VANCOUVER, Nov. 2, 2016 /CNW/ -
TSX VENTURE COMPANIES
ANCHOR CAPITAL CORPORATION ("ANC.P")
BULLETIN TYPE: Notice – QT Not Completed – Approaching 24 Months of Listing
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
The shares of the Company were listed on TSX Venture Exchange on December 2, 2014. The Company, which is classified as a Capital Pool Company ('CPC'), is required to complete a Qualifying Transaction ('QT') within 24 months of its date of listing, in accordance with Exchange Policy 2.4.
The records of the Exchange indicate that the Company has not yet completed a QT. If the Company fails to complete a QT by its 24-month anniversary date of December 2, 2016, the Company's trading status may be changed to a suspension without further notice, in accordance with Exchange Policy 2.4, Section 14.6.
TSX-X
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AURORA CANNABIS INC. ("ACB")
BULLETIN TYPE: Private Placement-Brokered, Convertible Debenture/s
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced October 11, 2016:
Convertible Debenture |
$25,000,000 |
||
Conversion Price: |
Convertible into shares at $2.00 per share for two years |
||
Maturity date: |
24 months from closing |
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Interest rate: |
8% |
||
Number of Placees: |
87 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
|||
Name |
ProGroup=P |
Amount |
|
748086 Alberta Ltd. (Jason Dyck) |
Y |
$50,000 |
|
Jason Dyck |
Y |
$100,000 |
|
Aggregate Pro Group Involvement |
P |
||
[6 Placees] |
$515,000 |
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Agent: |
Canaccord Genuity Corp. |
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Agent's Fee: |
$1,000,000 |
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BLACKBIRD ENERGY INC. ("BBI")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the second and final tranche of a Non-Brokered Private Placement announced October 25, 2016:
Number of Shares: |
10,865,000 flow-through shares |
Purchase Price: |
$0.47 per share |
Number of Placees: |
1 Placee |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
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CANYON COPPER CORP. ("CNC")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 27, 2016:
Number of Shares: |
4,000,000 shares |
||
Purchase Price: |
$0.025 per share |
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Number of Placees: |
10 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
|||
Name |
ProGroup=P |
# of Shares |
|
Aggregate Pro Group Involvement |
|||
[2 Placees] |
P |
1,200,000 |
|
Finder's Fee: |
$100 cash payable to Haywood Securities Inc. |
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$1,000 cash payable to Canaccord Genuity Corp. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
FALCO RESOURCES LTD. ("FPC")
BULLETIN TYPE: Halt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 12:47 p.m. PST, November 1, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
FALCO RESOURCES LTD. ("FPC")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 5:00 a.m. PST, November 2, 2016, shares of the Company resumed trading, an announcement having been made.
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METALLIC MINERALS CORP. ("MMG")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Nov 01, 2016:
Number of FT Shares: |
2,250,000 flow through shares |
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Purchase Price: |
$0.50 per flow through share |
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Number of Placees: |
18 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
|||
Name |
Pro-Group=P |
# of Shares |
|
31982 Yukon Inc. |
Y |
100,000 |
|
(Susan Craig) |
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Tyro Industries Corp. |
Y |
10,000 |
|
(Derrick Strickland) |
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Greg Johnson |
Y |
120,000 |
|
Marie Constance Norman |
Y |
20,000 |
|
Stephen Pearce |
Y |
20,000 |
|
Scott Petsel |
Y |
70,000 |
|
William Harris |
Y |
100,000 |
|
Finder's Fee: |
|||
Secutor Capital Management Corp. |
$37,500.00 cash; 75,000 warrants; $5,000 cash to cover legal, |
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Finder Warrant Initial Exercise Price: |
$0.60 |
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Finder Warrant Term to Expiry: |
2 years from closing with acceleration clause |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
MITCHELL RESOURCES LTD. ("MI")
BULLETIN TYPE: Halt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 12:26 a.m. PST, November 1, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
MITRA ENERGY INC. ("MTE ")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 6:30 a.m., PST, November 2, 2016, shares of the Company resumed trading, an announcement having been made.
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ML GOLD CORP. ("MLG")
[formerly Cap-Ex Iron Ore Ltd. ("CEV")]
BULLETIN TYPE: Name Change
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Pursuant to a resolution passed by the Directors on October 18, 2016 , the Company has changed its name as follows. There is no consolidation of capital.
Effective at the opening on November 3, 2016, the common shares of ML Gold Corp. will commence trading on TSX Venture Exchange, and the common shares of Cap-Ex Iron Ore Ltd. will be delisted. The Company is classified as a 'Mineral Exploration/Development' company.
Capitalization: |
Unlimited shares with no par value of which |
|
46,641,999 shares are issued and outstanding |
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Escrow: |
Nil |
|
Transfer Agent: |
TSX Trust Company |
|
Trading Symbol: |
MLG |
(new) |
CUSIP Number: |
CA60689H1047 |
(new) |
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MOSAIC CAPITAL CORPORATION ("M")("M.PR.A")
BULLETIN TYPE: Halt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 1 Company
Effective at 12:36 p.m. PST, November 1, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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NV GOLD CORPORATION ("NVX")
BULLETIN TYPE: Halt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 10:50 a.m. PST, November 2, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
NV GOLD CORPORATION ("NVX")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 11:45 a.m., PST, November 2, 2016, shares of the Company resumed trading, an announcement having been made.
