VANCOUVER, Sept. 28, 2017 /CNW/ -
TSX VENTURE COMPANIES
AUGUSTA INDUSTRIES INC. ("AAO")
BULLETIN TYPE: Halt
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Effective at 9:15 a.m. PST, September 28, 2017, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
AUGUSTA INDUSTRIES INC. ("AAO")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Effective at 11:15 a.m., PST, September 28, 2017, shares of the Company resumed trading, an announcement having been made.
________________________________________
BRIACELL THERAPEUTICS CORP. ("BCT")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 2, 2017:
Number of Shares: |
4,058,441 shares |
|
Purchase Price: |
$0.16 per share |
|
Number of Placees: |
1 Placee |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Dr. Williams V. Williams |
Y |
4,058,441 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release dated August 2, 2017 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
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EMPIRE INDUSTRIES LTD. ("EIL")
BULLETIN TYPE: Miscellaneous
BULLETIN DATE: September 28, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue an aggregate of 1,200,000 common shares at a deemed price of $0.66 to certain new executives of the Company as part of their employment contract.
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Cheng Hao Wang |
Y |
300,000 |
Brian Peebles |
Y |
300,000 |
George Walker |
Y |
300,000 |
Anthony Paul Porier |
Y |
300,000 |
________________________________________
EMPIRE INDUSTRIES LTD. ("EIL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced July 20, 2017:
Number of Shares: |
800,000 shares |
|
Purchase Price: |
$0.53 per share |
|
Warrants: |
None |
|
Number of Placees: |
4 placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Cheng Hao Wang |
Y |
200,000 |
Brian Peebles |
Y |
200,000 |
George Walker |
Y |
200,000 |
Anthony Paul Porier |
Y |
200,000 |
Finder's Fee: |
None |
________________________________________
FIORE GOLD INC. ("F")
[formerly Fiore Gold Inc. ("FIO")]
BULLETIN TYPE: Symbol Change, Resume Trading
BULLETIN DATE: September 28, 2017
TSX Venture Tier 1 Company
Effective at the opening Monday, October 2, 2017, the trading symbol for Fiore Gold Inc. will change from ('FIO') to ('F'). There is no change in the company's name, no change in its CUSIP number and no consolidation of capital. The Company is classified as a 'Gold Mining' company.
Effective at the opening, Monday, October 2, 2017, shares of the Company will resume trading, an announcement having been made.
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FJORDLAND EXPLORATION INC. ("FEX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Aug 28, 2017:
Flow-Through Shares: |
||
Number of FT Shares: |
440,000 flow through shares |
|
Purchase Price: |
$0.125 per flow through share |
|
Warrants: |
220,000 share purchase warrants to purchase 220,000 shares |
|
Warrant Initial Exercise Price: |
$0.20 |
|
Warrant Term to Expiry: |
18 Months |
|
Non Flow-Through Shares: |
||
Number of Non-FT Shares: |
16,450,000 non flow through shares |
|
Purchase Price: |
$0.10 per non flow through share |
|
Warrants: |
8,225,000 share purchase warrants to purchase 8,225,000 shares |
|
Warrant Initial Exercise Price: |
$0.20 |
|
Warrant Term to Expiry: |
18 Months |
|
Number of Placees: |
17 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / Pro-Group=P |
# of Shares |
HPX BC Holdings Ltd. |
Y |
14,000,000 |
(Ivanhoe Industries, LLC Private Company registered in Delaware) |
||
Janice Davies |
Y |
50,000 |
Aggregate Pro-Group Involvement [1 Placee] |
P |
500,000 |
Finder's Fee: |
||
Haywood Securities Inc. |
$7,600.00 cash; 38,000 warrants |
|
Finder Warrant Initial Exercise Price: |
$0.20 |
|
Finder Warrant Term to Expiry: |
18 months (Mar 11/19) |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
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HIT TECHNOLOGIES INC. ("HIT")
BULLETIN TYPE: Company Tier Reclassification
BULLETIN DATE: September 28, 2017
TSX Venture Tier 1 Company
