TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, March 28, 2019 /CNW/ -
TSX VENTURE COMPANIES
AUSTON CAPITAL CORP. ("ASTN.P")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Further to TSX Venture Exchange bulletin dated March 26, 2019, effective at open of market Monday, April 1, 2019, shares of the Company will resume trading.
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DRONE DELIVERY CANADA CORP. ("FLT") ("FLT.WT")
BULLETIN TYPE: Prospectus-Unit Offering, New Listing-Warrants
BULLETIN DATE: March 28, 2019
TSX Venture Tier 1 Company
Effective March 20, 2019, the Company's final short form prospectus dated March 20, 2019 qualifying the distribution of 8,350,000 Units of the Company, was filed with and accepted by TSX Venture Exchange (the "Exchange"), and filed with and receipted by the Ontario Securities Commission as principal regulator. Under Multilateral Instrument 11-102 - Passport System the prospectus is deemed to have been filed with and receipted by the securities regulators for each of the British Columbia, Alberta, Saskatchewan, Manitoba, Quebec, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador Securities Commissions.
The Exchange has been advised that the closing of the offering occurred on March 25, 2019, for gross proceeds of CDN$10,020,000.
Offering: |
8,350,000 Units |
Unit Price: |
CDN$1.20 per Unit. Each Unit consists of one common share and one-half of one common share purchase warrant, with each whole warrant being exercisable into one common share at CDN$1.50 until March 25, 2021. |
Underwriter(s): |
GMP Securities L.P., Canaccord Genuity Corp. and Echelon Wealth Partners Inc. |
Underwriter(s) Commission: |
An aggregate of CDN$601,200 in cash and 250,500 compensation options. Each compensation option entitles the holder to acquire one unit at CDN$1.20 until March 25, 2021. |
Listing of Warrants: |
|
Effective at theopening, Monday, April 01, 2019 the common share purchase warrants of the Company will commence trading on TSX Venture Exchange. The Company is classified as a "Technology" company. |
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Corporate Jurisdiction: |
Ontario |
Capitalization: |
up to 4,945,288 warrants created and authorized, of which 4,175,000 are issued and outstanding |
Transfer Agent: |
Computershare Trust Company of Canada |
Trading Symbol: |
FLT.WT |
CUSIP Number: |
26210W142 |
These warrants were issued under a warrant indenture dated March 25, 2019 pursuant to the Company's short form prospectus dated March 20, 2019. Each warrant entitles the holder to purchase one common share of the Company at a price of CDN$1.50 per share until March 25, 2021.
If, at any time prior to March 25, 2021 (the "Warrant Expiry Date"), the volume weighted average trading price of the common shares on the TSX Venture Exchange equals or exceeds CDN$2.00 for 10 consecutive trading days, the Company may, within 10 days of the occurrence of such event, provide written notice to the holders of the warrants and the warrant agent, supplemented by way of a news release, accelerating the expiry date of the warrants from the Warrant Expiry Date to the date that is 30 days following the date of such notice (the "Accelerated Expiry Date"). Any unexercised warrants will automatically expire on the Accelerated Expiry Date in accordance with the warrant indenture.
For further details, please refer to the Company's short form prospectus dated March 20, 2019 and news release dated March 25, 2019.
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NEX COMPANIES
TRIO GOLD CORP. ("TGK.H")
BULLETIN TYPE: Listing Maintenance Fees – Delist, Correction, Remain Suspended
BULLETIN DATE: March 28, 2019
NEX Company
Further to the TSX Venture Exchange bulletin dated March 27, 2019, the Company will be listed on NEX, where it will remain suspended effective the open on Monday, April 1, 2019.
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19/03/28 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ALORO MINING CORP. ("AORO")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,027,500 shares at $0.10 per share to settle outstanding debt for $102,750.
Number of Creditors: |
4 Creditors |
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Insider / Pro Group Participation: |
||||
Insider=Y / |
Amount |
Deemed Price |
||
Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
TAD Financial Corp |
||||
(Thomas A. Doyle) |
Y |
$39,375.00 |
$0.10 |
393,750 |
Amteck Financial Corp |
||||
(Logan Anderson)` |
Y |
$39,375.00 |
$0.10 |
393,750 |
Greg Burnett |
Y |
$7,500.00 |
$0.10 |
75,000 |
James Carter |
Y |
$16,500.00 |
$0.10 |
165,000 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
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AUSTON CAPITAL CORP. ("ASTN.P")
BULLETIN TYPE: Halt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Effective at 5.00 a.m. PST, March 28, 2019, trading in the shares of the Company was halted pending closing; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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AXION VENTURES INC. ("AXV")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 22, 2019:
Number of Shares: |
5,750,000 shares |
|
Purchase Price: |
$1.00 per share |
|
Number of Placees: |
1 placee |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Cern One Ltd |
Y |
5,750,000 |
Finder's Fee: |
PI Financial Corp. - $172,500.00 |
|
Haywood Securities Inc. - $120,750.00 |
||
Macquarie Capital Markets Canada Ltd. - $17,250.00 |
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Eight Capital - $17,250.00 |
||
Beacon Securities Inc. - $17,250.00 |
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Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issue a news release dated March 21, 2019 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
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BONTERRA RESOURCES INC. ("BTR")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: March 28, 2019
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing an Option Agreement dated March 25, 2019 between Benoit Boudreault and Johanne Duval (collectively, the "Vendors") and the Company whereby the Company has been granted an option to acquire a mining claim located in the Urban Barry Camp, Quebec. The aggregate consideration payable is $75,000 and 25,000 payable over a two year period to each Vendor as to 50%.
