TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, Nov. 9, 2018 /CNW/ -
TSX VENTURE COMPANIES
49 NORTH RESOURCES INC. ("FNR")("FNR.RT")
BULLETIN TYPE: Rights Offering-Shares
BULLETIN DATE: November 9, 2018
TSX Venture Tier 1 Company
The Company has announced it will offer to Shareholders of record on November 14, 2018, Rights to purchase common shares of the Company. One (1) Right will be issued for each common share held. Two (2) Rights and $0.02 are required to purchase one (1) common share. The expiry date for the Rights Offering is December 7, 2018. As at November 6, 2018, the Company had 60,378,102 shares issued and outstanding.
Effective at the opening, Tuesday, November 13, 2018, the shares of the Company will trade Ex-Rights and the Rights will commence trading at that time on a 'when issued basis'. The Company is classified as a 'Closed End Investment Fund' company.
Summary: |
|
Basis of Offering: |
Two (2) Rights exercisable for One (1) common share at $0.02 per share. |
Record Date: |
November 14, 2018 |
Shares Trade Ex-Rights: |
November 13, 2018 |
Rights Called for Trading: |
November 13, 2018 |
Rights Trade for Cash: |
December 4, 2018 |
- Trading in the rights shall be for cash for the three trading days preceding the expiry date. |
|
Rights Expire: |
December 7, 2018, 5:00 PM (Saskatoon time) |
TRADE DATES
December 4, 2018 - TO SETTLE - December 5, 2018
December 5, 2018 - TO SETTLE - December 6, 2018
December 6, 2018 - TO SETTLE - December 7, 2018
December 7, 2018 - TO SETTLE - December 7, 2018
Rights Trading Symbol: |
FNR.RT |
Rights CUSIP Number: |
34978T160 |
Subscription Agent and Trustee: |
Alliance Trust Company |
Authorized Jurisdiction(s): |
All Provinces and Territories of Canada |
For further details, please refer to the Company's Rights Offering Circular dated November 6, 2018.
The Company's Rights Offering Circular has been filed with and accepted by TSX Venture Exchange.
________________________________________
AIM3 VENTURES INC. ("AIMC.P")
BULLETIN TYPE: New Listing-CPC-Shares
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
The Capital Pool Company's ('CPC') Prospectus dated October 17, 2018, has been filed with and accepted by TSX Venture Exchange and the Ontario, British Columbia, Alberta, New Brunswick and Nova Scotia Securities Commissions effective October 17, 2018, under the provisions of the respective Securities Acts. The common shares of the Company will be listed and admitted to trading on TSX Venture Exchange, on the effective dates stated below.
The gross proceeds to be received by the Company for the Offering are $500,000 (5,000,000 common shares at $0.10 per share).
Listing Date: |
At the close of business (5:01 p.m. EDT) on November 12, 2018. |
Commence Date: |
The common shares will commence trading on TSX Venture Exchange at the opening Tuesday, November 13, 2018, upon confirmation of closing. |
The closing of the public offering is scheduled to occur before the market opening on November 13, 2018. A further notice will be issued upon receipt of closing confirmation.
Corporate Jurisdiction: |
Ontario |
Capitalization: |
Unlimited common shares with no par value of which 10,650,000 common shares are issued and outstanding |
Escrowed Shares: |
3,000,000 common shares |
Transfer Agent: |
TSX Trust Company |
Trading Symbol: |
AIMC.P |
CUSIP Number: |
00900J109 |
Agent: |
Haywood Securities Inc. |
Agent's Options: |
500,000 options to purchase one share at $0.10 for a period of 24 months from the date of the listing. |
For further information, please refer to the Company's prospectus dated October 17, 2018.
Company Contact: |
Zachary Goldenberg |
Company Address: |
77 King Street West, Suite 400 |
Toronto, ON M5K 0A1 |
|
Company Phone Number: |
(647) 987-5083 |
Company email: |
______________________________________
ALDERSHOT RESOURCES LTD. ("ALZ")("ALZ.RT")
BULLETIN TYPE: Rights Offering-Units
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
The Company has announced it will offer to Shareholders of record on November 15, 2018, Rights to purchase shares of the Company. One (1) Right will be issued for each share held. Four (4) Rights and $0.05 are required to purchase one common share (each a "Share") or, for directors or officers of the Company or are identified by such persons, one Unit. Each Unit will consist of one (1) share and one (1) Share Purchase Warrant. The expiry date for the Rights Offering is December 17, 2018. As at November 9, 2018, the Company had 569,047,133 shares issued and outstanding.