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PETROSHALE INC. ("PSH")
BULLETIN TYPE: Company Tier Reclassification
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
In accordance with Policy 2.5, the Company has the requirements for a Tier 1 company. Therefore, effective November 3, 2016, the Company's Tier classification will change from Tier 2 to:
Classification
Tier 1
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RED EAGLE MINING CORPORATION ("RD")
BATERO GOLD CORP ("BAT")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement, Property-Asset or Share Disposition Agreement
BULLETIN DATE: November 2, 2016
TSX Venture Tier 1, Tier 2 Companies
TSX Venture Exchange has accepted for expedited filing documentation pertaining to a binding term sheet dated October 26, 2016 between Batero Gold Corp. ("Batero") and Red Eagle Mining Corporation ("Red Eagle") pursuant to which Red Eagle acquired of 83,020,237 shares of CB Gold Inc. from Batero for consideration of 7,428,126 Red Eagle shares.
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ROKMASTER RESOURCES CORP. ("RKR")
BULLETIN TYPE: Halt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
Effective at 6:26 a.m. PST, November 2, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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SEARCH MINERALS INC. ("SMY")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the second tranche of a Non-Brokered Private Placement announced September 13, 2016 and October 26, 2016:
Number of Shares: |
5,790,000 shares |
|
Purchase Price: |
$0.07 per share |
|
Warrants: |
5,790,000 share purchase warrants to purchase 5,790,000 shares |
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Warrant Exercise Price: |
$0.14 for a one year period |
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Number of Placees: |
14 Placees |
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Insider / Pro Group Participation: |
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Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
James Clucas |
Y |
140,000 |
Jim Patterson |
Y |
250,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period on October 28, 2016. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
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SILVER PURSUIT RESOURCES LTD. ("SPF")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 3, 2016 and October 14, 2016:
Number of Shares: |
2,500,000 shares |
Purchase Price: |
$0.10 per share |
Warrants: |
2,500,000 share purchase warrants to purchase 2,500,000 shares |
Warrant Exercise Price: |
$0.16 for a two year period |
Number of Placees: |
12 Placees |
Finder's Fee: |
Canaccord Genuity Corp. receives $14,000 and 140,000 non-transferable warrants, each exercisable for one share at a price of $0.16 for two years. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period on November 2, 2016. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
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TARGETED MICROWAVE SOLUTIONS INC. ("TMS")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2015
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 15, 2016 and October 24, 2016:
Number of Shares: |
10,000,000 shares |
||
Purchase Price: |
$0.25 per share |
||
Number of Placees: |
91 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
|||
Name |
ProGroup=P |
# of Shares |
|
James Young |
Y |
337,000 |
|
Satellite Overseas (Holdings) Limited |
Y |
337,000 |
|
Tom Stefan |
Y |
40,000 |
|
Jan Kindler |
Y |
40,000 |
|
Aggregate Pro Group Involvement |
|||
[13 Placees] |
1,178,000 |
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Finder's Fee: |
$140,000 plus 560,000 warrants is payable to Richardson GMP Limited |
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TRANSEASTERN POWER TRUST ("TEP.UN")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 221,867 shares to settle outstanding debt for $100,000.
Number of Creditors: |
1 Creditor |
For further information refer to the Company's news release dated August 2, 2016.
________________________________________
TRANSEASTERN POWER TRUST ("TEP.UN")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 2, 2016:
Convertible Debenture |
$4,233,000 principal amount |
Conversion Price: |
Convertible into trust units at $1.25 of principle per unit until maturity |
Maturity Date: |
May 28, 2019 |
Interest Rate: |
7.5% per annum |
Number of Placees: |
15 Placees |
Finders' Fee: |
an aggregate of $176,792 plus 176,792 broker warrants (each exercisable into one trust unit |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
Conversion
_______________________________________
XIMEN MINING CORP. ("XIM")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: November 2, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 325,000 shares to settle outstanding debt of $34,072.43.
Number of Creditors: |
1 Creditor |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
NEX COMPANIES
TTM RESOURCES INC. (TTQ.H)
BULLETIN TYPE: Delist
BULLETIN DATE: November 2, 2016
NEX Company
Effective at the close of business on Wednesday, November 2, 2016, and in accordance with NEX Policy, the Company will be delisted from NEX, for failure to pay their NEX Listing Maintenance Fee.
________________________________________
URANIUM VALLEY MINES LTD. ("VZZ.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 2, 2016
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 22, 2016:
Number of Shares: |
2,050,000 shares |
|
Purchase Price: |
$0.10 per share |
|
Warrants: |
2,050,000 share purchase warrants to purchase 2,050,000 shares |
|
Warrant Exercise Price: |
$0.13 for a one year period |
|
Number of Placees: |
Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group Involvement |
||
[ 3 Placees] |
650,000 |
|
Finder's Fee: |
$1,600 plus 48,000 shares and 64,000 warrants is payable |
|
40,000 shares and 40,000 warrants is payable to Jackie Koh |
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SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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