TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, Nov. 14, 2018 /CNW/ -
TSX VENTURE COMPANIES
CANADIAN PREMIUM SAND INC. ("CPS")
[formerly CLAIM POST RESOURCES INC. ("CPS")]
BULLETIN TYPE: Name Change and Consolidation
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
Pursuant to a resolution passed by shareholders October 25, 2018, the Company has consolidated its capital on a fifteen (15) old for one (1) new basis. The name of the Company has also been changed as follows.
Effective at the opening November 16, 2018, the common shares of Canadian Premium Sand Inc. will commence trading on TSX Venture Exchange, and the common shares of Claim Post Resources Inc. will be delisted. The Company is classified as a 'Mining' company.
Post - Consolidation |
||
Capitalization: |
Unlimited |
shares with no par value of which |
21,244,459 |
shares are issued and outstanding |
|
Escrow: |
Nil |
shares are subject to escrow |
Transfer Agent: |
TSX Trust Company |
|
Trading Symbol: |
CPS |
(UNCHANGED) |
CUSIP Number: |
13648X108 |
(new) |
________________________________________
DIAMEDICA THERAPEUTICS INC. ("DMA")
BULLETIN TYPE: Consolidation
BULLETIN DATE: November 13, 2018
TSX Venture Tier 1 Company
Pursuant to a special resolution passed by shareholders November 6, 2018, the Company has consolidated its capital on a (20) twenty old for (1) one new basis. The name of the Company has not been changed.
Effective at the opening, Thursday, November 15, 2018, the common shares of DiaMedia Therapeutics Inc. will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as a Biotechnology Research &/or Development company.
Post - Consolidation |
||
Capitalization: |
Unlimited |
shares with no par value of which |
7,839,176 |
shares are issued and outstanding |
|
Escrow |
Nil |
shares |
Transfer Agent: |
Computershare Investor Services Inc. |
|
Trading Symbol: |
DMA |
(UNCHANGED) |
CUSIP Number: |
25253X207 |
(NEW) |
________________________________________
KUUHUBB INC. ("KUU")
BULLETIN TYPE: Reinstated for Trading
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated November 5, 2018, the Exchange has been advised that the Cease Trade Order issued by the Ontario Securities Commission dated November 2, 2018 has been revoked.
Effective at the opening, Friday, November 16, 2018, trading will be reinstated in the securities of the Company.
________________________________________
UNILOCK CAPITAL CORP. ("UUU.P")
BULLETIN TYPE: New Listing-CPC-Shares, Halt
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
This Capital Pool Company's ('CPC') Prospectus dated August 20, 2018 has been filed with and accepted by TSX Venture Exchange and the British Columbia Securities Commission effective August 22, 2018, pursuant to the provisions of the relevant Securities Act and Multilateral Instrument 11-102 Passport System in Alberta (the 'Instrument'). The common shares of the Company will be listed on TSX Venture Exchange on the effective date stated below.
The Company will complete its initial distribution of securities to the public on Friday, November 16, 2018. The gross proceeds to be received by the Company for the public offering will be $250,000 (2,500,000 common shares at $0.10 per share).
Commence Date: |
At the opening Friday, November 16, 2018, the common shares will be listed and immediately halted from trading on TSX Venture Exchange. |
|
The closing of the public offering is scheduled to occur on Friday, November 16, 2018. A further notice will be published upon the confirmation of closing and the trading halt will be lifted. |
||
Corporate Jurisdiction: |
British Columbia |
|
Capitalization: |
unlimited |
common shares with no par value of which |
6,000,000 |
common shares will be issued and outstanding on completion of the initial public offering |
|
Escrowed Shares: |
2,000,000 |
common shares |
Transfer Agent: |
Odyssey Trust Company |
|
Trading Symbol: |
UUU.P |
|
CUSIP Number: |
90479R 10 3 |
|
Agent: |
Mackie Research Capital Corporation |
|
Agent's Warrants: |
250,000 non-transferable warrants. Each warrant to purchase one share at $0.10 per share for 24 months. |
|
For further information, please refer to the Company's Prospectus dated August 20, 2018. |
||
Company Contact: |
Harry Chew |
|
Company Address: |
905 – 1030 West Georgia Street, Vancouver, B.C., V6E 2Y3 |
|
Company Phone Number: |
(604) 689-2646 |
|
Company Email Address: |
||
________________________________________
NEX COMPANIES
KNOL RESOURCES CORP. ("NOL.H")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 14, 2018
NEX Company
Effective at 6:30 a.m. PST, November 16, 2018, shares of the Company resumed trading, an announcement having been made.