In accordance with Policy 2.5, the Company has not maintained the requirements for a Tier 1 company. Therefore, effective, Friday, September 29, 2017, the Company's Tier classification will change from Tier 1 to:
Classification
Tier 2
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MOUNTAIN BOY MINERALS LTD. ("MTB")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 1, 2017:
Number of Shares: |
2,830,000 Non Flow-through shares |
|
Purchase Price: |
$0.08 per share |
|
Warrants: |
2,830,000 share purchase warrants to purchase 2,830,000 shares |
|
Warrant Exercise Price: |
$0.10 for a two year period |
|
Number of Shares: |
3,600,000 Flow-through shares |
|
Purchase Price: |
$0.10 per share |
|
Warrants: |
3,600,000 share purchase warrants to purchase 3,600,000 shares |
|
Warrant Exercise Price: |
$0.13 for a two year period |
|
Number of Placees: |
22 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Rene Bernard |
Y |
650,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
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NEW NADINA EXPLORATIONS LIMITED ("NNA")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the First Tranche of a Non-Brokered Private Placement announced June 20, 2017 and August 10, 2017:
Number of Shares: |
1,287,500 shares |
|
Purchase Price: |
$0.08 per share |
|
Warrants: |
1,287,500 share purchase warrants to purchase 1,287,500 shares |
|
Warrant Exercise Price: |
$0.12 for a five year period |
|
Number of Placees: |
9 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
William Meyer |
Y |
125,000 |
Ellen Clements |
Y |
100,000 |
Foxy Creek Services (Ellen Clements) |
Y |
200,000 |
Finder's Fee: |
Chippingham Financial $1,120 cash payable. |
|
Canaccord Genuity Corp. $840 cash payable. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
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NEXOPTIC TECHNOLOGY CORP ("NXO")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Aug 21, 2017:
Number of Shares: |
6,704,960 shares |
||
Purchase Price: |
$1.10 per share |
||
Warrants: |
6,704,960 share purchase warrants to purchase 6,704,960 shares |
||
Warrant Initial Exercise Price: |
$1.50 |
||
Warrant Term to Expiry: |
18 Months |
||
Number of Placees: |
115 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
|||
Name |
Pro-Group=P |
# of Shares |
|
Stephen L. Petranek |
Y |
25,000 |
|
Armada Investments Ltd. |
Y |
100,000 |
|
(G. Arnold Armstrong) |
|||
Aggregate Pro-Group Involvement [7 Placees] |
P |
251,000 |
|
Finder's Fee: |
|||
Canaccord Genuity Corp. |
$4,778.40 cash; 173,864 warrants; portion of the cash entitled fee was paid through the issuance of 169,520 units |
||
Haywood Securities Inc. |
$9,680.00 cash; 45,936 warrants; a portion of finders fee may be payable in cash or in unis at the discretion of the finder. The Finder elected to receive $9,680.00 in cash and 32,960 units |
||
Raymond James Ltd. |
2,400 shares; 2,400 warrants; 8% share component is payable in units on the same terms as the units offered in the financing. |
||
Mackie Research Capital Corp. |
4,000 shares; 4,000 warrants; 8% share component is payable through the issuance of units on same terms as those offered in financing |
||
BMO Nesbitt Burns Inc. |
2,080 shares; The security component above is payable through the issuance of 2,080 units on the same terms as the units in the placement. |
||
Finder Warrant Initial Exercise Price: |
$1.10 |
||
Finder Warrant Term to Expiry: |
8% warrants to acquire Units on the same terms as unit issued under the placement |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
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OV2 INVESTMENT 1 INC. ("OVO.P")
BULLETIN TYPE: New Listing-CPC-Shares
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Reference is made to our bulletin dated September 27, 2017, with respect to the listing of the Company's shares.
We have received confirmation that the closing has occurred. Therefore, the common shares of the Company which were listed at the close of business September 27, 2017, commenced trading at the opening of business on Thursday, September 28, 2017.
