VANCOUVER, Oct. 11, 2016 /CNW/ -
BULLETIN TYPE: Notice to Issuers
BULLETIN DATE: October 11, 2016
Re: Four Character Stock Symbol Reservations - UPDATE
TSX Venture Exchange (the "Exchange") is providing an update to the Exchange Bulletin dated April 26, 2016 with respect to the adoption of root symbols that consist of four letters of the alphabet ("four letter symbols").
The Exchange currently anticipates that it will be able to accommodate trading of four letter symbols on or about November 1, 2016 (the "effective date"). Listed issuers who have previously reserved a four letter symbol may therefore request that their securities commence trading under the reserved four letter symbol at any time on or after the effective date. The Exchange will communicate additional information about how to make the symbol change effective directly to such listed issuers.
Listed issuers and applicants may reserve root symbols of up to four letters as per the procedures described in Exchange Bulletin dated October 1, 2012.
We again draw your attention to the following requirements and constraints in respect of symbols:
- All of an issuer's listed securities must have the same root symbol;
- A suffix must be attached to the root symbol to identify specific classes of shares, preferred shares, rights, warrants, debentures, units, subscription receipts, installment receipts and that the security trades in U.S. dollars; and
- The root symbol plus the suffix must not exceed eight characters. For the purpose of this limit, a period is a character. For example, preferred shares must have a suffix consisting of .PR plus a single letter extension, e.g. PR.A. The symbol ABC.PR.A is eight characters and is permitted. However, the symbol ABCD.PR.A is nine characters and cannot be accommodated.
If you have any questions about this bulletin, please contact:
Ekaterina Shenkova |
Senior Manager, Montreal |
514-788-2409 |
Alternatively, please contact :
Kyle Araki |
Team Manager, Calgary |
403-218-2851 |
|
Andrew Creech |
Interim Director, Vancouver |
604-602-6936 |
|
Eric Loree |
Team Manager, Toronto |
416-365-2221 |
|
Sylvain Martel |
Interim Director, Montréal |
514-788-2408 |
TYPE DE BULLETIN : Avis aux émetteurs
DATE DU BULLETIN : Le 11 octobre 2016
Objet : Réservation de symboles boursiers de quatre lettres – MISE À JOUR
La Bourse de croissance TSX (la « Bourse ») apporte une mise à jour au bulletin de Bourse daté du 26 avril 2016 au sujet de la négociation des symboles racines de quatre lettres (les « symboles de quatre lettres »).
La Bourse prévoit que la négociation de symboles de quatre lettres débutera le ou vers le 1er novembre 2016 (la « date d'entrée en vigueur »). Les émetteurs inscrits ayant antérieurement réservé un symbole de quatre lettres peuvent demander que leurs titres commencent à se négocier sous le symbole réservé à tout moment à compter de la date d'entrée en vigueur. La Bourse communiquera directement à ces émetteurs inscrits des informations additionnelles sur la marche à suivre pour modifier leur symbole.
Les émetteurs inscrits et les requérantes peuvent réserver des symboles racines composés d'au plus quatre lettres de l'alphabet, tel que décrit au bulletin de Bourse daté du 1 octobre 2012.
Nous vous prions à nouveau de considérer les exigences et contraintes suivantes relatives aux symboles racines:
- tous les titres cotés d'un émetteur doivent avoir le même symbole racine;
- un suffixe doit être ajouté au symbole racine pour désigner les différentes catégories d'actions, les actions privilégiées, les droits, les bons de souscription, les débentures, les parts, les reçus de souscription ainsi que les reçus de versement, et pour préciser si le titre est négocié en dollars américains; et
- le symbole racine et son suffixe ne doivent pas comporter plus de huit caractères. Aux fins de cette limite, un point sera considéré comme un caractère. Par exemple, les actions privilégiées doivent être désignées par le suffixe « .PR » auquel est ajoutée une lettre individuelle (p.ex.: «.PR.A. »). Le symbole ABC.PR.A comporte huit caractères et est permis. Le symbole ABCD.PR.A, lui, comporte neuf caractères et ne peut donc pas être autorisé.