________________________________________
18/11/14 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
A.I.S. RESOURCES LIMITED ("AIS")
BULLETIN TYPE: Shares for Bonuses
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 545,532 bonus shares in consideration of a loan in the amount of US$200,000. The loan bears interest at 8% per year with a term of one year.
________________________________________
AURALITE INVESTMENTS INC. ("AAAA")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 19, 2018:
Number of Shares: |
5,600,000 shares |
Purchase Price: |
$0.625 per share |
Number of Placees: |
2 Placees |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release dated November 2, 2018 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
BEWHERE HOLDINGS INC. ("BEW")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
Effective at 6:30 a.m., PST, November 14, 2018, shares of the Company resumed trading, an announcement having been made.
________________________________________
COVALON TECHNOLOGIES LTD. ("COV")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation relating to an asset purchase agreement (the "Agreement") dated September 19, 2018, as amended, between Cenorin, LLC (the "Vendor") and Covalon Technologies AG Ltd. ("Subco"), a wholly owned subsidiary of Covalon Technologies Ltd. (the "Company"). Pursuant to the Agreement, Subco has acquired certain assets from the Vendor.
As consideration, the Company shall pay an aggregate of approximately US$11,190,300, plus an earn out of up to US$900,000, and issue an aggregate of 178,028 common shares to the Vendor.
For more information, refer to the Company news releases dated September 20, 2018 and October 1, 2018.
________________________________________
EAST ASIA MINERALS CORPORATION ("EAS")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to four tranches of a Non-Brokered Private Placement announced February 02, 2018, March 21, 2018, May 08, 2018, June 20, 2018, July 31, 2018 and September 04, 2018:
Number of Shares: |
20,151,400 shares |
Purchase Price: |
$0.05 per share |
Warrants: |
20,151,400 share purchase warrants to purchase 20,151,400 shares |
Warrant Exercise Price: |
$0.10 for a two year period |
Number of Placees: |
28 Placees |
Insider / Pro Group Participation: |
Name |
Insider=Y / |
# of Shares |
Karen Dyczkowski |
Y |
120,000 |
KMD Project Services Ltd. (Karen Dyczkowski) |
Y |
300,000 |
Scott Davis |
Y |
120,000 |
Terence Filbert |
Y |
3,400,000 |
Aggregate Pro Group Involvement |
P |
500,000 |
[ 1 Placee ] |
Finder's Fee: |
Canaccord Genuity Corp. - $2,100 cash and 42,000 finder warrants |
Leede Jones Gable Inc. - $1,470 cash and 29,400 finder warrants |
|
PI Financial Corp. - $4,000 cash and 45,000 finder warrants |
|
Industrial Alliance Securities Inc. - $18,000 cash and 360,000 finder warrants |
|
Non-transferable finder warrants are exercisable at a price of $0.10 into 1 (one) common share for a period of two years. |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued news releases dated June 01, 2018, September 18, 2018, October 12, 2018 and November 14, 2018 announcing the closing of the private placement and setting out the expiry dates of the hold periods. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
ENGAGEMENT LABS INC. ("EL")
BULLETIN TYPE: Private Placement – Non-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement announced on July 24, 2018:
Number of Shares: |
13,081,000 common shares |
Purchase Price: |
$0.05 per share |
Warrants: |
6,540,500 common share purchase warrants to purchase 6,540,500 common shares |
Warrants Exercise Price: |
$0.08 for a period of 24 months following the closing date |
Number of Placees: |
2 Placees |
Insider / Pro Group Participation: |
Name |
Insider = Y / Pro Group = P |
Number of Shares |
|||
Loeb Holding Corp. |
Y |
6,540,050 |
|||
Finder's Fee: |
Nil |
||||
The Company has announced the closing of the Private Placement in a news release dated August 20, 2018.
LABORATOIRES ENGAGEMENT INC. (« EL »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 14 novembre 2018
Société du groupe 2 TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier annoncé le 24 juillet 2018:
Nombre d'actions : |
13 081 000 actions ordinaires |
Prix : |
0,05 $ par action |
Bons de souscription : |
6 540 500 bons de souscription permettant de souscrire à 6 540 500 actions ordinaires |
Prix d'exercice des bons : |
0,08 $ par action pendant 24 mois suivant la clôture |
Nombre de souscripteurs : |
2 souscripteurs |
Participation des initiés / Groupe Pro : |
Nom |
Initié = Y / Groupe Pro = P |
Nombre d'actions |
Loeb Holding Corp. |
Y |
6 540 050 |
Honoraire d'intermédiation: |
Aucun |
La société a annoncé le placement privé dans le cadre d'un communiqué de presse daté du 20 août 2018.
