VANCOUVER, Dec. 14, 2017 /CNW/ -
TSX VENTURE COMPANIES
BULLETIN TYPE: Notice to Issuers
BULLETIN DATE: December 14, 2017
Re: Electronic Form 2A Personal Information Form
Electronic Form 2C1 Declaration
TSX Venture Exchange (the "Exchange") seeks to reduce the regulatory burden by improving and simplifying the manner and process by which an individual completes and submits a Personal Information Form. Effective December 18, 2017, the Exchange will be amending its Form 2A Personal Information Form (the "Electronic PIF") and the related Form 2C1 Declaration (the "Electronic Declaration") to make them available online, which is expected to result in time and cost savings for persons filing these forms. Concurrently, the Toronto Stock Exchange will be making identical amendments to its Form 4 Personal Information Form and Form 4B Declaration, so that both stock exchanges will continue to use the same forms. Subject to the transition period described below, the Electronic PIF will replace the existing Form 2A Personal Information Form (the "Paper PIF") and the Electronic Declaration will replace the existing Form 2C1 Declaration (the "Paper Declaration").
The key changes are summarized below:
- Online Filing – Individuals will be able to complete, save, edit and submit the Electronic PIF and Electronic Declaration online.
- Eliminate "wet ink" Signatures – Currently, the Paper PIF and Paper Declaration require an individual to manually sign them and expressly prohibit electronic signatures. In light of changes in technology and the increasing acceptance of electronic signatures, the need for "wet ink" signatures is eliminated and electronic signatures are permitted for the Electronic PIF and Electronic Declaration.
- Eliminate Notarization - Currently, the Paper PIF and Paper Declaration and any attachments (including any photocopies of identification of the individual) are required to be notarized. The need for notarization is eliminated in the Electronic PIF and Electronic Declaration.
The Electronic PIF and Electronic Declaration will become effective on December 18, 2017. However, the Exchange will continue to accept the notarized Paper PIF and the Paper Declaration until June 30, 2018, provided that all of the required information, identification, OPP Security Screening Check (Exhibit 1 to the Paper PIF) and notarization are provided to the Exchange by such date. After June 30, 2018, only the Electronic PIF and Electronic Declaration will be accepted by the Exchange. Although the Exchange will continue accept the Paper PIF and Paper Declaration in the interim, the Exchange encourages individuals to use the Electronic PIF and Electronic Declaration.
Commencing December 18, 2017, the Electronic PIF and Electronic Declaration can be accessed on the TMX Portal at www.tmx.com/pif. Individuals must create an account and log on to the TMX Portal to access, complete and submit the Electronic PIF and Electronic Declaration. Instructions and frequently asked questions can also be found on the TMX Portal.
If you have any questions about this Bulletin, please contact:
| Charlotte Bell |
Senior Policy Counsel |
604-643-6577 |
|
| Kyle Araki |
Director, Capital Formation (Calgary) |
403-218-2851 |
|
| Tim Babcock |
Director, Capital Formation (Toronto) |
416-365-2202 |
|
| Andrew Creech |
Director, Capital Formation (Vancouver) |
604-602-6936 |
|
| Sylvain Martel |
Director, Capital Formation (Montréal) |
514-788-2408 |
TYPE DE BULLETIN : Avis aux émetteurs
DATE DU BULLETIN : 14 décembre 2017
Objet : Formulaire électronique 2A – Formulaire de renseignements personnels
Formulaire électronique 2C1 – Déclaration
La Bourse de croissance TSX (la « Bourse ») cherche à réduire le fardeau réglementaire en améliorant et en simplifiant la manière de remplir et de lui soumettre un Formulaire de renseignements personnels (« FRP »), ainsi que les processus connexes. Le 18 décembre 2017, les modifications apportées par la Bourse à son Formulaire 2A – Formulaire de renseignements personnels (le « FRP électronique ») et à son Formulaire 2C1 – Déclaration (la « Déclaration électronique ») entreront en vigueur. Les modifications permettront l'accès en ligne à ces formulaires, ce qui devrait se traduire par une économie de temps et d'argent pour les utilisateurs. Simultanément, la Bourse de Toronto procédera aux mêmes modifications à l'égard de son Formulaire 4 – Formulaire de renseignements personnels et de son Formulaire 4B – Déclaration afin que les deux Bourses continuent d'utiliser des formulaires identiques. Après la période de transition précisée ci-après, le FRP électronique remplacera le Formulaire 2A existant (le « FRP en version papier »); la Déclaration électronique remplacera le Formulaire 2C1 existant (la « Déclaration en version papier »).