Pour toute question concernant le présent bulletin, prière de communiquer avec :
Ekaterina Shenkova |
Gestionnaire principale, Montréal |
514 788-2409 |
Sinon, veuillez communiquer avec l'une des personnes suivantes :
Kyle Araki |
Chef d'équipe, Calgary |
403 218-2851 |
|
Andrew Creech |
Directeur par intérim, Vancouver |
604 602-6936 |
|
Eric Loree |
Chef d'équipe, Toronto |
416 365-2221 |
|
Sylvain Martel |
Directeur par intérim, Montréal |
514 788-2408 |
TIPO DE BOLETÍN: Aviso a los emisores
FECHA DEL BOLETÍN: 11 de octubre de 2016
Objeto: Reservación de símbolos bursátiles de cuatro caracteres – ACTUALIZACIÓN
La TSX Venture Exchange (la "Bolsa") proporciona información actualizada sobre el Boletín de la Bolsa fechado 26 de abril de 2016 relativo a la adopción de los símbolos raíz que consisten en cuatro letras del alfabeto (los "símbolos de cuatro letras").
La Bolsa prevé actualmente que podrá dar lugar a la negociación mediante símbolos de cuatro letras el 1 de noviembre de 2016, o en fecha cercana a ésta, (la "fecha de vigencia"). Los emisores inscritos que hayan reservado previamente un símbolo de cuatro letras pueden por lo tanto pedir que sus títulos comiencen a cotizar bajo el símbolo de cuatro letras reservado en cualquier momento en la fecha de vigencia o posteriormente. La Bolsa comunicará directamente más información a esos emisores inscritos acerca de cómo hacer que entre en vigor la modificación del símbolo bursátil.
Los emisores inscritos y los solicitantes que presentan una solicitud de inscripción pueden reservar los símbolos raíz de hasta cuatro letras conforme a los procedimientos descritos en el Boletín de la Bolsa del 1 de octubre de 2012.
Una vez más llamamos su atención sobre los requisitos y restricciones relativos a los símbolos:
- Todos los títulos que cotizan de un emisor deben tener el mismo símbolo raíz;
- Se debe añadir un sufijo al símbolo raíz para designar las diferentes clases de acciones, acciones preferentes, derechos, bonos de suscripción, obligaciones, partes, recibos de suscripción así como recibos de pago, y para precisar si el título se negocia en dólares US o no; y
- El símbolo raíz y su sufijo no deben llevar más de ocho caracteres. Para los fines de esta restricción, un punto se considerará como un carácter. Por ejemplo, las acciones privilegiadas deben designarse con el sufijo .PR, al cual se le añade una letra individual, por ej.: PR.A. El símbolo ABC.PR.A consta de ocho caracteres y está autorizado; sin embargo, el símbolo ABCD.PR.A, que consta de nueve caracteres, no tiene cabida.
Para toda pregunta sobre el presente Boletín, favor de comunicarse con la persona a continuación:
Ekaterina Shenkova |
Directora principal, Montreal |
514-788-2409 |
Otros gestores a quien dirigirse:
Kyle Araki |
Jefe de equipo, Calgary |
403-218-2851 |
|
Andrew Creech |
Director interino, Vancouver |
604-602-6936 |
|
Eric Loree |
Jefe de equipo, Toronto |
416-365-2221 |
|
Sylvain Martel |
Director interino, Montreal |
514-788-2408 |
________________________________________
ALDEVER RESOURCES INC. ("ALD")
BULLETIN TYPE: Consolidation
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Pursuant to a directors' resolution dated October 1, 2016, the Company has consolidated its capital on a 3 old for 1 new basis. The name of the Company has not been changed.
Effective at the opening October 12, 2016, the shares of Aldever Resources Inc. will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as a 'Mineral Exploration/Development' company.