____________________________________
FINDEV INC. ("FDI")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: November 14, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has consented to the extension of the following Warrants:
Number of Warrants: |
11,542,665 |
Original Expiry Date of Warrants: |
October 7, 2019 |
New Expiry Date of Warrants: |
October 7, 2021 |
Exercise Price of Warrants: |
$0.70 |
These Warrants were issued pursuant to a private placement of 23,085,358 common shares and 23,085,330 Warrants, which was accepted for filing by TSX Venture Exchange effective December 5, 2016.
________________________________________
HAMPTON FINANCIAL CORPORATION ("HFC.PR.A")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
The Issuer has declared the following dividend(s):
Dividend per common share: |
$0.20 |
Payable Date: |
December 01, 2018 |
Record Date: |
November 24, 2018 |
Ex-dividend Date: |
November 22, 2018 |
________________________________________
KANE BIOTECH INC. ("KNE")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
Private Placement: |
|
# of Warrants: |
34,504,997 |
Original Expiry Date of Warrants: |
January 17, 2019 (34,404,997 warrants) |
February 17, 2019 (1,100,000 warrants) |
|
New Expiry Date of Warrants: |
July 17, 2020 (34,404,997 warrants) |
August 17, 2020 (1,100,000 warrants) |
|
Exercise Price of Warrants: |
$0.18 |
These warrants were issued pursuant to a private placement of 34,504,997 shares with 34,504,997 share purchase warrants attached, which was accepted for filing by the Exchange effective August 22, 2017.
______________________________________
PURE ENERGY MINERALS LIMITED ("PE")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Nov 12, 2018:
Convertible Debenture |
$75,000.00 |
Initial Conversion Price: |
$0.10 per common share |
Term of Maturity: |
1 Year |
Interest Rate: |
10% p.a. accruing daily and payable in quarterly installments. If the principal amount of this Note is prepaid on or before February 15, 2019, no prepayment penalty will be payable. If the principal amount of this Note is prepaid from February 16, 2019 through June 30, 2019, a prepayment penalty of 3% of the principal amount will be payable. If the principal amount of this Note is prepaid from July 1, 2019 through August 31, 2019, a penalty of 2% of the principal amount will be payable. If the principal amount of this Note is prepaid from September 1, 2019 through September 30, 2019, a penalty of 1% of the principal amount will be payable. |
Number of Placees: |
1 Placee |
Insider / Pro Group Participation: |
|
Name |
Insider=Y / |
# of Shares |
Mary Little |
Y |
0 |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
QUEBEC PRECIOUS METALS CORPORATION ("CJC")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange (the "Exchange") has accepted for filing the Company's proposal to issue 145,000 common shares at a price of $0.61 per share, in settlement of a total amount of $88,450 on outstanding debt of the company.
Number of Creditors: |
1 creditor |
Insider / Pro Group Participation: |
None |
For further information, please refer to the Company's press release dated November 8, 2018.
CORPORATION METAUX PRECIEUX DU QUEBEC ("CJC")
TYPE DE BULLETIN : Émission d'actions en règlement d'une dette
DATE DU BULLETIN : Le 14 novembre 2018
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX (la « Bourse ») a accepté le dépôt de la documentation de la société en vertu de l'émission proposée de 145 000 actions ordinaires au prix de 0,61 $ par action, en règlement d'un montant de 88 450$ relié à une dette de la compagnie.
Nombre de créanciers : |
1 créancier |
Participation des initiés / Groupe Pro : |
Aucun |
Pour plus d'information, veuillez-vous référer au communiqué de presse émis par la société le 8 novembre 2018.
________________________________________
SIRIOS RESOURCES INC. ("SOI")
BULLETIN TYPE: Private Placement Non-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement:
Number of Shares: |
875,000 common shares |
Purchase Price: |
$0.20 per common share |
Warrants: |
437,500 warrants to purchase 437,500 common shares |
Warrant Exercise Price: |
$0.26 until October 23, 2020 |
Number of Placees: |
1 Placee |
The Company has announced the closing of the Private Placement via press releases dated October 23, 2018.
RESSOURCES SIRIOS INC. (« SOI »)
TYPE DE BULLETIN: Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 14 novembre 2018
Société du groupe 1 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier :
Nombre d'actions : |
875 000 actions ordinaires |
Prix : |
0,20 $ par action ordinaire |
Bons de souscription : |
437 500 bons de souscription permettant de souscrire à 437 500 actions ordinaires |
Prix d'exercice des bons : |
0,26 $ jusqu'au 23 octobre 2020 |
Nombre de souscripteurs : |
1 souscripteur |
La société a confirmé la clôture du placement privé par voie de communiqué de presse daté du 23 octobre 2018.