Les principales modifications sont résumées ci-dessous.
- Remplir les formulaires en ligne – Il sera possible de remplir, d'enregistrer, de modifier et de soumettre le FRP électronique et la Déclaration électronique en ligne.
- Éliminer les signatures « à la main » – Il est actuellement obligatoire de signer à la main le FRP en version papier et la Déclaration en version papier; les signatures électroniques sont expressément interdites sur ces versions des formulaires. Du fait des changements technologiques et de l'acceptation grandissante des signatures électroniques, les signatures à la main ne sont plus possibles et les signatures électroniques sont requises dans le FRP électronique et la Déclaration électronique.
- Supprimer l'exigence de notarisation – À l'heure actuelle, le FRP en version papier et la Déclaration en version papier ainsi que toutes les pièces jointes (dont les photocopies de pièces d'identité du demandeur) doivent être notariés. L'introduction du FRP électronique et de la Déclaration électronique supprime l'exigence de notarisation.
L'utilisation du FRP électronique et de la Déclaration électronique entrera en vigueur le 18 décembre 2017. Toutefois, la Bourse continuera d'accepter le FRP en version papier et la Déclaration en version papier notariés jusqu'au 30 juin 2018, pourvu que tous les renseignements exigés, les données d'identification, l'attestation de vérification de casier judiciaire par la Police provinciale de l'Ontario (Annexe 1 du FRP en version papier) et les documents notariés soient remis à la Bourse au plus tard à cette date. Après le 30 juin 2018, seuls le FRP électronique et la Déclaration électronique seront acceptés par la Bourse. Bien que la Bourse continuera d'accepter le FRP en version papier et la Déclaration en version papier dans l'intervalle, elle encourage les utilisateurs à opter pour le FRP électronique et la Déclaration électronique.
À compter du 18 décembre 2017, le FRP électronique et la Déclaration électronique seront disponibles dans le Portail de TMX à www.tmx.com/pif. Les demandeurs doivent ouvrir un compte, puis ouvrir une session dans le Portail de TMX pour remplir et soumettre le FRP électronique et la Déclaration électronique. Des directives et une foire aux questions se trouvent également dans le Portail de TMX.
Pour toute question relative au présent bulletin, veuillez communiquer avec :
| Charlotte Bell |
Conseillère juridique principale, Politiques |
604 643-6577 |
|
| Kyle Araki |
Directeur, Formation de capital (Calgary) |
403 218-2851 |
|
| Tim Babcock |
Directeur, Formation de capital (Toronto) |
416 365-2202 |
|
| Andrew Creech |
Directeur, Formation de capital (Vancouver) |
604 602-6936 |
|
| Sylvain Martel |
Directeur, Formation de capital (Montréal) |
514 788-2408 |
________________________________________
3D SIGNATURES INC. ("DXD")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 27, 2017:
| Number of Shares: |
8,113,365 shares |
|
| Purchase Price: |
$0.20 per share |
|
| Number of Placees: |
70 Placees |
|
| Warrants: |
8,113,365 warrants to purchase 8,113,365 shares |
|
| Warrant Exercise Price: |
$0.35 for a five year period |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| Jason Flowerday |
Y |
125,000 |
| Fidelity Clearing Canada |
||
| ULC ITF Johannes |
||
| Van Der Mark |
Y |
50,000 |
| Keith B. Cassidy |
Y |
55,000 |
| Aggregate Pro Group |
||
| Involvement [ 9 Placee(s)] |
805,000 |
|
| Finder's Fee: |
$24,720 and 123,600 finders warrants is payable to Canaccord Genuity Corp. |
|
| $7,164 and 35,820 finders warrants is payable to Haywood Securities Inc. |
||
| $6,660 and 33,300 finders warrants is payable to Leede Jones Gable Inc. |
||
| $3,600 and 18,000 finders warrants is payable to Mackie Research Capital Corporation |
||
| $45,000 and 225,000 finders warrants is payable to AlphaNorth Asset Management |
||
| $4,560 and 22,800 finders warrants is payable to Echelon Wealth PartnersFinders warrants are excersizable at $0.35 for a two year period. |
________________________________________
ABE RESOURCES INC. ("ABE")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Effective at 6:30 a.m., PST, December 14, 2017, shares of the Company resumed trading, an announcement having been made.