Post - Consolidation |
||
Capitalization: |
Unlimited |
shares with no par value of which |
27,494,570 |
shares are issued and outstanding |
|
Escrow |
Nil |
shares are subject to escrow |
Transfer Agent: |
TSX Trust Company |
|
Trading Symbol: |
ALD |
(UNCHANGED) |
CUSIP Number: |
01438U202 |
(new) |
________________________________________
AMERICAN CREEK RESOURCES LTD. ("AMK")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange (the "Exchange") accepts for filing documentation pursuant to four option agreements ("Option Agreements") between the Company and an arm's length party (the "Vendor").
Pursuant to the terms of the Option Agreements, the Company will acquire from the Vendor, four properties: the Glitter King property ("Glitter King"), the Silver Side property ("Silver Side"), the Red Tusk property ("Red Tusk"), and the Ample GoldMax Property ("Ample GoldMax").
Glitter King: The Vendor grants the right to AMK to earn an undivided 100% interest in the property, subject to a 3% NSR (Net Smelter Royalty), which can be repurchased by the Company for $500,000 for each 1% purchased. As consideration for this property, in year one, the Company will pay $7,500 within 30 days and an additional $10,000 before the first anniversary. In addition, the Company will conduct a minimum of $10,000 in exploration work related to the property, and issue 100,000 common shares ("Shares") to the Vendor. In year two, the company will pay to the Vendor $10,000, issue 100,000 Shares and will conduct a minimum of $20,000 in exploration work related to the property. In year three, the Company will pay to the Vendor $20,000, issue 150,000 Shares and will conduct a minimum of $25,000 in exploration work related to the property. In the fourth and final year of the agreement, the company will pay to the Vendor $30,000, issue 200,000 Shares and will conduct a minimum of $35,000 in exploration work related to the property.
Silver Side: The Vendor grants the right to AMK to earn an undivided 100% interest in the property, subject to a 3% NSR (Net Smelter Royalty), which can be repurchased by the Company for $500,000 for each 1% purchased. As consideration for this property, in year one, the Company will pay $5,000 within 30 days. In addition, the Company will conduct a minimum of $5,000 in exploration work related to the property, and issue 50,000 Shares to the Vendor. In year two, the company will pay to the Vendor $10,000, issue 75,000 Shares and will conduct a minimum of $10,000 in exploration work related to the property. In year three, the Company will pay to the Vendor $20,000, issue 100,000 Shares and will conduct a minimum of $30,000 in exploration work related to the property. In the fourth and final year of the agreement, the company will pay to the Vendor $30,000, issue 150,000 Shares and will conduct a minimum of $50,000 in exploration work related to the property.
Red Tusk: The Vendor grants the right to AMK to earn an undivided 100% interest in the property, subject to a 3% NSR (Net Smelter Royalty), which can be repurchased by the Company for $500,000 for each 1% purchased. As consideration for this property, in year one, the Company will pay $5,000 within 30 days. In addition, the Company will conduct a minimum of $10,000 in exploration work related to the property, and issue 50,000 Shares to the Vendor. In year two, the company will pay to the Vendor $10,000, issue 75,000 Shares and will conduct a minimum of $20,000 in exploration work related to the property. In year three, the Company will pay to the Vendor $20,000, issue 100,000 Shares and will conduct a minimum of $30,000 in exploration work related to the property. In the fourth and final year of the agreement, the company will pay to the Vendor $30,000, issue 150,000 Shares and will conduct a minimum of $50,000 in exploration work related to the property.
Ample GoldMax: The Vendor grants the right to AMK to earn an undivided 100% interest in the property, subject to a 3% NSR (Net Smelter Royalty), which can be repurchased by the Company for $500,000 for each 1% purchased. In addition, the Vendor shall be entitled to a payment of 25% of any net profits from any bulk sample (a sample of rock exceeding 200kg) extracted from the property prior to commencing commercial production. As consideration for this property, in year one, the Company will pay $7,000 within 5 days of approval. In addition, the Company will conduct a minimum of $15,000 in exploration work related to the property, and issue 100,000 Shares to the Vendor. In year two, the company will pay to the Vendor $10,000, issue 200,000 Shares and will conduct a minimum of $25,000 in exploration work related to the property. In year three, the Company will pay to the Vendor $15,000, issue 250,000 Shares and will conduct a minimum of $75,000 in exploration work related to the property. In the fourth and final year of the agreement, the company will pay to the Vendor $30,000, issue 300,000 Shares and will conduct a minimum of $100,000 in exploration work related to the property.
