$1,600 payable to Leede Financial Markets Inc. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
MAINSTREAM MINERALS CORPORATION ("MJO")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation pertaining to a purchase option agreement (the "Agreement") dated November 24, 2010, between Mainstream Minerals Corp. (the "Company") and Rubicon Minerals Corporation (the "Optionor"). Pursuant to the Agreement, the Company shall have the option to acquire a 100% interest in the 25 claim blocks (the "Claims") consisting of 323 units covering approximately 12,920 acres in the Townships of Rowan Lake and Brooks Lake in Kenora Mining District of Northwestern Ontario.
As consideration, the Company must pay the Optionor an aggregate of $120,300 within a four year period, issue an aggregate of 200,000 shares within one year. The Optionor will retain a 2% net smelter return ("NSR") interest on the Claims, of which the Company has the option to buyback one-half of the NSR by making an additional payment of $1,000,000.
For further information, please refer to the Company's press release dated November 30, 2010.
________________________________________
NEMASKA EXPLORATION INC. ("NMX")
BULLETIN TYPE: Private Placement- Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Brokered Private Placement, announced on October 8, 2010 and October 20, 2010:
Number of Shares: | 5,032,500 common shares |
Purchase Price: | $0.40 per common share |
Warrants: | 5,032,500 warrants to purchase 5,032,500 common shares |
Warrant Exercise Price: | $0.55 per share for a 24-month period following the closing of the Private Placement |
Number of Placees: | 17 placees |
Agents: | Dundee Securities Corporation and Industrial Alliance Securities Inc. |
Agents' Compensation: | An aggregate of $121,040 in cash was paid to the agents. Also, the agents received 202,600 options. Each option entitles the Holder to purchase one common share at a price of $0.40 per share during a 24-month period following the closing of the Private Placement |
The Company has confirmed the closing of the above-mentioned Private Placement via a press release dated November 2, 2010.
NEMASKA EXPLORATION INC. (« NMX »)
TYPE DE BULLETIN : Placement privé par l'entremise d'un courtier
DATE DU BULLETIN : Le 7 décembre 2010
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation relativement à un placement privé par l'entremise d'un courtier, tel qu'annoncé le 8 octobre et le 20 octobre 2010 :
Nombre d'actions : | 5 032 500 actions ordinaires |
Prix : | 0,40 $ par action ordinaire |
Bons de souscription : | 5 032 500 bons de souscription permettant de souscrire à 5 032 500 actions ordinaires |
Prix d'exercice des bons : | 0,55 $ par action pour une période de 24 mois suivant la clôture du placement privé |
Nombre de souscripteurs : | 17 souscripteurs |
Agents : | Dundee Securities Corporation et Industrielle Alliance Valeurs mobilières inc. |
Rémunération des agents : | Montant en espèces totalisant 121 040 $. De plus, les agents ont reçu 202 600 options. Chaque option permet au titulaire de souscrire à une action ordinaire au prix de 0,40 $ l'action pour une période de 24 mois suivant la clôture du placement privé |
La société a confirmé la clôture du placement privé mentionné ci-dessus par voie d'un communiqué de presse daté du 2 novembre 2010.
__________________________________
NEMASKA EXPLORATION INC. ("NMX")
BULLETIN TYPE: Private Placement- Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Brokered Private Placement, announced on October 8, 2010 and October 20, 2010:
Number of Shares: | 11,702,000 flow-through common shares |
Purchase Price: | $0.50 per common share |
Warrants: | 11,702,000 warrants to purchase 11,702,000 common shares |
Warrant Exercise Price: | $0.55 per share for a 24-month period following the closing of the Private Placement |
Number of Placees: | 104 placees |
Agents: | Dundee Securities Corporation ("Dundee") and and Industrial Alliance Securities Inc. ("IAS") |
Finder: | Limited Market Dealer Inc. ("LMD") |
Agent's Commission: | Dundee and IAS received a total of $408,080 in cash, while LMD received $120,000 in cash as finder. Also, Dundee and IAS received a total of 696,160 options each whereas LMD received 240,000 options. Each option entitles the holder to purchase one common share at a price of $0.50 per share for a 24-month period following the closing of the Private Placement. |
The Company has confirmed the closing of the above-mentioned Private Placement via a press release dated November 2, 2010.
