VANCOUVER, Dec. 29, 2016 /CNW/ -
TSX VENTURES COMPANIES
ACCELEWARE LTD. ("AXE")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 16, 2016:
Convertible Debenture: |
$925,000 |
|
Conversion Price: |
The principal amount or any portion of the principal amount of the |
|
Debentures owing, along with any interest accrued and unpaid to |
||
such date, may, at the option of the holder, during the period of time |
||
that begins four months and one day after the distribution date and |
||
ends on the day before the maturity date, be converted into units of |
||
the issuer ("Units") at the conversion price ("Conversion Price"), |
||
provided that, on the date of such conversion, the 30-day volume |
||
weighted average price of the listed shares on the TSX-V is equal |
||
to or greater than 150% of the Conversion Price. |
||
The Conversion Price means a price per Unit equal to the lesser of: |
||
(a) 125% of the last closing price of the listed shares before the price |
||
reservation date; and (b) the price per listed share for any distribution |
||
of listed shares that is announced on or after the distribution of the |
||
Debentures, provided that such price per Unit is not less than: |
||
(i) the last closing price of the Listed Shares before the price |
||
reservation date; or (ii) $0.10. |
||
Each Unit will consist of one common share ("Share") and one half |
||
of one common share purchase warrant ("Warrant'). Each Warrant |
||
will entitle the holder to purchase one Share at a price equal to 200% |
||
of the Conversion Price, during the 24 month period of time following |
||
the distribution date of the Debentures. |
||
Maturity date: |
June 1, 2019 |
|
Interest rate: |
Annual interest rate of 10%, compounded annually and payable on |
|
June 30 and December 31st of each year. |
||
Number of Placees: |
5 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
$ of Debentures |
Geoff Clark |
Y |
25,000 |
Michal Okoniewski |
Y |
25,000 |
Agent's Fee: |
None |
________________________________________
CARDIOCOMM SOLUTIONS, INC. ("EKG")
BULLETIN TYPE: Halt
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
Effective at 10:27 a.m. PST, December 29, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
CARDIOCOMM SOLUTIONS, INC. ("EKG")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
Effective at 11:15 a.m. PST, December 29, 2016, shares of the Company resumed trading, an announcement having been made.
________________________________________
CARIBOO ROSE RESOURCES LTD. ("CRB")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 29, 2016:
Number of Shares: |
6,835,000 Flow-through shares |
Purchase Price: |
$0.09 per share |
Warrants: |
6,835,000 share purchase warrants to purchase 6,835,000 shares |
Number of Shares: |
3,165,000 Non Flow-through shares |
Purchase Price: |
$0.07 per share |
Warrants: |
3,165,000 share purchase warrants to purchase 3,165,000 shares |
Warrant Exercise Price: |
$0.12 for a two year period |
Number of Placees: |
11 Placees |
Finder's Fee: |
PowerOne Capital Markets Limited $42,978 cash and 574,200 finder's warrants. Each finder's warrant is exercisable into one common share at $0.12 per share for two years from closing. |
Leede Financial Markets Inc. 25,800 common shares. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
CHILEAN METALS INC. ("CMX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 23, 2016:
Number of Shares: |
3,904,013 shares |
Purchase Price: |
$0.15 per share |
Number of Placees: |
28 Placees |
Finder's Fee: |
an aggregate of CDN$18,116.89, US$4,220.80, 110,870 warrants exercisable into one common share each, at a price of CDN $0.15 for 1 year, and 35,173warrants exercisable into one common share each, at a price of US$0.12 for 1 year, payable to Mackie Research Capital Corp., Haywood Securities Inc., General Research GmbH, Leede Jones Gable Inc. and 3RD Capital LLC |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
CLEMEX TECHNOLOGIES INC. ("CXG.A")
BULLETIN TYPE: Delist
BULLETIN DATE: December 29, 2016
TSX Venture Tier 1 Company
Further to the Company's news releases dated November 28, 2016 and December 23, 2016, the Class A common shares of Clemex Technologies Inc. (the "Company") will be delisted from TSX Venture Exchange effective at the close of business on Thursday, December 29, 2016.
The delisting of the Company's common shares results from the completion of the amalgamation of the Company and 9804064 Canada Inc., a newly-incorporated corporation owned by a group of shareholders, including RAL Diagnostics SAS, Zwick Roell AG and Mr. Yves Bassat (collectively, the "Principal Shareholders") in order to sell, in effect, all of the issued and outstanding Class A common shares of the Company, other than shares owned by the Principal Shareholders, at a price of $0.20 in cash per share.
The amalgamation was approved by more than two-thirds of the votes cast by shareholders and a majority of the votes cast by disinterested shareholders, at an annual and special shareholders' meeting held on December 23, 2016.
For more information, please consult the Company's Management Information Circular dated November 28, 2016.