________________________________________
ALABAMA GRAPHITE CORP. ("CSPG")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Effective at 6:30 a.m., PST, December 14, 2017, shares of the Company resumed trading, an announcement having been made.
________________________________________
ARIAN RESOURCES CORP. ("ARC.H")
[formerly Arian Resources Corp. ("ARC")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company. Therefore, effective at the opening on Friday, December 15, 2017, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Vancouver to NEX.
As of December 15, 2017, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from ARC to ARC.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
Further to the TSX Venture bulletin issued March 8, 2017, trading in the shares of the Company will remain suspended.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
_______________________________________
BRAND MARVEL WORLDWIDE CONSUMER PRODUCTS CORPORATION ("BMW.H")
[formerly Brand Marvel Worldwide Consumer Products Corporation ("BMW")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company. Therefore, effective at the opening on Friday, December 15, 2017, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Vancouver to NEX.
As of December 15, 2017, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from BMW to BMW.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
Further to the TSX Venture bulletin issued July 20, 2016, trading in the shares of the Company will remain suspended.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
_______________________________________
BUILDERS CAPITAL MORTGAGE CORP. ("BCF")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: December 14, 2017
TSX Venture Tier 1 Company
The Issuer has declared the following dividend(s):
| Dividend per Class A Non-Voting share: |
$0.2016 |
| Payable Date: |
January 31, 2018 |
| Record Date: |
December 31, 2017 |
| Ex-dividend Date: |
December 28, 2017 |
________________________________________
CABERNET CAPITAL CORP. ("CAB.P")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 6TH 2017:
| Number of Shares: |
20,000,000 shares |
| Purchase Price: |
$0.10 per share |
| Number of Placees: |
10 Placees |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release dated December 13th, 2017, announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
CANDELARIA MINING CORP. ("CAND")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
Private Placement:
| # of Warrants: |
5,821,109 |
| Original Expiry Date of Warrants: |
December 14, 2017 (2,888,888 warrants) |
| January 6, 2018 (2,154,444 warrants) |
|
| March 13, 2018 (777,777 warrants) |
|
| New Expiry Date of Warrants: |
December 14, 2018 |
| January 6, 2019 |
|
| March 13, 2019 |
|
| Exercise Price of Warrants: |
$0.75 |
These warrants were issued pursuant to a private placement of 11,642,221 shares with 5,821,109 share purchase warrants attached, which was accepted for filing by the Exchange effective on July 14, 2016 and September 13, 2016.
Private Placement:
| # of Warrants: |
3,316,666 |
| Original Expiry Date of Warrants: |
February 18, 2018 |
| New Expiry Date of Warrants: |
February 18, 2019 |
| Exercise Price of Warrants: |
$0.75 |
These warrants were issued pursuant to a private placement of 6,666,666 shares with 3,333,332 share purchase warrants attached, which was accepted for filing by the Exchange effective on September 9, 2016.
Private Placement:
| # of Warrants: |
3,494,623 |
| Original Expiry Date of Warrants: |
February 18, 2018 |
| New Expiry Date of Warrants: |
February 18, 2019 |
| Exercise Price of Warrants: |
$0.75 |
These warrants were issued pursuant to a private placement of convertible debenture, convertible into 6,989,247 shares with 3,494,623 share purchase warrants attached, which was accepted for filing by the Exchange effective on September 9, 2016.
________________________________________
CAPGAIN PROPERTIES INC. ("CPP.H")
[formerly Capgain Properties Inc. ("CPP")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company. Therefore, effective at the opening on Friday, December 15, 2017, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Calgary to NEX.
As of December 15, 2017, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from CPP to CPP.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
Further to the TSX Venture bulletin issued February 3, 2015, trading in the shares of the Company will remain suspended.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
_______________________________________
CLAROCITY CORPORATION ("CLY")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,140,000 shares in lieu of cash to settle $114,000 in payment of interest payable under the May 8, 2017 Trust Indenture.