For any further information, please see the company's press releases dated September 14th & 15th.
________________________________________
CKR CARBON CORPORATION ("CKR")
BULLETIN TYPE: Halt
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Effective at 6:01 a.m. PST, October 11, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
CKR CARBON CORPORATION ("CKR")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Effective at 8:30 a.m. PST, October 11, 2016, shares of the Company resumed trading, an announcement having been made.
________________________________________
CYMAT TECHNOLOGIES LTD. ("CYM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 6, 2016:
Number of Shares: |
2,500,000 shares |
Purchase Price: |
$0.20 per share |
Warrants: |
1,250,000 share purchase warrants to purchase 1,250,000 shares |
Warrant Exercise Price: |
$0.25 until October 6, 2018 |
Number of Placees: |
9 Placees |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
EQUBE GAMING LIMITED ("EQG")
BULLETIN TYPE: Halt
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Effective at 5:33 a.m. PST, October 11, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
FORMATION FLUID MANAGEMENT INC ("FFM")
BULLETIN TYPE: Halt
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Effective at 4:47 a.m. PST, October 11, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
GLOBAL COPPER GROUP INC. ("ICU")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 13, 2016 and September 28, 2016:
Number of Shares: |
2,464,000 flow through shares and 10,556,666 non-flow through shares |
|
Purchase Price: |
$0.07 per flow through shares and $0.06 per non-flow through share |
|
Warrants: |
6,510,333 share purchase warrants to purchase 6,510,333 shares |
|
Warrant Exercise Price: |
$0.12 for an eighteen month period |
|
Number of Placees: |
45 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group |
||
Involvement [12 Placees] |
P |
4,700,000 |
Finder's Fee: |
$20,998.40 payable to EMD Financial Inc., with 203,200 finder shares |
|
and 103,200 warrants exercisable at $0.12 for eighteen months |
||
100,000 warrants issuable to Caldwell Securities Ltd., each warrant |
||
exercisable at $0.12 for eighteen months |
||
$13,872 payable to Haywood Securities Inc., with 144,500 finder shares |
||
and 144,500 warrants exercisable at $0.12 for eighteen months |
||
$3,360 payable to PI Financial Corp., with 35,000 finder shares and |
||
35,000 warrants exercisable at $0.12 for eighteen months |
||
$4,800 payable to Raymond James Ltd., with 50,000 finder shares |
||
and 50,000 warrants exercisable at $0.12 for eighteen months |
||
$4,800 payable to Echelon Wealth Partners, with 50,000 finder shares |
||
and 50,000 warrants exercisable at $0.12 for eighteen months |
||
$4,800 payable to First Republic Capital Corp., with 50,000 finder |
||
shares and 50,000 warrants exercisable at $0.12 for eighteen months |
The Company issued a news release on October 7, 2016 confirming closing of the private placement. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
GREATBANKS RESOURCES LTD. ("GTB")
BULLETIN TYPE: Private Placement-Non-Brokered, Graduation from NEX to TSX Venture
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Private Placement-Non-Brokered
The Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced July 28, 2016 and August 17, 2016:
Number of Shares: |
17,224,468 shares |
|
Purchase Price: |
$0.03 per share |
|
Warrants: |
17,224,468 share purchase warrants to purchase 17,224,468 shares |
|
Warrant Exercise Price: |
$0.08 for a two year period |
|
Number of Placees: |
18 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Ronnie D. Doman |
Y |
600,000 |
Nabuco Holdings Ltd. |
||
(Paul H. Brown) |
Y |
1,200,000 |
Neon Rainbow Holdings Ltd. |
Y |
400,000 |
Westridge Management |
||
International Limited |
Y |
940,468 |
(Andrew Male) |
Y |
500,000 |
Aggregate Pro Group |
||
Involvement [2 Placees] |
P |
400,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period on August 25, 2016.