______________________________________________
SPRUCE RIDGE RESOURCES LTD. ("SHL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 11, 2018:
Number of Shares: |
7,100,000 non-flow-through shares and |
900,000 flow-through shares |
|
Purchase Price: |
$0.05 per share |
Warrants: |
7,550,000 share purchase warrants to purchase 7,550,000 shares |
Warrant Exercise Price: |
$0.05 for a three year period |
Number of Placees: |
12 Placees |
Insider / Pro Group Participation: |
Name |
Insider=Y / |
# of Shares |
John Ryan |
Y |
200,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
TRAKOPOLIS IOT CORP. ("TRAK")
BULLETIN TYPE: Shares for Bonuses
BULLETIN DATE: November 14, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue of 130,000 share purchase warrants (each a "Warrant") pursuant to the fourth amending agreement (the "Amending Agreement") between the Company and its lender, Silicon Valley Bank, to, among other things, modify certain reporting requirements and to extend the time for securing additional financing.
The Company has agreed to pay a loan amendment fee of US$50,000 and to issue 130,000 Warrants. Each Warrant is exercisable into one common share of the Company at a price of $0.70 per share at any time until September 28, 2023.
For further information, please refer to the Company's press release dated October 4, 2018.
________________________________________
WHITE GOLD CORP. ("WGO")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced on October 16, 2018:
Number of Shares: |
3,333,332 common shares |
Purchase Price: |
$1.50 per share |
Number of Placees: |
Two Placees |
Insider / Pro Group Participation: |
Name |
Insider=Y / |
# of Shares |
Agnico Eagle Mines Limited |
Y |
1,666,666 |
Kinross Gold Corporation |
Y |
1,666,666 |
Finder's Fee: |
Aggregate cash commissions of $99,999.96 payable to Clarus Securities Inc., GMP Securities L.P., Canaccord Genuity Corp. and Sprott Private Wealth L.P. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
WHITE GOLD CORP. ("WGO")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
Effective November 01, 2018, the Company's Short Form Prospectus dated November 01, 2018, was filed with and accepted by TSX Venture Exchange (the "Exchange"), and filed with and receipted by the Securities Commissions for each of the provinces of Ontario, British Columbia and Alberta, pursuant to the provisions of the respective Securities Acts.
TSX Venture Exchange has been advised that closing occurred on November 08, 2018 for aggregate gross proceeds of $10,000,000.
Underwriters: |
Clarus Securities Inc., GMP Securities L.P., Canaccord Genuity Corp. and Sprott Private Wealth L.P. |
Offering: |
5,000,000 Flow-through shares |
Share Price: |
$2.00 per share |
Underwriter's Commission: |
Aggregate cash commissions of $650,000 and 300,000 broker warrants. Each broker warrant entitles the holder to acquire one common share at $2.00 for a 24 month period. |
For further details, please refer to the Company's Short Form Prospectus dated November 01, 2018 and news release dated November 08, 2018.
________________________________________
X-TERRA RESOURCES INC. ("XTT")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: November 14, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension of the following Warrants:
Number of Warrants: 1,525,000
Expiry Date of Warrants: November 16, 2018
New Expiry Date of Warrants: November 16, 2019
Exercise Price of Warrants: $0.25
These warrants were issued pursuant to a private placement of a total of 3,050,000 common shares and 1,525,000 warrants, as approved by the Exchange on January 11, 2017.
X-TERRA RESOURCES INC. («XTT»)
TYPE DE BULLETIN : Prolongation de bons de souscription
DATE DU BULLETIN : Le 14 Novembre 2018
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté la prolongation des bons de souscription (les « bons ») suivants :
Nombre de bons : 1 525 000
Date d'échéance des bons : Le 16 novembre2018
Nouvelle date d'échéance : Le 16 novembre 2019
Prix d'exercice des bons : 0,25 $
Ces Bons ont été émis dans le cadre de l'émission de 3 050 000 actions ordinaires et 1 525 000 bons de souscription par le biais d'un placement privé, tel qu'accepté par la Bourse le 11 janvier 2017.
_________________________________
ZINCX RESOURCES CORP. ("ZNX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 14, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Nov 13, 2018:
Number of FT Shares: |
3,120,692 flow through shares |
Purchase Price: |
$0.39 per flow through share |
Number of Placees: |
5 Placees |
Finder's Fee: |
|
EMD Financial Inc |
$63,896.17 cash |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
NEX COMPANIES
LEIS INDUSTRIES LIMITED ("LES.H")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: November 14, 2018
NEX Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated October 30, 2018, trading in the shares of the Company will remain halted Pending Receipt and review of acceptable documentation regarding the change of business and/or Reverse Take-Over pursuant to Listings Policy 5.2.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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