NEMASKA EXPLORATION INC. (« NMX »)
TYPE DE BULLETIN : Placement privé par l'entremise d'un courtier
DATE DU BULLETIN : Le 7 décembre 2010
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation relativement à un placement privé par l'entremise d'un courtier, tel qu'annoncé le 8 octobre et 20 octobre 2010 :
Nombre d'actions : | 11 702 000 actions ordinaires accréditives |
Prix : | 0,50 $ par action ordinaire |
Bons de souscription : | 11 702 000 bons de souscription permettant de souscrire à 11 702 000 actions ordinaires |
Prix d'exercice des bons : | 0,55 $ par action pour une période de 24 mois suivant la clôture du placement privé |
Nombre de souscripteurs : | 104 souscripteurs |
Agent : | Dundee Securities Corporation (« Dundee ») et Industrielle Alliance Valeurs mobilières inc. (« IAVM ») |
Intermédiaire : | Limited Market Dealer inc. (« LMD ») |
Commission d'agent : | Dundee et IAVM ont reçu des montants en espèces totalisant 408 080 $ et LMD a reçu 120 000 $. De plus, Dundee et IAVM ont reçu un total de 696 160 options de rémunération. Chaque option de rémunération permet au titulaire de souscrire à une action ordinaire au prix de 0,50 $ l'action pour une période de 24 mois suivant la clôture du placement privé |
La société a confirmé la clôture du placement privé mentionné ci-dessus par voie d'un communiqué de presse daté le 2 novembre 2010.
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NEMASKA EXPLORATION INC. ("NMX")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation relating the acquisition of the Sirmac Lithium Property (15 mining claims) in consideration of $30,000 cash and the issuance of up to 750,000 shares and up to 750,000 warrants. Each warrant entitles its holder to subscribe for one common share at a price of $0.60 per share for a period of 24 months.
For further information, please refer to the Company's press release dated November 5, 2010.
EXPLORATION NEMASKA INC. (« NMX »)
TYPE DE BULLETIN : Convention d'achat de propriété, d'actif ou d'actions
DATE DU BULLETIN : Le 7 décembre 2010
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de documents relativement à l'acquisition de la propriété de lithium Sirmac (15 claims miniers) en considération d'un paiement en espèces de 30 000 $ et de l'émission d'un maximum de 750 000 actions et d'un maximum de 750 000 bons de souscription. Chaque bon de souscription permet à son détenteur de souscrire à une action ordinaire au prix de 0,60 $ l'action pour une période de 24 mois.
Pour plus d'information, veuillez vous référer au communiqué de presse émis par la société le 5 novembre 2010.
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NEWLOOK INDUSTRIES CORP. ("NLI")
BULLETIN TYPE: Remain Suspended
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated July 2, 2010, the Exchange has been advised that the Cease Trade Orders issued by the Ontario Securities Commission on July 2, 2010 and July 14, 2010 have been revoked. The Exchange is continuing with its review of the Company's affairs and therefore trading in the Company's securities will remain suspended.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
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PETRO UNO RESOURCES LTD. ("PUP")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced November 8, 2010:
Number of Special Warrants: | 19,170,500 special warrants |
Purchase Price: | $0.60 per special warrant |
Number of Placees: | 153 placees |
Insider / Pro Group Participation: | ||
Name |
Insider=Y / ProGroup=P / |
# of Sp. Warrants |
William G MacTaggart | P | 50,000 |
Packwell Investments Ltd. (William Packham) | P | 50,000 |
William D MacTaggart | P | 37,500 |
Mike Hryn | P | 12,500 |
David Stovel | P | 50,000 |
Elaine Henderson | P | 50,000 |
Peter Bacsalmasi | P | 20,000 |
Randall Bergh | P | 65,000 |
Michael Mansfield | P | 50,000 |
Tom Stan | P | 50,000 |
Mark Christensen | P | 484,000 |
Kendrick Sylvestre | P | 83,300 |
Michael Young | P | 83,300 |
Chris Bond | P | 82,432 |
Robert Weir | P | 166,700 |
Diane Carole | P | 333,300 |
Agents' Fees: |
Macquarie Capital Markets Canada Ltd. - $483,096.60 cash and 805,162 broker warrants Canaccord Genuity Corp. - $103,520.70 cash and 172,534 broker warrants Paradigm Capital Inc. - $103,520.70 cash and 172,534 broker warrants |
|||||
- Each broker warrant is exercisable at a price of $0.60 per share until November 29, 2011. |
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RJK EXPLORATIONS LTD. ("RJX.A")
BULLETIN TYPE: Property-Asset or Share Disposition Agreement
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation pursuant to an Option Agreement dated November 29, 2010 ( the "Agreement") between Donald Brown and the Company. As per the terms of the Agreement the Company will acquire 6 mining claims in the Pickle Lake Area in Ontario. In consideration, the Company will issue a total of 1,000,000 shares of the Company at a deemed price of $0.065 per share, pay $82,500 cash and work commitments of $1,700,000 over a four year period. The property is subject to a 2% Net Smelter Return.