Effective at the opening, Thursday, November 14, 2018, the shares of the Company will trade Ex-Rights and the Rights will commence trading at that time on a 'when-issued basis'. The Company is classified as a 'Uranium Mining' company.
Summary: |
|
Basis of Offering: |
Four (4) Rights exercisable for One (1) Share or $0.05 per Share or One (1) Unit for directors or officers of the Company or are identified by such persons at $0.05 per Unit. |
Warrants: |
One (1) Warrant for Four (4) Rights exercised. |
Each Warrant is exercisable at a price of $0.05 for a period of 5 years from issuance. |
|
Warrants will not be listed for trading. |
|
Record Date: |
November 15, 2018 |
Shares Trade Ex-Rights: |
November 14, 2018 |
Rights Called for Trading: |
November 14, 2018 |
Rights Trade for Cash: |
December 12, 2018 at 12:00 EST (Noon) |
- Trading in the rights shall be for cash for the three trading days preceding the expiry date. |
|
Rights Expire: |
December 17, 2018 |
December 12, 2018 - TO SETTLE - December 13, 2018
December 13, 2018 - TO SETTLE - December 14, 2018
December 14, 2018 - TO SETTLE - December 17, 2018
December 17, 2018 - TO SETTLE - December 17, 2018
Rights Trading Symbol: |
ALZ.RT |
Rights CUSIP Number: |
01435Q 12 1 |
Subscription Agent and Trustee: |
Computershare Investor Services Inc. |
Authorized Jurisdiction(s): |
All provinces and territories of Canada |
For further details, please refer to the Company's Rights Offering Circular dated November 15, 2018.
________________________________________
BROADWAY GOLD MINING LTD. ("BRD")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
Effective at the opening, Tuesday, November 13, 2018, the securities of Broadway Gold Mining Ltd. (the "Company") will resume trading. Further to the Exchange Bulletin dated October 23, 2018, a news release was issued on November 7, 2018, announcing that the Company will not be proceeding with its proposed acquisition. The transaction contemplated would have constituted a Reverse Takeover as defined under Exchange Policy 5.2.
_________________________________
MERCAL CAPITAL CORP. ("MUL.H")
[formerly Mercal Capital Corp. ("MUL.P")]
BULLETIN TYPE: Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
In accordance with TSX Venture Exchange Policy 2.4, Capital Pool Companies, the Company has not completed a Qualifying Transaction within the prescribed time frame. Therefore, effective Tuesday, November 13, 2018, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Toronto to NEX.
As of November 13, 2018, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.
The trading symbol for the Company will change from MUL.P to MUL.H. There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital. The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.
Trading in the shares of the Company will remain suspended. Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
_______________________________________
PARKIT ENTERPRISE INC. ("PKT")("PKT.RT")
BULLETIN TYPE: Rights Offering-Shares
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
The Company has announced it will offer to shareholders of record on November 14, 2018 transferable rights to purchase common shares of the Company. 0.5336 of one right will be issued for each common share held. One full right and $0.29 are required to purchase one common share. The expiry date for the Rights Offering is December 14, 2018. As at November 6, 2018 the Company had 32,377,462 common shares issued and outstanding.
Effective at the opening, November 13, 2018, the common shares of the Company will trade Ex-Rights and the Rights will commence trading at that time on a 'when-issued basis'. The Company is classified as an 'Industrial' company.