Graduation from NEX to TSX Venture
In conjunction with the above, the Company has met the requirements to be listed as a TSX Venture Tier 2 Company. Therefore, effective on Wednesday, October 12, 2016 the Company's listing will transfer from NEX to TSX Venture, the Company's Tier classification will change from NEX to Tier 2 and the Filing and Service Office will change from NEX to Toronto.
Company Contact: |
Andrew Male |
Company Address: |
Suite 103 – 991 Hornby Street |
Vancouver, British Columbia |
|
V6Z 1V3 |
|
Company Phone Number: |
(604) 561-0840 |
Company Fax Number: |
(416) 365-1876 |
Company Email Address: |
________________________________________
INTEMA SOLUTIONS INC. ("ITM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement:
Number of Shares: |
10,000,000 common shares |
Purchase Price: |
$0.05 per common share |
Warrants: |
10,000,000 warrants to purchase 10,000,000 common shares |
Warrant exercise price: |
$0.06 per share during a 24-month period following the closing date |
Number of Placees: |
7 Placees |
Insider / Pro Group Participation: |
Nil |
Finder's Fee: |
Richardson GMP Limited received $35,000 in cash and 700,000 non-transferable options, each entitling the intermediary to acquire one common share of the Company at an exercise price of $0.06 for a period of 24 months following the closing date. |
The Company has confirmed the closing of the above-mentioned Private Placement by way of a press release dated August 26, 2016.
INTEMA SOLUTIONS INC. (« ITM »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 11 octobre 2016
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier :
Nombre d'actions : |
10 000 000 d'actions ordinaires |
Prix : |
0,05 $ par action ordinaire |
Bons de souscription : |
10 000 000 de bons de souscription permettant de souscrire à 10 000 000 d'actions ordinaires |
Prix d'exercice des bons : |
0,06 $ par action pendant une période de 24 mois suivant la date de clôture |
Nombre de souscripteurs : |
7 souscripteurs |
Participation des initiés / Groupe Pro : |
Aucun |
Honoraire d'intermédiation : |
Richardson GMP Limited a reçu 35 000 $ en espèces et 700 000 options non-transférables, chacune permettant à l'intermédiaire d'acquérir une action ordinaire de la société au prix d'exercice de 0,06 $ pendant une période de 24 mois suivant la date de clôture. |
La société a confirmé la clôture du placement privé mentionné ci-dessus par un communiqué de presse émis le 26 août 2016.
________________________________________
MIRASOL RESOURCES LTD. ("MRZ")
BULLETIN TYPE: Rights Offering-Shares
BULLETIN DATE: October 11, 2016
TSX Venture Tier 1 Company
Further to TSXV Exchange (the Exchange) bulletin dated August 15, 2016, and expiry of the Company's Rights Offering on September 19, 2016, the Exchange has accepted for filing the Rights Offering pursuant to which 4,166,667 common shares were issued.
For further information, please refer to the Company's news release dated September 29, 2016.
________________________________________
NORTEC MINERALS CORP. ("NVT")
BULLETIN TYPE: Reinstated for Trading
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated September 6, 2016, the Exchange has been advised that the Cease Trade Order issued by the British Columbia Securities Commission dated September 6, 2016 has been revoked.
Effective at the opening, Wednesday, October 12, 2016, trading will be reinstated in the securities of the Company.