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CANVASS VENTURES LTD. ("CVS.P")
BULLETIN TYPE: Regional Office Change
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Pursuant to Policy 1.2, TSX Venture Exchange has been advised of, and accepted the change of the Filing and Regional Office from Vancouver, British Columbia to Calgary, Alberta.
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CUDA OIL AND GAS INC. ("CUDA")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 33,541 common shares at a deemed issue price of $1.36 per share, in settlement of $45,616 accrued interest on convertible debentures of the Company.
Number of Creditors: 1
For further details, please refer to the Company's news release dated January 21, 2019.
CUDA OIL AND GAS INC. ("CUDA")
TYPE DE BULLETIN : Émission d'actions en règlement d'une dette
DATE DU BULLETIN : Le 28 mars 2019
Société du groupe 1 de TSX croissance
Bourse de croissance TSX a accepté le dépôt de la documentation de la société en vertu de l'émission proposée de 33 541 actions ordinaires au prix réputé de 1,36 $ l'action, en paiement de 45 616 $ d'intérêts accumulés relativement à des débentures convertibles.
Nombre de créanciers : 1
Pour plus d'information, veuillez consulter le communiqué de presse de la société daté du 21 janvier 2019.
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DIAGNOS INC. ("ADK")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Effective at 12.00 p.m. PST, March 28, 2019, shares of the Company resumed trading, an announcement having been made.
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DISCOVERY HARBOUR RESOURCES CORP. ("DHR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 15, 2019
Number of Shares: |
2,000,000 shares |
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Purchase Price: |
$0.05 per share |
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Warrants: |
2,000,000 share purchase warrants to purchase 2,000,000 shares |
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Warrant Initial Exercise Price: |
$0.10 |
||
Warrant Term to Expiry: |
1 Year |
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Number of Placees: |
7 Placees |
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Insider / Pro Group Participation: |
|||
Name |
Insider=Y / Pro-Group=P |
# of Shares |
|
Richard B. Gilliam |
Y |
1,000,000 |
|
Ore Capital Partners Ltd. (Christopher Reynolds) |
Y |
300,000 |
|
1 Progroup placee |
200,000 |
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EESTOR CORPORATION ("ESU")
BULLETIN TYPE: Shares for Bonuses
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 2,307,692 non-transferable bonus warrants to an arms-length creditor, in consideration of advancing a secured credit facility of CDN$300,000 principal amount to the Company. The Facility will bear interest of 6.00% per annum and mature on January 21, 2020.
Each bonus warrant is exercisable into one common share at $0.13 until January 21, 2020.
For further details, please refer to the Company's news release dated January 21, 2019.
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FABLED COPPER CORP. ("FCO")
BULLETIN TYPE: Halt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Effective at 6.27 a.m. PST, March 28, 2019, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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GRAPHENE 3D LAB INC. ("GGG")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Mar 20, 2019:
Number of Shares: |
4,916,760 shares |
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Purchase Price: |
$0.06 per share |
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Warrants: |
4,916,760 share purchase warrants to purchase 4,916,760 shares |
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Warrant Initial Exercise Price: |
$0.10 |
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Warrant Term to Expiry: |
2 Years |
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Number of Placees: |
5 Placees |
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Insider / Pro Group Participation: |
|||
Name |
Insider=Y / |
# of Shares |
|
Daniel Stolyarov |
Y |
2,000,000 |
|
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
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HASHCHAIN TECHNOLOGY INC. ("KASH")
BULLETIN TYPE: Halt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Effective at 11.24 a.m. PST, March 28, 2019, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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IDM MINING LTD ("IDM")
BULLETIN TYPE: Halt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Effective at 7.25 a.m. PST, March 28, 2019, trading in the shares of the Company was halted pending delisting; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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LARA EXPLORATION LTD. ("LRA")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 4, 2019:
Number of Shares: |
4,000,000 shares |
|
Purchase Price: |
$0.50 per share |
|
Warrants: |
2,000,000 share purchase warrants to purchase 2,000,000 shares |
|
Warrant Exercise Price: |
$0.70 for a two year period |
|
Number of Placees: |
40 placees |
|
Insider / Pro Group Participation: |
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Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Miles F. Thompson |
Y |
400,000 |
CRM Global Capital Inc. (Christopher MacIntyre) |
Y |
400,000 |
Michael Robin Bennell |
Y |
50,000 |
Pedra da Gavea Co. Ltd. (William C. Steers) |
Y |
50,000 |
Seth Allen |
P |
30,000 |
Aggregate Pro Group Involvement |
||
1placee |
||
Finder's Fee: |
||
$25,000 cash payable to Sprott Global Resources Investments Ltd. |
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$2,500 cash payable to Raymond James Ltd. |
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For more information, defer to the Company press release dated March 26, 2019.