CLEMEX TECHNOLOGIES INC. (" CXG.A ")
TYPE DE BULLETIN : Radiation de la cote
DATE DU BULLETIN : Le 29 décembre 2016
Société du groupe 1 de TSX Croissance
Suite aux communiqués de presse de la société émis les 28 novembre 2016 et 23 décembre 2016, les actions ordinaires de Clemex Technologies inc. (la « société ») seront retirées de la cote de Bourse de croissance TSX à la fermeture des affaires, le jeudi 29 décembre 2016.
La radiation de la cote des actions ordinaires de la société résulte de la réalisation d'une fusion de la société avec 9804064 Canada Inc., une société nouvellement incorporée et détenue par un groupe d'actionnaires incluant RAL Diagnostics SAS, Zwick Roell AG et M. Yves Bassat (collectivement, les « principaux actionnaires ») qui a pour effet la vente de toutes les actions catégorie A émises et en circulation, autres que les actions détenues par les principaux actionnaires, au prix de 0,20 $ par action en espèces.
La fusion a été approuvée par plus de deux tiers des droits de vote exercés par les actionnaires et une majorité des droits de vote exercés par les actionnaires désintéressés, lors d'une assemblée annuelle et extraordinaire tenue le 23 décembre 2016.
Pour plus de renseignements, veuillez consulter la circulaire de sollicitation de procuration par la direction datée du 28 novembre 2016.
_______________________________________
COLORADO RESOURCES LTD. ("CXO")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 21, 2016:
Number of FT Shares: |
3,800,000 flow through shares |
|
Purchase Price: |
$0.25 per flow through share |
|
Warrants: |
1,900,000 share purchase warrants to purchase 1,900,000 shares |
|
Warrant Initial Exercise Price: |
$0.40 |
|
Warrant Term to Expiry: |
1 Year |
|
Number of Placees: |
24 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
Aggregate Pro-Group |
||
Involvement [2 Placees] |
P |
60,000 |
Finder's Fee: |
||
PI Financial Corp. |
$7,000.00 cash |
|
Odlum Brown Limited |
$6,625.00 cash |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
DIAMOND ESTATES WINES & SPIRITS INC. ("DWS")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced December 5, 2016:
Number of Shares: |
40,000,000 shares |
|
Purchase Price: |
$0.22 per share |
|
Number of Placees: |
40 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Harold Wolkin |
Y |
409,100 |
John Hick |
Y |
115,800 |
Keith Harris |
Y |
318,200 |
Agent's Fee: |
an aggregate of $497,818.64, payable to GMP Securities L.P. and |
|
Paradigm Securities Inc. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
FIELDEX EXPLORATION INC. ("FLX")
BULLETIN TYPE: Consolidation
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
Pursuant to a Special Resolution approved by the shareholders on June 22, 2016, the Company has consolidated its capital on a ten (10) old for one (1) new basis. The name of the Company has not been changed.
Effective at the opening on Friday, December 30, 2016, the common shares of the Company will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as "Nickel, Lead and Zinc Ore Mining" (NAICS Number: 21223).
Post – Consolidation |
||
Capitalization: |
Unlimited |
common shares with no par value of which |
10,328,553 |
common shares are issued and outstanding |
|
Escrow |
Nil |
shares |
Transfer Agent: |
Computershare Investor Services Inc. (Montréal and Toronto) |
|
Trading Symbol: |
FLX |
(UNCHANGED) |
CUSIP Number: |
316902303 |
(NEW) |
EXPLORATION FIELDEX INC. (« FLX »)
TYPE DE BULLETIN : Regroupement
DATE DU BULLETIN : Le 29 décembre 2016
Société du groupe 2 de TSX Croissance
En vertu d'une résolution spéciale des actionnaires du 22 juin 2016, la société a regroupé son capital-actions sur la base de dix (10) anciennes actions pour une (1) nouvelle action. La dénomination sociale de la société n'a pas été modifiée.
Les actions ordinaires de la société seront admises à la négociation à la Bourse de croissance TSX sur une base regroupée à l'ouverture des affaires vendredi le 30 décembre 2016. La société est catégorisée comme une société d'« extraction de minerais de cuivre, de nickel, de plomb et de zinc » (numéro de SCIAN : 21223).