_______________________________________
NORTH AMERICAN NICKEL ("NAN")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced July 27, 2016:
Number of Shares: |
67,964,426 shares |
|
Purchase Price: |
$0.075 per share |
|
Warrants: |
33,982,212 share purchase warrants to purchase 33,982,212 shares |
|
Warrant Exercise Price: |
$0.12 for a two year period, subject to an acceleration clause. |
|
Number of Placees: |
3 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Sentient Executive GP IV, Limited |
Y |
67,331,093 |
Mark Fidikow |
Y |
133,333 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
PACIFIC NORTH WEST CAPITAL CORP. ("PFN")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: Oct 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Oct 04, 2016:
Flow-Through Shares: |
||
Number of FT Shares: |
1,111,846 flow through shares |
|
Purchase Price: |
$0.065 per flow through share |
|
Warrants: |
1,111,846 share purchase warrants to purchase 1,111,846 shares |
|
Warrant Initial Exercise Price: |
$0.10 |
|
Warrant Term to Expiry: |
2 Years |
|
Non Flow-Through Shares: |
||
Number of Non-FT Shares: |
14,708,834 non flow through shares |
|
Purchase Price: |
$0.055 per non flow through share |
|
Warrants: |
14,708,834 share purchase warrants to purchase 14,708,834 shares |
|
Warrant Initial Exercise Price: |
$0.10 |
|
Warrant Term to Expiry: |
2 Years |
|
Number of Placees: |
16 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
Harry Barr |
Y |
3,250,000 |
Michael Neumann |
Y |
454,545 |
Tina Whyte |
Y |
45,454 |
Robert Guanzon |
Y |
45,454 |
Aggregate Pro-Group |
||
Involvement [2 Placees] |
P |
250,000 |
Finder's Fee: |
||
PI Financial Corp. |
$10,502.45 cash; 180,670 warrants |
|
Leede Jones Gable |
$1,751.75 cash; 31,850 warrants |
|
Haywood Securities Inc. |
$2,579.00 cash; 46,900 warrants |
|
Accilent Capital Management |
31,850 shares; 31,850 warrants |
|
Finder Warrant Initial Exercise Price: |
$0.10 |
|
Finder Warrant Term to Expiry: |
$0.10 first year |
|
$0.20 second year |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
PYNG MEDICAL CORP. ("PYT")
BULLETIN TYPE: Convertible Debenture/s, Amendment, Warrant Term Extension
BULLETIN DATE: October 11, 2016
TSX Venture Tier 1 Company
TSX Venture Exchange has consented to the amendment of the following convertible debenture/s and warrants. The amendment extends the maturity and expiry dates as follows:
Convertible Debenture: |
$530,000 convertible into common shares at $0.05 per common share until October 11, 2016 |
Amended Maturity Date: |
October 25, 2016 |
Original Warrant Terms: |
10,600,000 warrants exercisable at $0.05 per share until October 11, 2016 |
Amended Expiry Date: |
October 25, 2016 |
The convertible debenture/s were issued pursuant to a private placement which was originally accepted for filing by the Exchange on September 10, 2009 and amended August 8, 2014, September 15, 2015, August 5, 2016 and September 8, 2016.
________________________________________
RESOURCE CAPITAL GOLD CORP. ("RCG")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 8,855,192 shares at a deemed price of $0.12 per share to settle outstanding debt for $1,070,623.
Number of Creditors: |
4 Creditors |
|||
Insider / Pro Group Participation: |
||||
Insider=Y / |
Amount |
Deemed Price |
||
Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
ACT2 Pty Ltd. (Gary Lewis) |
Y |
$810,623 |
$0.12 |
6,755,192 |
George Young |
Y |
$120,000 |
$0.12 |
1,000,000 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
TEKMODO INDUSTRIES INC. ("TEK")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement, Private Placement-Non-Brokered, Shares for Bonuses, Shares for Debt, Resume Trading
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing documentation in connection with two purchase agreements dated May 20, 2016, as amended on August 31, 2016 pursuant to which TekModo Industries Inc. ("TekModo") has acquired TekModo Structures LLC and TekModo LLC (together, the "TekModo Group"). The TekModo Group is an established manufacturer and distributor of advanced composite panels for use in the recreational vehicle, bus, marine and commercial transportation vehicle industries.
As consideration for the acquisition of the TekModo Group, TekModo made a cash payment in the amount of US$436,980 and issued 56,879,506 exchangeable non-voting common shares (the "Exchangeable Shares") in TekModo Holdings Inc., a U.S. subsidiary of TekModo. Each Exchangeable Share is exchangeable for one common share of TekModo, subject to a release schedule over time and a standard four-month hold period.