The Company has completed its public offering of securities prior to the opening of market on September 28, 2017. The gross proceeds received by the Company for the Offering are $500,000 (5,000,000 common shares at $0.10 per share).
________________________________________
PEEKABOO BEANS INC. ("BEAN")
BULLETIN TYPE: Convertible Debenture
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the replacement of the following convertible debenture:
Convertible Debenture |
$266,566.62 |
|
Original Conversion Price: |
Convertible into units at $1.05. Each unit was convertible into one share and one full warrant. |
|
Original Maturity Date: |
December 31, 2017 |
|
Original Interest Rate: |
8% per annum |
|
Amended Conversion Price: |
Convertible into units at $0.60. Each unit is convertible into one share and one half warrant. |
|
Maturity date: |
December 31, 2019 |
|
Warrants |
Each full warrant entitle the holder to purchase one common share. The warrants are exercisable at the price of $0.80, subject to an acceleration clause. |
|
Amended Interest rate: |
12% per annum |
|
Number of Placees: |
1 Placee |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
Debenture amount |
Nikki Mayer |
Y |
$266,566.62 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
PENTANOVA ENERGY CORP. ("PNO.WT")
BULLETIN TYPE: New Listing-Warrants
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Effective at the opening September 29, 2017, the 48,437,500 warrants of the Company will commence trading on TSX Venture Exchange. The Company is classified as an 'Oil and Gas Exploration' company.
Corporate Jurisdiction: |
British Columbia |
Capitalization: |
56,250,000 warrants are issued and outstanding |
Transfer Agent: |
TSX Trust Company |
Trading Symbol: |
PNO.WT |
CUSIP Number: |
70964T111 |
The warrants were issued pursuant to a private placement of 20,625,000 Subscription Receipts and 35,625,000 pursuant to the acquisition of Patagonia Oil Corp.. One warrant entitles the holder to purchase one common share at a price of $1.05 per share and will expire on July 31, 2022.
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PURE ENERGY MINERALS LIMITED ("PE")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Sep 13, 2017:
Number of Shares: |
2,325,000 shares |
||
Purchase Price: |
$0.50 per share |
||
Warrants: |
2,325,000 share purchase warrants to purchase 1,162,500 shares |
||
Warrant Initial Exercise Price: |
$0.75 |
||
Warrant Term to Expiry: |
2 Years |
||
Number of Placees: |
27 Placees |
||
Insider=Y / |
|||
Name |
ProGroup=P |
# of Shares |
|
Aggregate Pro Group Involvement |
P |
75,000 |
|
[2 Placees] |
|||
Finder's Fee: |
|||
Canaccord Genuity Corp. |
$48,475.00 cash; 96,950 warrants |
||
Finder Warrant Initial Exercise Price: |
$0.75 |
||
Finder Warrant Term to Expiry: |
Two year term, subject to accelerated exercise provision |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
PURE MULTI-FAMILY REIT LP ("RUF.U")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: September 28, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange has been advised by the Company that pursuant to a Notice of Intention to make a Normal Course Issuer Bid dated September 19, 2017, it may repurchase for cancellation, up to 1,000,000 shares in its own capital stock. The purchases are to be made through the facilities of TSX Venture Exchange or other recognized marketplaces during the period October 03, 2017 to October 02, 2018. Purchases pursuant to the bid will be made by CIBCError! Bookmark not defined. on behalf of the Company.
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ROTATION MINERALS LTD. ("ROT")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced July 27, 2017:
Number of Shares: |
8,548,166 shares |
||
Purchase Price: |
$0.15 per share |
||
Warrants: |
8,548,166 share purchase warrants to purchase 8,548,166 shares |
||
Warrant Exercise Price: |
$0.25 for a two year period |
||
Number of Placees: |
26 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
|||
Name |
ProGroup=P |
# of Shares |
|
Bradley Rourke |
Y |
200,000 |
|
Christina Boddy |
Y |
15,000 |
|
Aggregate Pro Group Involvement |
P |
981,666 |
|
[5 placees] |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
ROYALTY NORTH PARTNERS LTD. ("RNP")
BULLETIN TYPE: Consolidation
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Pursuant to a Directors' Resolution dated September 19, 2017, the Company has consolidated its capital on a 10 old for 1 new basis. The name of the Company has not been changed.