Summary: |
|
Basis of Offering: |
One (1) Right exercisable for One (1) Share at $0.29 per Share. |
Record Date: |
November 14, 2018 |
Shares Trade Ex-Rights: |
November 13, 2018 |
Rights Called for Trading: |
November 13, 2018 |
Rights Trade for Cash: |
December 11, 2018 |
- Trading in the rights shall be for cash for the three trading days preceding the expiry date. |
|
Rights Expire: |
December 14, 2018 2:00 pm PST |
Halt and Delist: |
The rights will be halted at noon PST on December 14, 2018 and delisted at close of market. |
TRADE DATES
December 11, 2018 - TO SETTLE – December 12, 2018
December 12, 2018 - TO SETTLE – December 13, 2018
December 13, 2018 - TO SETTLE – December 14, 2018
December 14, 2018 - TO SETTLE – December 14, 2018
Rights Trading Symbol: |
PKT.RT |
Rights CUSIP Number: |
70137X114 |
Subscription Agent and Trustee: |
Computershare Investor Services Inc. |
Authorized Jurisdiction(s): |
Any Province or Territory in Canada. |
For further details, please refer to the Company's Rights Offering Circular dated November 6, 2018
________________________________________
RE ROYALTIES LTD. ("RE")
[formerly BAETIS VENTURES LTD. ("BATS.P")]
BULLETIN TYPE: Qualifying Transaction-Completed/New Symbol, Property-Asset or Share Purchase Agreement, Name Change and Consolidation, Company Tier Reclassification, Resume Trading
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing the Qualifying Transaction of Baetis Ventures Ltd. (the "Company") (now renamed RE Royalties Ltd.) described in its filing statement dated October 19, 2018 (the "Filing Statement"). As a result, effective at the opening on Tuesday, November 13, 2018, the trading symbol for the Company will change from BATS.P to RE and the Company will no longer be considered a Capital Pool Company. The Qualifying Transaction includes the following matters, all of which have been accepted by the Exchange.
Acquisition of all of the issued and outstanding shares of RE Royalties Ltd.:
Pursuant to an arrangement agreement dated May 31, 2018 among the Company, 1165177 BC Ltd., a wholly-owned subsidiary of the Company, and RE Royalties Ltd. ("RER"), as amended August 20, 2018, the Company agreed to acquire all of the issued and outstanding shares of RER in consideration of the issuance of 30,266,889 shares of the Company under a plan of arrangement (the "Arrangement").
RER acquires revenue-based royalties from renewable energy generation facilities by providing a non-dilutive royalty financing solution to privately-held and publicly-traded renewable energy generation and development companies. RER's business objectives are to acquire a portfolio of long-term, stable, and diversified royalty streams from renewable energy generation facilities and to provide shareholders with capital appreciation and a growing, sustainable, long-term cash distribution over time.
Concurrent with completion of the Arrangement RER completed a private placement to raise gross proceeds of $12,916,700 through the issuance of 12,916,700 shares of RER at price of $1.00 per share.
The Exchange has been advised that the Qualifying Transaction has closed. The full particulars of the Company's Qualifying Transaction are set forth in the Filing Statement, which has been accepted for filing by the Exchange and which is available under the Company's profile on SEDAR.
Name Change and Consolidation:
Pursuant to a resolution passed by directors of the Company on October 31, 2018, the Company has consolidated its capital on a 3 old for 1 new basis. The name of the Company has also been changed from Baetis Ventures Ltd. to RE Royalties Ltd.
Effective at the opening on Tuesday, November 13, 2018, the common shares of RE Royalties Ltd. will commence trading on the Exchange and the common shares of Baetis Ventures Ltd. will be delisted. The Company is classified as an 'Investment' company.
Post - Consolidation |
||
Capitalization: |
unlimited shares with no par value of which |
|
32,107,223 shares are issued and outstanding |
||
Escrow: |
666,667 shares are subject to an 18 month staged release escrow under the CPC Escrow Agreement |
|
6,735,002 shares are subject to an 18 month staged release escrow under a Tier 1 Value Security Escrow Agreement, with 25% of the escrowed securities being releasable at the time of this Final Exchange Bulletin |
||
Transfer Agent: |
Computershare Investor Services Inc. |
|
Trading Symbol: |
RE |
(NEW) |
CUSIP Number: |
75527Q 10 8 |
(NEW) |
Private Placement-Non-Brokered:
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 24, 2018:
Number of Shares: |
307,000 post-consolidated shares |
Purchase Price: |
$1.00 per post-consolidated share |
Number of Placees: |
11 placees |
Insider / Pro Group Participation: |
|
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Bernard Tan |
Y |
50,000 |
Marchand Snyman |
Y |
25,000 |
Finder's Fee: |
Silver Maple Ventures Inc. - $3,000.00 and 3,500 Agent's Warrants that are exercisable into post-consolidated common shares at $1.00 per share for a 24 month period. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
Company Tier Reclassification:
In accordance with Policy 2.5, the Company has met the requirements for a Tier 1 company. Therefore, effective Tuesday, November 13, 2018, the Company's Tier classification will change from Tier 2 to:
Classification
Tier 1
Resume Trading:
Effective at the opening on Tuesday, November 13, 2018, trading in the shares of the Company will resume.