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NORTEC MINERALS CORP. ("NVT")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Jan 03, 2019:
Convertible Debenture |
$260,500.00 |
|
Initial Conversion Price: |
$0.05 per common share |
|
Term of Maturity: |
1 Year |
|
Interest Rate: |
12% |
|
Number of Placees: |
4 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / Pro-Group=P |
# of Shares |
Michael Malana |
Y |
0 |
Mohan Vulimiri |
Y |
0 |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
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NV GOLD CORPORATION ("NVX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 18, 2019, March 21, 2019 and March 22, 2019:
Number of Shares: |
8,835,199 shares |
|
Purchase Price: |
$0.12 per share |
|
Warrants: |
4,417,599 share purchase warrants to purchase 4,417,599 shares |
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Warrant Exercise Price: |
$0.20 for a 30 month period |
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Number of Placees: |
19 placees |
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Insider / Pro Group Participation: |
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Insider=Y / |
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Name |
ProGroup=P |
# of Shares |
Ariston Capital Corp. (Peter Ball) |
Y |
1,250,000 |
Odin Christensen |
Y |
210,000 |
Alfred Stewart |
Y |
210,000 |
John Watson |
Y |
600,000 |
Marcus Johnston |
Y |
83,500 |
Finder's Fee: |
Redplug Capital Corp. $36,960 cash and 308,000 Finder warrants payable. |
|
Haywood Securities Inc. $840 cash and 7,000 Finder warrants payable. |
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PI Financial Corp. $420 cash and 3,500 Finder warrants payable. |
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Leede Jones Gable Inc. $840 cash and 7,000 Finder warrants payable. |
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-Each Finder warrant is exercisable into one common share at $0.20 for 30 months from closing. |
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Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release dated March 28, 2019 announcing the closing of the private placement and setting out the expiry dates of the hold period. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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ORGANIGRAM HOLDINGS INC. ("OGI.DB")
BULLETIN TYPE: Halt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
Effective at 4.36 a.m. PST, March 28, 2019, trading in the shares of the Company was halted pending delisting; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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PETROTEQ ENERGY INC. ("PQE")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 1,000,000 common shares to settle outstanding debt for USD$500,000.
Number of Creditors: 1 Creditor
For further details, please refer to the Company's news release dated March 05, 2019.
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POWERORE INC. ("PORE")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 28, 2019:
Number of Shares: |
4,733,600 Flow-through shares |
|
Purchase Price: |
$0.12 per share |
|
Warrants: |
2,366,800 share purchase warrants to purchase 2,366,800 shares |
|
Warrant Exercise Price: |
$0.16 for a two year period |
|
Number of Shares: |
4,380,000 Non Flow-through shares |
|
Purchase Price: |
$0.10 per share |
|
Warrants: |
2,190,000 share purchase warrants to purchase 2,190,000 shares |
|
Warrant Exercise Price: |
$0.15 for a two year period |
|
Number of Placees: |
43 placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
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Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group Involvement |
P |
250,000 |
[1 placee] |
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Finder's Fee: |
Mackie Research Capital Corp. $7,000 cash and 70,000 warrants payable. |
|
Canaccord Genuity Wealth Management $3,500 cash and 35,000 warrants payable. |
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Industrial Alliance Securities Ltd. $1,750 cash and 17,500 warrants payable. |
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Hampton Securities Ltd. $1,750 cash and 17,500 warrants payable. |
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EMD Financial $20,946.24 cash and 176,855 warrants payable. |
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Fidelity Clearing Canada ULC $1,764 cash and 14,700 warrants payable. |
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-Each warrant is exercisable into one common share at $0.10 for two years from closing. |
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Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
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TIMBERLINE RESOURCES CORPORATION ("TBR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: March 28, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the first tranche of a Non-Brokered Private Placement announced February 8, 2019:
Number of Shares: |
2,000,000 shares |
|
Purchase Price: |
US$0.08 per share |
|
Warrants: |
2,000,000 share purchase warrants to purchase 2,000,000 shares |
|
Warrant Exercise Price: |
US$0.14 for a three year period |
|
Number of Placees: |
6 placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Steven A. Osterberg |
Y |
175,000 |
Dave Matthewson |
Y |
500,000 |
Don McDowell |
Y |
225,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a closing news release dated March 27, 2019 announcing the closing of the first tranche of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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NEX COMPANIES
P&P VENTURES INC. ("PPV.H")
BULLETIN TYPE: Halt
BULLETIN DATE: March 28, 2019
NEX Company
Effective at 4.35 a.m. PST, March 28, 2019, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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TETHYS PETROLEUM LTD. ("TPL.H")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: March 28, 2019
NEX Company
Effective at 6.30 a.m. PST, March 28, 2019, shares of the Company resumed trading, an announcement having been made.
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SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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