| Number of Creditors: |
9 Creditors |
|||
| Insider / Pro Group Participation: |
||||
| Insider=Y / |
Amount |
Deemed Price |
||
| Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
| Stableview Asset Management |
Y |
$100,680 |
$0.10 |
1,006,800 |
| Dave Guebert |
Y |
$2,400 |
$0.10 |
24,000 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
COMSTOCK METALS LTD. ("CSL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced January 26, 2017:
| Number of Shares: |
13,344,157 non flow-through shares |
|
| 3,563,900 flow-through shares |
||
| Purchase Price: |
$0.15 per non flow-through share |
|
| $0.18 per flow-through share |
||
| Warrants: |
15,126,107 share purchase warrants to purchase 15,126,107 shares |
|
| Warrant Exercise Price: |
$0.20 for a two year period |
|
| Number of Placees: |
40 Placees |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| Aggregate Pro Group |
||
| Involvement [4 places] |
P |
511,666 |
| Finder's Fee: |
$26,439 cash and 162,960 warrants payable to Canaccord Genuity Corp. |
|
| $3,499.99 cash and 23,334 warrants payable to Haywood Securities Inc. |
||
| $8,254.68 cash and 53,631 warrants payable to GMP Securities LP |
||
| $18,550.14 cash and 104,223 warrants payable to RedCloud Klondike Strike Inc. |
||
| $1,575 cash and 8,750 warrants payable to Echelon Wealth Partners |
||
| Finder's fee warrants are exercisable at $0.15 per unit for two years, these units are under the same terms as those to be issued pursuant to the non flow-through units. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
EVERMOUNT VENTURES INC. ("ETV.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2017
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 24, 2017:
| Number of Shares: |
3,500,000 shares |
| Purchase Price: |
$0.10 per share |
| Number of Placees: |
9 Placees |
| Insider / Pro Group Participation: |
None |
| Finder's Fee: |
None |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
FOCUS VENTURES LTD. ("FCV")
BULLETIN TYPE: Shares for Services
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 808,333 shares at a deemed price of $0.05, in consideration of certain services provided to the company pursuant to an agreement dated April 18,2017 and April 20, 2017.
| Insider / Pro Group Participation: |
|||
| Insider=Y / |
Deemed Price |
||
| Creditor |
Progroup=P |
per Share |
# of Shares |
| David Cass |
Y |
$0.05 |
350,000 |
| Gordon Tainton |
Y |
$0.05 |
458,333 |
The Company shall issue a news release when the shares are issued.
_______________________________________
GOLDEN PREDATOR MINING CORP. ("GPY")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: December 14, 2017
TSX Venture Tier 1 Company
CORRECTION:
Further to the TSX Venture Exchange Bulletin dated December 04, 2017, the Bulletin should have read as follows:
Golden Predator may repurchase one half of the NSR at any time for $1,250,000 cash subject to Exchange acceptance.
________________________________________
GORDON CREEK ENERGY INC.. ("GDN.H")
[formerly Gordon Creek Energy Inc. ("GDN")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company. Therefore, effective at the opening on Friday, December 15, 2017, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Vancouver to NEX.
As of December 15, 2017, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from GDN to GDN.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
Further to the TSX Venture bulletin issued June 6, 2016, trading in the shares of the Company will remain suspended.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
_______________________________________
HARVEST ONE CANNABIS INC. ("HVST.WT") ("HVST.DB")
BULLETIN TYPE: New Listing-Warrants, New Listing-Convertible Debentures
BULLETIN DATE: December 14, 2017
TSX Venture Tier 1 Company
New Listing - Warrants
Effective at the opening December 15, 2017, the 9,493,882 warrants of the Company will commence trading on TSX Venture Exchange. The Company is classified as an 'Industrial' or 'Life Sciences' company.
| Corporate Jurisdiction: |
British Columbia |
| Capitalization: |
9,493,882 warrants are issued and outstanding |
| Transfer Agent: |
Computershare Investor Services Inc. |
| Trading Symbol: |
HVST.WT |
| CUSIP Number: |
41755P121 |
The warrants were issued pursuant to a convertible debenture unit offering of 20,729 unsecured convertible debenture units. Each warrant will entitle the holder to purchase one common share of the company at a price of $1.09 for a period of 36 months following the closing date.