________________________________________
SMARTSET SERVICES INC. ("SMAR.P")
BULLETIN TYPE: New Listing-CPC-Shares, Halt
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
This Capital Pool Company's ('CPC') Prospectus dated September 13, 2018 has been filed with and accepted by TSX Venture Exchange and the British Columbia, Alberta and Ontario Securities Commission effective September 14, 2018, pursuant to the provisions of the relevant Securities Act and Multilateral Instrument 11-102 Passport System in Alberta (the 'Instrument'). The common shares of the Company will be listed on TSX Venture Exchange on the effective date stated below.
The Company will complete its initial distribution of securities to the public on November 13, 2018. The gross proceeds to be received by the Company for the public offering will be $200,000 (2,000,000 common shares at $0.10 per share).
Commence Date: |
At the opening Tuesday, November 13, 2018, the common shares will be listed and immediately halted from trading on TSX Venture Exchange. |
The closing of the public offering is scheduled to occur on Tuesday, November 13, 2018. A further notice will be published upon the confirmation of closing and the trading halt will be lifted. |
|
Corporate Jurisdiction: |
British Columbia |
Capitalization: |
unlimited common shares with no par value of which |
8,000,000 common shares will be issued and outstanding on completion of the initial public offering |
|
Escrowed Shares: |
6,000,000 common shares |
Transfer Agent: |
Computershare Investor Services Inc. |
Trading Symbol: |
SMAR.P |
CUSIP Number: |
83191T 10 1 |
Agent: |
Haywood Securities Inc. |
Agent's Warrants: |
200,000 non-transferable warrants. Each warrant to purchase one share at $0.10 per share for a 24 month period. |
For further information, please refer to the Company's Prospectus dated September 13, 2018.
Company Contact: |
John Randolph Clifford |
Company Address: |
2500 – 700 West Georgia Street, Vancouver, B.C. V7Y 1B3 |
Company Phone Number: |
780 466-6006 |
Company Email Address: |
________________________________________
SPECIALTY LIQUID TRANSPORTATION CORP. ("SLT")
[formerly BLUE BAY CAPITAL INC. ("BLUE.P")]
BULLETIN TYPE: Qualifying Transaction-Completed, Consolidation, Private Placement-Brokered, Name Change, New Symbol, Resume Trade
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing Specialty Liquid Transportation Corp [formerly Blue Bay Capital Inc. (the "Company") Qualifying Transaction described in its Filing Statement dated August 28, 2018. The Qualifying Transaction includes the following:
Consolidation:
The Company has consolidated its capital on a (2) two old for (1) one new basis.
Qualifying Transaction:
The Company has completed the Amalgamation Agreement dated October 29, 2018, among the Company, SLT Acquisition Corp (SLTA) and Specialty Liquid Transportation Corp. ("Target Company"), whereby SLTA acquired all the shares of Target Company. Target Company's assets consist of all the shares of Environmental Packaging Technologies Inc. ("EPT") whose principal business is manufacturing and selling proprietary flexible large volume storage tanks to the transport industry.
Consideration under the transaction is:
- 15,767,500 common shares of the Company
- 79,250,000 Class B shares of the Company
- 1,508,750 Warrants @$0.45 for 18 months.
- 2,508,750 Warrants @ $0.55 for 2 years
- Assumption of $2,425,000 in Convertible Notes maturing November 30, 2019 and bearing interest at 10% p.a. The Convertible Notes are convertible into 6,062,500 common shares of the Company at $0.40 per share.
Finder's Fee:
800,000 shares issued as Finder's fee shares to 1072167 BC Ltd. (Avtar Mann) for the transaction.
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Environmental Packaging Technologies Holdings, Inc. |
Y |
8,000,000 Common shares |
77,000,000 Class B Shares |
||
David Skriloff |
Y |
262,295 Common shares |
737,705 Class B Shares |
In addition, the Exchange has accepted for filing the following:
Private Placement-Brokered:
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced April 6, 2018, updated June 27, 2018:
Number of Shares: |
5,791,375 shares |
|
Purchase Price: |
$0.40 per share |
|
Warrants: |
2,895,687 share purchase warrants to purchase 2,895,687 shares |
|
Warrant Exercise Price: |
$0.55 for a two year period |
|
Number of Placees: |
163 placees |
|
Insider / Pro Group Participation: |
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group Involvement |
P |
452,500 |
[9 placee(s)] |
Agent's Fee: |
PI Financial: cash commission equal to 7.0% of the gross proceeds of the Offering (or 3.5% on president's list purchasers), broker warrants equal to 7.0% of the number of Units sold under the Offering (or 3.5% on president's list purchasers)( total 396,646 Broker Warrants), each Broker Warrant being exercisable into one common share at a price of $0.40 for a period of 24 months from the closing date of the Transaction |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
Name Change:
The Company has changed its name as follows.