Effective at the opening September 29, 2017, the common shares of Royalty North Partners Ltd. will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as an 'Investment Issuer'.
Post - Consolidation |
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Capitalization: |
Unlimited |
shares with no par value of which |
11,510,213 |
shares are issued and outstanding |
|
Escrow |
1,383,014 |
shares are subject to escrow |
Transfer Agent: |
Computershare Investor Services Inc. |
|
Trading Symbol: |
RNP |
(UNCHANGED) |
CUSIP Number: |
78081M307 |
(new) |
Warrant Terms: The trading warrants will not be consolidated and the trading symbol will remain unchanged (RNP.WT). The exercise of the trading warrants will be adjusted by the consolidation ratio so that 10 warrants will entitle the holder to purchase one post-consolidated common shares at an adjusted exercise price of $2.50 on or before the expiry dated of September 1, 2021.
________________________________________
SALAZAR RESOURCES LTD. ("SRL")
BULLETIN TYPE: Property-Asset or Share Disposition Agreement
BULLETIN DATE: September 28, 2017
TSX Venture Tier 1 Company
Property-Asset or Share Disposition Agreement:
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing an agreement dated September 12, 2017, (the "Agreement") between Salazar Resources Ltd. (the "Company") and Adventus Zinc Corporation ("Adventus").
Pursuant to the Agreement, the Company has granted to Adventus an option to acquire a 75% indirect interest in the Company's Curipamba project, Ecuador (the "Property"), by incurring US$25,000,000 in expenditures on the Property over the next five (5) years.
During the option period, Adventus will pay to the Company a 10% management fee, with a prescribed minimum annual amount of US$350,000. In addition, Adventus will provide the Company with a US$250,000 per year advance until the achievement of commercial production, subject to a maximum cumulative total of US$1,500,000.
Insider / Pro Group Participation: Resource Capital Fund VI L.P is an Insider of both the Company and Adventus.
Please refer to the Company's news release dated September 14, 2017 for further information.
_______________________________________
SILVER VIPER MINERALS CORP. ("VIPR")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange bulletin dated September 26, 2017, effective at the opening Friday, September 29, 2017 trading in the shares of the Company will resume.
________________________________________
SOKOMAN IRON CORP. ("SIC")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: September 27, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation relating to a letter of intent dated August 21, 2017 between the Company and Metals Creek Resources Corp. whereby the Company may earn an initial 75% interest, with an option to create an industry standard joint venture on the remaining 25% interest with Metals Creek or earn an additional 25% interest, in the Clarks Brook Gold Property located on the Central Newfoundland Gold Trend in consideration of $145,000, 5,000,000 common shares and $800,000 of exploration/work commitments
________________________________________
STANDARD GRAPHITE CORPORATION ("SGH")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Aug 31, 2017:
Number of Shares: |
3,333,333 shares |
|
Purchase Price: |
$0.15 per share |
|
Warrants: |
1,666,667 share purchase warrants to purchase 1,666,666 shares |
|
Warrant Initial Exercise Price: |
$0.25 |
|
Warrant Term to Expiry: |
18 Months |
|
Number of Placees: |
22 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
Aggregate Pro-Group Involvement [3 Placees] |
P |
317,000 |
Finder's Fee: |
||
Haywood Securities Inc. |
$7,003.50 cash |
|
National Bank Financial Inc. |
$6,300.00 cash |
|
PI Financial Corp. |
$2,093.70 cash |
|
Sherman Dahl |
$8,925.00 cash |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
SUNVEST MINERALS CORP. ("SSS")
BULLETIN TYPE: Halt
BULLETIN DATE: September 28, 2017
TSX Venture Tier 2 Company
Effective at 7:49 a.m. PST, September 28, 2017, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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