New Listing – Convertible Debentures
Effective at the opening December 15, 2017, the Debentures of the Company will commence trading on the Exchange. The Company is classified as an 'Industrial' or 'Life Science' company.
| Corporate Jurisdiction: |
British Columbia |
|
| Capitalization: |
$20,729,000 |
principal amount of Debentures of which |
| 20,729 |
Debentures are issued and outstanding |
|
| Transfer Agent: |
Computershare Investor Services Inc. |
|
| Trading Symbol: |
HVST.DB |
|
| CUSIP Number: |
41755PAA3 |
|
| Agent: |
Mackie Research Capital Corp. |
|
| Clearing and Settlement: |
The Debentures will clear and settle through CDS |
|
| Board Lot: |
The Debentures will trade in a board lot size of $1,000 face value. |
|
| Details of Debentures: |
||
| Maturity Date: December 15, 2022 |
||
| Redemption: |
The Debentures will not be redeemable prior to December 14, 2019 except in limited circumstances as described in the debenture indenture dated December 14, 2017 (the "Indenture"). At any time after December 19, 2019, the Company may, at its option, redeem in whole or in part from time to time, the principal amount of the Debentures provided that the VWAP of the Common Shares on the TSXV for 30 consecutive trading days shall equal or exceeds $1.40, as adjusted in accordance with Section 5.4 of the Indenture, the Corporation may force conversion of all but not less than all of the principal amount and all accrued and unpaid interest (less any tax required by law to be deducted or withheld) of the Debentures at the then applicable Conversion Price, upon giving the Debentureholders not more than 60 days' and not less than 30 days' advance written notice, in accordance with Section 12.2 of the Indenture. |
|
| Interest: |
The Debentures will be dated on or about December 11, 2017 (the "Closing Date") and will mature five years from the date the Debentures are issued. The Debentures will be issuable only in denominations of C$1,000 and integral multiples thereof and will bear interest from and including the date of issue at 8.0% per annum, which will be payable semi-annually in arrears on June 30 and December 31 of each year, commencing on June 30, 2018. The first interest payment will include interest accrued from theClosing Date to, but excluding, June 30, 2018. Assuming the Closing Date occurs on December 11, 2017, the first interestpayment payable on June 30, 2018 will be in the amount of $44.44 per $1,000 principal amount of Debentures and each subsequent interest payment will be in the amount of $40.00 per $1,000 principal amount of Debentures. Interest will be computed on the basis of a 360-day year composed of twelve 30-day months. |
|
For further information please refer to the Company's Convertible Debenture Short Form Prospectus dated December 1, 2017 and news release dated December 14, 2017.
________________________________________
LEONOVUS INC. ("LTV")
BULLETIN TYPE: Prospectus-Unit Offering
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
The Company has closed its financing pursuant to its Prospectus dated December 5, 2017, which was filed with and accepted by TSX Venture Exchange Inc., and filed with and receipted by the Securities Commissions of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, New Brunswick, Prince Edward Island, Nova Scotia and Newfoundland and Labrador on December 5, 2017, pursuant to the provisions of the applicable Securities Acts (the "Offering").
TSX Venture Exchange Inc. has been advised that the Offering closed on December 8, 2017, for aggregate gross proceeds of $13,750,000, including the over-allotment option.
| Underwriters: |
Clarus Securities Inc., Canaccord Genuity Corp., Haywood Securities Inc., Paradigm Capital Inc. and PI Financial Corp. |
| Offering: |
24,000,000 units ("Units"). Each Unit consisting of one share and one-half of one common share purchase warrant ("Warrant"). |
| Unit Price: |
$0.50 per Unit |
| Warrant Exercise Price/Term: |
Each full Warrant entitles the holder to acquire one additional common share of the Company at a price of $0.65 for a period of twp years. |
| Underwriter's Fee: |
an aggregate of $830,000, plus 1,650,000 Compensation Options has been paid to the Underwriters. Each Compensation Option is exercisable into one Unit at the same terms as above. |
| Over-Allotment Option: |
The Underwriters were granted an over-allotment option in connection with this Offering to purchase additional Units, up to 15% of the Offering. The over-allotment option has been partially exercised ($1,750,000 of $1,800,000). |
________________________________________
MIDNIGHT SUN MINING CORP. ("MMA")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 6, 2017:
| Number of Shares: |
9,002,708 shares |
|
| Purchase Price: |
$0.30 per share |
|
| Warrants: |
9,002,708 share purchase warrants to purchase 9,002,708 shares |
|
| Warrant Exercise Price: |
$0.45 for a one year period |
|
| Number of Placees: |
56 Placees |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| Brett Richards |
Y |
834,210 |
| Richard Mazur |
Y |
30,000 |
| Aggregate Pro Group |
||
| Involvement [6 Placee(s)] |
P |
1,263,000 |
| Finder's Fee: |
Canaccord Genuity Corp. $103,040.01 cash and 343,466 finder warrants payable. |
|
| BMO Nesbitt Burns $38,500 cash and 136,499 finder warrants payable. |
||
| -Each finder warrant is exercisable into one common share at $0.45 until close of business November 27, 2018. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
MIRA IX ACQUISITION CORP. ("MIA.P")
BULLETIN TYPE: CPC-Filing Statement
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's CPC Filing Statement dated December 14, 2017, for the purpose of filing on SEDAR.