Effective at the opening on Tuesday, Nov 13, 2018, the common shares of SPECIALTY LIQUID TRANSPORTATION CORP (the "Company or SLT)"will commence trading on TSX Venture Exchange, and the common shares of BLUE BAY CAPITAL INC. will be delisted. As a result, the Company will no longer be considered a Capital Pool Company. The Company is classified as a 'Manufacturing' company.
Capitalization: |
Unlimited shares with no par value of which |
26,308,875 Common shares are issued and outstanding |
|
79,250,000 Class"B" Shares are issued and outstanding |
|
Escrow: |
1,450,000 CPC shares in escrow under the CPC escrow Agreement |
10,750,000 Common shares will be subject to Tier 2 Surplus Escrow |
|
79,250,000 Class"B" Shares will be subject to Tier 2 Surplus Escrow |
|
Escrow Agent: |
Computershare Investor Services Inc. |
Transfer Agent: |
Computershare Investor Services Inc. |
Trading Symbol: |
SLT (new) |
CUSIP Number: |
84749V101 |
Company Contact: |
David Skriloff |
Company Address: |
6100 West By Northwest, Suite 110, Houston, Texas, 77040 |
Company Phone Number: |
713-961-2795 |
Company Email Address: |
________________________________
NEX COMPANIES
SUMTRA DIVERSIFIED INC. ("SDV.H")
BULLETIN TYPE: Delist
BULLETIN DATE: November 9, 2018
NEX Company
Effective at the close of business November 12, 2018, the common shares will be delisted from TSX Venture Exchange at the request of the Company.
The Company will continue to trade on the Canadian Securities Commission.
________________________________________
18/11/09 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ASTORIUS RESOURCES LTD. ("ASQ")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
Private Placement: |
|
# of Warrants: |
16,666,665 |
Original Expiry Date of Warrants: |
November 7, 2018 |
New Expiry Date of Warrants: |
November 7, 2019 |
Exercise Price of Warrants: |
$0.10 |
These warrants were issued pursuant to a private placement of 16,666,665 shares with 16,666,665 share purchase warrants attached, which was accepted for filing by the Exchange effective November 8, 2017.
________________________________________
EMGOLD MINING CORPORATION ("EMR")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing a second letter of intent dated July 13, 2018 (the " Second Letter of Intent") related to the acquisition by the Company of 100% of the Golden Arrow property from Nevada Sunrise Corporation (TSXV: NEV) for total consideration of 5 million shares of the Company and $100,000 in cash consideration. The Second Letter of Intent replaces all other agreements related to the acquisition.
The transaction was not a Non-arm's length transaction and there were no finder's fees.
For further details regarding the transaction, please refer to the Company's news releases dated July 16, 2018 and October 5, 2018.
________________________________________
INTELGENX TECHNOLOGIES CORP. ("IGX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 7, 2018:
Number of Shares: |
1,428,571 shares |
Purchase Price: |
US$0.70 per share |
Number of Placees: |
1 placee |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
________________________________________
JAZZ RESOURCES INC ("JZR")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing a Purchase Agreement dated September 14, 2018 between the Company and Jeffrey Randal Czepil, Allen Eugene Dodd, Darcy Brent Goossen collectively (the "Vendor") whereby Company has acquired a 100% interest in the Mineral Tenure #1061450 Property that is located in British Columbia. Consideration is $6,700 cash and 132,000 common shares.