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SAHARA ENERGY LTD. ("SAH")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
This is a first of two tranche closings:
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 6, 2010:
Number of Shares: | 48,000,000 shares (post-consolidation basis) | |||||
Purchase Price: | $0.05 per share | |||||
Number of Placees: | 1 placee |
Insider / Pro Group Participation: | ||
Name |
Insider=Y / ProGroup=P / |
# of Shares |
China Great United Petroleum Investment Co. Limited (Longhua Xie) | Y | 48,000,000 |
Finders' Fees: |
5,000,000 non-transferrable warrants ("Finder Warrants") payable to Elite Value Investments Ltd. $125,000 cash and 2,500,000 Finder Warrants payable to Salman Partners Inc. $125,000 cash and 2,500,000 Finder Warrants payable to Qwest Investment Management Corp. |
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SYNODON INC. ("SYD")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 18, 2010:
Number of Shares: | 9,523,810 shares |
Purchase Price: | $0.21 per unit |
Warrants: | 4,761,905 share purchase warrants to purchase 4,761,905 shares |
Warrant Exercise Price: | $0.30 for a two year period |
Number of Placees: | 23 placees |
No Insider / Pro Group Participation. | |
Finder's Fee: | Jacob Securities Inc. - $135,187.51 cash and 625,000 broker's warrants. |
Each broker's warrant comprises of one common share and one half of one share purchase warrant exercisable for a 2 year period from the date of issue at a price of $0.21 per unit.
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TAG OIL LTD. ("TAO")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: December 7, 2010
TSX Venture Tier 1 Company
Effective November 10, 2010, the Company's Prospectus dated November 10, 2010 was filed with and accepted by TSX Venture Exchange, and filed with and receipted by the B.C. and Ontario Securities Commissions, pursuant to the provisions of the B.C. and Ontario Securities Acts.
The prospectus was filed under Multilateral Instrument 11-102 Passport System in Alberta, Saskatchewan, Manitoba, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador. A receipt for the prospectus is deemed to be issued by the regulator in each of those jurisdictions, if the conditions of the Instrument have been satisfied.
Underwriters: | GMP Securities L.P. and Wellington West Capital Markets Inc. |
Offering: | 10,300,000 shares |
Share Price: | $5.20 per share |
Greenshoe Option: | The Underwriters may over-allot the shares in connection with this offering and the Company has granted to the Underwriters, an option to purchase 1,250,000 additional shares at $5.20 gross, up to the close of business December 17, 2010. |
TSX Venture Exchange has been advised that closing occurred on November 17, 2010, for gross proceeds of $53,560,000; and that the Underwriters exercised the Greenshoe Option to acquire an additional 1,250,000 shares for $6,500,000 for total gross proceeds of $60,060,000.
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WESTCAN URANIUM CORP. ("WCU")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 8, 2010, November 9, 2010 and November 12, 2010:
Number of Shares: |
14,992,500 non-flow-through shares 9,058,666 flow-through shares |
|
Purchase Price: |
$0.08 per non-flow-through share $0.09 per flow-through share |
|
Warrants: | 24,051,166 share purchase warrants to purchase 24,051,166 shares | |
Warrant Exercise Price: |
$0.15 for a one year period $0.20 in the second year |
|
Number of Placees: | 174 placees | |
Insider / Pro Group Participation: | ||
Insider=Y / | ||
Name | ProGroup=P / | # of Shares |
Paul Wan |
P |
125,000 FT 72,500 NFT |
Andrew Statham |
P |
100,000 NFT 100,000 FT |
Jimy Castanho | P | 40,000 NFT |
Edward Reisner | P | 100,000 NFT |
Challa Reisner | P | 100,000 FT |
Roberto Chu | P | 100,000 NFT |
Jacqueine Chow | P | 600,000 NFT |
David Hamilton-Smith | P | 125,000 NFT |
Edward Dockrell | P | 400,000 FT |
Finders' Fees: |
$20,023 and 244,700 agent's warrants payable to PI Financial Corp. $16,040 and 193,500 agent's warrants payable to Canaccord Wealth Management $5,200 payable to Alex Kuznecov $500 payable to Brent Forgeron $8,000 payable to David Cheng $2,115 payable to Lee Johnson $48,240 and 590,500 agent's warrants payable to Macquarie Private Wealth Inc. $8,560 payable to Gord Zelko $24,90 and 300,000 agent's warrants payable to Haywood Securities Corp. $22,050 and 260,000 agent's warrants payable to Wolverton Securities Ltd. $15,000 and 33,333 agent's warrants payable to Limited Market Dealer |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
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ZYP CAPITAL CORP. ("ZYP.P")
BULLETIN TYPE: Suspend-Failure to Complete a Qualifying Transaction within 24 months of Listing
BULLETIN DATE: December 7, 2010
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated November 3, 2010, effective at the open, December 8, 2010, trading in the shares of the Company will be suspended, the Company having failed to complete a Qualifying Transaction within 24 months of its listing.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
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NEX COMPANY:
ROYCE RESOURCES CORP. ("ROY.H")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 7, 2010
NEX Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 7,435,544 shares to settle outstanding debt for $371,777.22.
Number of Creditors: | 1 Creditor |
Insider / Pro Group Participation:
Creditor |
Insider=Y / Progroup=P |
Amount Owing |
Deemed Price per Share |
# of Shares |
Hodgkinson Equities Corp. (Robert L. Hodgkinson) |
Y |
$371,777.22 |
$0.05 |
7,435,544 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
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For further information:
Market Information Services at 1-888-873-8392, or email: [email protected]
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