________________________________________
MONTANA EXPLORATION CORP. ("MTZ")
BULLETIN TYPE: Shares for Bonuses
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,193,000 bonus shares to the following insider in consideration of an unsecured loan agreement.
| Shares |
|
| Rioco Partners Ltd. (James Collins) |
1,193,000 |
________________________________________
NORTHERN GRAPHITE CORPORATION ("NGC")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: Dec 14, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Nov 23, 2017:
| Number of Shares: |
4,582,644 shares |
|
| Purchase Price: |
$0.45 per share |
|
| Warrants: |
2,291,321 share purchase warrants to purchase 2,291,321 shares |
|
| Warrant Initial Exercise Price: |
$0.60 |
|
| Warrant Term to Expiry: |
2 Years |
|
| Number of Placees: |
48 Placees |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
Pro-Group=P |
# of Shares |
| Greg Bowes |
Y |
100,000 |
| Aggregate Pro-Group |
||
| Involvement [1 Placee] |
P |
100,000 |
| Finder's Fee: |
||
| Topleft Securities Ltd. |
$5,850.00 cash; 13,000 warrants |
|
| CIBC World Markets |
$32,177.00 cash; 71,500 warrants |
|
| National Bank Financial |
$10,237.50 cash; 22,750 warrants |
|
| Pretium Communications Ltd. |
$36,124.00 cash; 80,275 warrants |
|
| EDE Asset Management Inc. |
$3,250.00 cash; 7,222 warrants |
|
| EMD Financial Inc. |
$40,943.65 cash; 90,985 warrants |
|
| Canaccord Genuity Corp. |
$2,537.00 cash; 5,638 warrants |
|
| Finder Warrant Initial Exercise Price: |
$0.60 |
|
| Finder Warrant Term to Expiry: |
Common Share Purchase Warrants with term of one year |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
_______________________________________
NQ EXPLORATION INC. ("NQE")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange (the "Exchange") has accepted for filing documentation with respect to a Non-Brokered Private Placement:
| Convertible Debenture: |
$97,000 |
| Conversion Price: |
Principal is convertible into common shares at a conversion price equal to: a) $0.12 per common share if converted in shares of Imperial Gold Mining Ltd. at closing of the proposed plan of arrangement (the "Arrangement") as described in the Company's amended and restated management information circular dated November 22, 2017 or b) $0.05 per common share if converted in shares of the Company at maturity, whichever occurs first. |
| Maturity Date: |
12 months from issuance |
| Interest Rate: |
nil |
| Number of Placees: |
5 Placees |
The Exchange has also accepted for filing documentation with respect to a Non-Brokered Private Placement:
| Convertible Debenture: |
$225,000 |
| Conversion Price: |
Principal is convertible into common shares at a conversion price equal to: a) $0.1275 per common share if converted in shares of AM Resources Inc. at closing of the proposed plan of arrangement (the "Arrangement") as described in the Company's amended management information circular dated November 22, 2017 available on SEDAR or b) $0.05 per common share if converted in shares of the Company at maturity, whichever occurs first. |
| Maturity Date: |
12 months from issuance |
| Interest Rate: |
nil |
| Number of Placees: |
2 Placees |
| Finders' Fees: |
A finder received $8,000 in cash |
The Company has confirmed the closing of the above-mentioned Private Placements pursuant to news releases dated September 11, 2017 and November 27, 2017.