Capitalisation après consolidation : |
Un nombre illimité d'actions ordinaires sans valeur nominale, dont |
|
10 328 553 actions ordinaires sont émises et en circulation. |
||
Actions entiercées : |
Aucune action ordinaire |
|
Agent des transferts : |
Services aux investisseurs Computershare inc. (Montréal et Toronto) |
|
Symbole au téléscripteur : |
FLX |
(INCHANGÉ) |
Numéro de CUSIP : |
316902303 |
(NOUVEAU) |
_______________________________________
GOLDEN REIGN RESOURCES LTD. ("GRR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 08, 2016:
Number of Shares: |
7,181,575 shares |
|
Purchase Price: |
$0.22 per share |
|
Number of Placees: |
25 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
John Conlon |
Y |
1,363,637 |
Abraham Jonker |
Y |
454,546 |
Leonard Dennis |
Y |
50,000 |
Finder's Fee: |
||
Beacon Securities Ltd |
$38,272.00 cash; 86,982 warrants |
|
PI Financial Corp |
$2,640.00 cash; 14,000 warrants |
|
Canaccord Genuity Corp |
$3,036.00 cash; 16,100 warrants |
|
Industrial Alliance Securities Inc |
$3,588.00 cash; 19,026 warrants |
|
John Walter |
$462.00 cash; 2,450 warrants |
|
M Partners Inc |
$3,003.00 cash; 15,925 warrants |
|
Finder Warrant Initial Exercise Price: |
$0.22 |
|
Finder Warrant Term to Expiry: |
18 months |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
LICO ENERGY METALS INC. ("LIC")
BULLETIN TYPE: Halt
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
Effective at 4:45 a.m. PST, December 29, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
LICO ENERGY METALS INC. ("LIC")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
Effective at 7:00 a.m. PST, December, shares of the Company resumed trading, as the stock was halted in error.
________________________________________
MIDPOINT HOLDINGS LTD. ("MPT")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,600,000 shares at a deemed price of $0.05 per share to settle outstanding debt for $80,000.
Number of Creditors: |
1 Creditor |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
NEW DESTINY MINING CORP. ("NED")
BULLETIN TYPE: Private Placement-Non-Brokered, Remain Halted
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the Second and Final Tranche of a Non-Brokered Private Placement announced August 19, 2016, September 22, 2016 and November 24, 2016:
Number of Shares: |
531,000 shares |
Purchase Price: |
$0.13 per share |
Warrants: |
531,000 share purchase warrants to purchase 531,000 shares |
Warrant Exercise Price: |
$0.17 for a five year period, subject to an acceleration clause. |
Number of Placees: |
4 Placees |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
NEXUS GOLD CORP. ("NXS")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
Private Placement: |
|
# of Warrants: |
5,228,959 |
Original Expiry Date of Warrants: |
January 16, 2017 (4,105,000 warrants) |
March 12, 2017 (1,123,959 warrants) |
|
New Expiry Date of Warrants: |
January 16, 2019 and March 12, 2019 |
Exercise Price of Warrants: |
$0.125 |
These warrants were issued pursuant to a private placement of 10,457,917 shares with 5,28,959 share purchase warrants attached, which was accepted for filing by the Exchange effective on January 19, 2015 and March 16, 2015.
________________________________________
PANORAMA PETROLEUM INC. ("PPA")
BULLETIN TYPE: Halt
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
Effective at 7:59 a.m. PST, December 29, 2016, trading in the shares of the Company was halted pending company contract. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
PHOTON CONTROL INC. ("PHO")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has been advised by the Company that pursuant to a Notice of Intention to make a Normal Course Issuer Bid dated December 23, 2016, it may repurchase for cancellation, up to 5,400,000 shares in its own capital stock. The purchases are to be made through the facilities of TSX Venture Exchange or other recognized marketplaces during the period January 4, 2017 to January 3, 2018. Purchases pursuant to the bid will be made by Echelon Wealth Partners Inc. on behalf of the Company.
________________________________________
ROCKRIDGE CAPITAL CORP. ("RRC")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 14, 2016:
Number of Shares: |
10,000,000 shares |
|
Purchase Price: |
$0.20 per share |
|
Number of Placees: |
58 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Barry Girling |
Y |
50,000 |
Gunther Roehling |
Y |
100,000 |
Aggregate Pro Group |
||
Involvement [14 Placees] |
P |
1,290,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period on December 29, 2016.
________________________________________
SOUTHERN LITHIUM CORP. ("SNL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 29, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 1, 2016 and December 9, 2016:
SECOND TRANCHE |
|
Number of Shares: |
48,000 shares |
Purchase Price: |
$0.25 per share |
Warrants: |
48,000 share purchase warrants to purchase 48,000 shares |
Warrant Exercise Price: |
$0.35 for eighteen months |
Number of Placees: |
2 Placees |
Finder's Fee |
|
(1st and 2nd tranches): |
$33,200 plus 132,800 finder's warrants is payable to Foremost Capital Inc. |
________________________________________
VANGOLD RESOURCES LTD. ("VAN")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: December 29, 2016
TSX Venture Tier 1 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated December 21, 2016, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding the Fundamental Acquisition pursuant to Listings Policy 5.6(d) of Exchange Policy 5.3
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
Share this article