As part of the agreement with the TekModo Group, TekModo arranged for lenders to advance a sidecar loan of US$600,000 to the TekModo Group for continued development and manufacturing of the TekModo Group's products. The lenders agreed to take repayment of the loan in units rather than cash (each unit comprised of one common share and one half of one transferable common share purchase warrant, with each full warrant entitling the holder to purchase one additional common share for a period of two years at an exercise price of CAD$0.25) for total consideration of 5,200,000 units. In addition, in consideration for the lenders completing this loan, TekModo agreed to issue 1,040,000 common shares to the lenders.
TekModo will also issue 1,534,667 shares and pay CAD$11,510 in GST to Fiore Management & Advisory Corp. in connection with these transactions.
For additional information please refer to TekModo's news releases dated May 24, 2016 and September 27, 2016 which is available under TekModo's profile on SEDAR.
Insider / Pro Group Participation: Nil.
Private Placement-Non-Brokered
The Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 2, 2016:
Second Tranche: |
||
Number of Shares: |
272,500 shares |
|
Purchase Price: |
$0.15 per share |
|
Warrants: |
136,250 share purchase warrants to purchase 136,250 shares |
|
Warrant Exercise Price: |
$0.25 for a two-year period |
|
Number of Placees: |
28 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group |
||
Involvement [7 Placees] |
P |
23,000 |
Finder's Fee: |
$900 cash and 10,000 warrants payable to Canaccord Genuity Corp. |
|
$1,552.50 cash and 17,250 warrants payable to Mackie Research |
||
Capital Corporation |
||
Finder's fee warrants are exercisable at $0.15 per share for one year. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
Shares for Bonuses
The Exchange has accepted for filing TekModo's proposal to issue 6,240,000 shares and 2,599,999 share purchase warrants, where each warrant is exercisable to acquire one common share at an exercise price of $0.25 per share for a period of twenty-four months, in consideration of extinguishing an outstanding bridge loan in the amount of USD$600,000 provided by 4 lenders including the following insiders:
Shares |
Warrants |
|
John Proust |
2,080,000 |
866,666 |
Finresco Inc. (Morris Klid) |
1,300,000 |
541,667 |
Palo Duro Investments (Robert Cross) |
780,000 |
325,000 |
Shares for Debt
The Exchange has accepted for filing the Company's proposal to issue 2,589,447 shares to settle outstanding debt for $388,417.19.
Number of Creditors: |
4 Creditors |
|||
Insider=Y / |
Amount |
Deemed Price |
||
Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
J. Proust & Associates Inc. |
Y |
$116,030 |
$0.15 |
773,533 |
Jack Khorchidian |
Y |
$125,000 |
$0.15 |
833,333 |
John Proust |
Y |
$10,887.19 |
$0.15 |
72,581 |
TekModo shall issue a news release when the shares are issued and the debt extinguished.
Resume Trading:
On May 24, 2016 trading in the common shares of TekModo was halted pending receipt and review by the Exchange of acceptable documentation in connection with the acquisition of the TekModo Group. As acceptable documentation has now been received by the Exchange, effective at the open, Wednesday, October 12, 2016, trading in the common shares of TekModo will resume.
________________________________________
VALGOLD RESOURCES LTD. ("VAL")
BULLETIN TYPE: Halt
BULLETIN DATE: October 11, 2016
TSX Venture Tier 2 Company
Effective at 6:25 a.m. PST, October 11, 2016, trading in the shares of the Company was halted, pending clarification of news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
NEX COMPANIES
NSX SILVER INC. ("NSY.H")
BULLETIN TYPE: Halt
BULLETIN DATE: October 11, 2016
NEX Company
Effective at 5:33 a.m. PST, October 11, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SUMTRA DIVERSIFIED INC. ("SDV.H")
BULLETIN TYPE: Halt
BULLETIN DATE: October 11, 2016
NEX Company
Effective at 5:32 a.m. PST, October 11, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SUMTRA DIVERSIFIED INC. ("SDV.H")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: October 11, 2016
NEX Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated October 11, 2016, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding the change of business and/or Reverse Take-Over pursuant to Listings Policy 5.2.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
Share this article