________________________________________
KONA BAY TECHNOLOGIES INC. ("KBY")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 19, 2018:
Number of Shares: |
1,174,995 shares |
Purchase Price: |
$0.12 per share |
Warrants: |
1,174,995 share purchase warrants to purchase 1,174,995 shares |
Warrant Exercise Price: |
$0.16 for a two year period |
$0.16 in the second year |
|
Number of Placees: |
8 Placees |
________________________________________
MARITIME RESOURCES CORP. ("MAE")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Oct 11, 2018:
Flow-Through Shares: |
||
Number of FT Shares: |
5,402,000 flow through shares |
|
Purchase Price: |
$0.13 per flow through share |
|
Warrants: |
2,701,000 share purchase warrants to purchase 2,701,000 shares |
|
Warrant Initial Exercise Price: |
$0.15 |
|
Warrant Term to Expiry: |
2 Years |
|
Non Flow-Through Shares: |
||
Number of Non-FT Shares: |
25,460,900 non flow through shares |
|
Purchase Price: |
$0.11 per non flow through share |
|
Warrants: |
12,730,450 share purchase warrants to purchase 12,730,450 shares |
|
Warrant Initial Exercise Price: |
$0.15 |
|
Warrant Term to Expiry: |
2 Years |
|
Number of Placees: |
30 Placees |
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
BERNARD KAHLERT |
Y |
80,000 |
DUNDEE RESOURCES LTD. |
Y/P |
16,086,882 |
(BROKER BROKER) |
||
DOUG FULCHER |
Y |
100,000 |
Aggregate Pro-Group Involvement [8 Placees] |
P |
9,060,300 |
Finder's Fee: |
||
EDE ASSET MANAGEMENT INC. |
33,091 shares; 16,545 warrants; 33,091 Broker Warrants Exercise Price of $0.11 expiration 24 months |
|
DUNDEE SECURITIES LTD. |
1,165,154 shares; 528,577 warrants; 1,165,154 Broker Warrants Exercise Price of $0.11 expiration 24 months |
|
SPROTT INC. |
954,546 shares; 477,273 warrants; 954546 Broker Warrants Exercise Price of $0.11 expiration 24 months |
|
Finder Warrant Initial Exercise Price: |
$0.15 |
|
Finder Warrant Term to Expiry: |
2 YEARS |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
PISTOL BAY MINING INC. ("PST")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 09, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Oct 25, 2018:
Number of Shares: |
8,500,000 shares |
|
Purchase Price: |
$0.05 per share |
|
Warrants: |
8,500,000 share purchase warrants to purchase 8,500,000 shares |
|
Warrant Initial Exercise Price: |
$0.08 |
|
Warrant Term to Expiry: |
18 Months |
|
Number of Placees: |
17 Placees |
|
Insider / Pro Group Participation: |
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
Dave Bissoondatt |
Y |
200,000 |
Zimtu Capital Corp. |
Y |
2,250,000 |
(Dave Hodge) |
||
Finder's Fee: |
||
Canaccord Genuity Corp. |
$1,000.00 cash; 20,000 warrants |
|
Mackie Research Capital Corporation |
$1,000.00 cash; 20,000 warrants |
|
Finder Warrant Initial Exercise Price: |
$0.05 |
|
Finder Warrant Term to Expiry: |
12 months |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
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PREDATOR BLOCKCHAIN CAPITAL CORP. ("PRED.P")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated November 2, 2018, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation pursuant to TSXV Policy 2.4 regarding a Qualifying Transaction.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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SAINT JEAN CARBON INC. ("SJL")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
Effective at 6.30 a.m. PST, November 9, 2018, shares of the Company resumed trading, an announcement having been made.
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TETRA BIO-PHARMA Inc. ("tbp")
BULLETIN TYPE: Property-Asset or Share Disposition Agreement
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing the documentation relating to a non-arm's length share purchase agreement dated February 16, 2018, and amended on July 31, 2018, between Tetra Bio-Pharma Inc. (the "Company") and North Bud Farms Inc. ("North Bud") with respect to the disposition by the Company of 100% of the shares of GrowPros MMP Inc. ("GrowPros"), for a cash consideration of $350,000 and a total of 15,500,000 common shares of North Bud.
The Company has completed a distribution in-kind of 15,500,000 common shares in the capital of North Bud to the Company's shareholders on record as at September 7, 2018 on a pro rata basis, payable on September 12, 2018.
For further information, please refer to the Company's news releases dated February 22, 2018 and August 31, 2018.
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X-TERRA RESOURCES INC. ("XTT")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 9, 2018
TSX Venture Tier 2 Company
Effective at 6.30 a.m. PST, November 9, 2018, shares of the Company resumed trading, an announcement having been made.
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SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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