EXPLORATION NQ INC. (« NQE »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier, débenture convertible
DATE DU BULLETIN : Le 14 décembre 2017
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX (la « Bourse ») a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier:
| Débenture convertible : |
97 000 $ |
| Prix de conversion : |
Le capital est convertible en actions ordinaires au prix de conversion égal au : a) 0,12 $ par action si converti en actions de Imperial Gold Mining Ltd. à la clôture du plan d'arrangement (l' « Arrangement ») tel que divulgué dans la circulaire d'information amendée de la société datée du 22 novembre 2017 ou b) 0,05 $ par action si converti en actions de de la Société à la date d'échéance, selon la première occurrence. |
| Date d'échéance : |
12 mois après l'émission |
| Taux d'intérêt : |
aucun |
| Nombre de souscripteurs : |
5 souscripteurs |
La Bourse a également accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier:
| Débenture convertible : |
225 000 $ |
| Prix de conversion : |
Le capital est convertible en actions ordinaires au prix de conversion égal au : a) 0,1275 $ par action si converti en actions de Am Resources Inc. à la clôture du plan d'arrangement (l' « Arrangement ») tel que divulgué dans la circulaire d'information amendée de la société datée du 22 novembre 2017 ou b) 0,05 $ par action si converti en actions de de la Société à la date d'échéance, selon la première occurrence. |
| Date d'échéance : |
12 mois après l'émission |
| Taux d'intérêt : |
aucun |
| Nombre de souscripteurs : |
2 souscripteurs |
| Honoraires d'intermédiation : |
Un intermédiaire a reçu 8 000 $ en espèces |
La société a confirmé la clôture des placements privés mentionnés ci-dessus par des communiqués de presse datés du 1 septembre 2017 et 27 novembre 2017.
_____________________________________
PEAT RESOURCES LIMITED ("PET")
BULLETIN TYPE: Halt
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Effective at 6:15 a.m. PST, December 14, 2017, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
PERCY STREET CAPITAL COPORATION ("PSC.P")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Further to TSX Venture Exchange's Bulletin dated October 19, 2017, trading in the securities of the Company will resume at the opening on Friday December 15, 2017.
_________________________________________
SOKOMAN IRON CORP. ("SIC")
BULLETIN TYPE: Private Placement-Non-Brokered, Correciton
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Further to TSX Venture Exchange bulletin dated December 5, 2017 we are advised of the additional insider participation that was not previously disclosed:
FIRST TRANCHE
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| Timothy Froude |
Y |
100,000 |
________________________________________
SUNVEST MINERALS CORP. ("SSS")
BULLETIN TYPE: Halt
BULLETIN DATE: December 13, 2017
TSX Venture Tier 2 Company
Effective at 11:42 a.m. PST, December 13, 2017, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SUNVEST MINERALS CORP. ("SSS")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Effective at 6:30 a.m., PST, December 14, 2017, shares of the Company resumed trading, an announcement having been made.
________________________________________
SYNSTREAM ENERGY CORP. ("SHM")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
Effective at the opening, Friday, December 15, 2017, the securities of Synstream Energy Corp. (the "Company") will resume trading. Further to the Exchange Bulletin dated October 25, 2017, a news release was issued on December 4, 2017, announcing the Company's termination of its previously announced letter of intent with 1262430 Alberta Ltd. and Sundial Growers Inc.
_______________________________________
TANGO MINING LIMITED ("TGV")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: Dec 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Nov 27, 2017:
| Convertible Debenture |
$510,500.00 |
| Initial Conversion Price: |
$0.05 per common share |
| Term of Maturity: |
1 Year |
| Interest Rate: |
3% |
| Warrants: |
10,210,000 share purchase warrants to purchase 10,210,000 shares |
| Initial Exercise Price: |
$0.10 |
| Term to Expiry: |
2 Years |
| Number of Placees: |
1 Placee |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
_______________________________________
WOLVERINE MINERALS CORP. ("WLV")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 14, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,580,000 shares to settle debt of $118,500.
| Number of Creditors: |
3 Creditors |
|||
| Insider / Pro Group Participation: |
||||
| Insider=Y / |
Amount |
Deemed Price |
||
| Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
| TAD Financial Corp |
||||
| (Thomas Doyle) |
Y |
$47,250 |
$0.075 |
630,000 |
| Amteck Financial Corp. |
||||
| (Logan Anderson) |
Y |
$47,250 |
" |
630,000 |
| Greg Burnett |
Y |
$24,000 |
" |
320,000 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
NEX COMPANIES
WATUSI CAPITAL CORP. ("WAS.H")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: December 14, 2017
NEX Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated December 8, 2017, trading in the shares of the Company will remain halted Pending receipt and review of acceptable documentation regarding the Qualifying Transaction pursuant to Listings Policy 2.4.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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