TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, Feb. 4, 2019 /CNW/ -
TSX VENTURE COMPANIES
BULLETIN TYPE: Cease Trade Order
BULLETIN DATE: February 4, 2019
TSX Venture Company
A Cease Trade Order has been issued by the Ontario Securities Commission on February 1, 2019 against the following company for failing to file the documents indicated within the required time period:
Symbol |
Tier |
Company |
Failure to File |
Period |
BES |
2 |
Braille Energy Systems Inc |
audited annual financial statements, |
2018/09/30 |
Upon revocation of the Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements. Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.
________________________________________
BULLETIN TYPE: Cease Trade Order
BULLETIN DATE: February 4, 2019
TSX Venture Companies
A Cease Trade Order has been issued by the British Columbia Securities Commission on February 1, 2019 against the following companies for failing to file the documents indicated within the required time period:
Symbol |
Tier |
Company |
Failure to File |
Period |
DMGI |
2 |
DMG Blockchain Solutions Inc. |
annual audited financial statements, |
2018/09/30 |
KBY |
2 |
Kona Bay Technologies Inc. |
annual audited financial statements, |
2018/09/30 |
NER |
2 |
Newmac Resources Inc. |
annual audited financial statements, |
2018/09/30 |
REW |
2 |
Rewardstream Solutions Inc |
annual audited financial statements, |
2018/09/30 |
PROS |
2 |
Prosmart Enterprises Inc |
annual audited financial statements, |
2018/09/30 |
Upon revocation of the Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements. Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.
________________________________________
BULLETIN TYPE: Cease Trade Order
BULLETIN DATE: February 4, 2019
TSX Venture Company
A Cease Trade Order has been issued by the Alberta and Ontario Securities Commission on February 1, 2019 against the following company for failing to file the documents indicated within the required time period:
Symbol |
Tier |
Company |
Failure to File |
Period |
SLK |
2 |
Silk Road Energy Inc. |
annual audited financial statements, |
2018/09/30 |
Upon revocation of the Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements. Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.
________________________________________
NEX COMPANIES
BULLETIN TYPE: Cease Trade Order
BULLETIN DATE: February 4, 2019
NEX Companies
A Cease Trade Order has been issued by the British Columbia Securities Commission on February 1, 2019 against the following companies for failing to file the documents indicated within the required time period:
Symbol |
Tier |
Company |
Failure to File |
Period |
GRX.H |
NEX |
Greenshield Explorations Limited |
annual audited financial statements, |
2018/09/30 |
WAV.H |
NEX |
Pepcap Resources, Inc |
annual audited financial statements, |
2018/09/30 |
Upon revocation of the Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements. Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.
________________________________________
19/02/04 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ASHANTI GOLD CORP. ("AGZ")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced January 15, 2019:
Number of Shares: |
10,538,000 shares |
||
Purchase Price: |
$0.05 per share |
||
Warrants: |
5,269,000 share purchase warrants to purchase 5,269,000 shares |
||
Warrant Initial Exercise Price: |
$0.08 |
||
Warrant Term to Expiry: |
2 Years |
||
Number of Placees: |
27 Placees |
||
Insider / Pro Group Participation: |
|||
Insider=Y / |
# of Shares |
||
Name |
Pro-Group=P |
400,000 |
|
Aggregate Pro-Group Involvement [2 Placees] |
P |
||
Finder's Fee: |
|||
HAYWOOD SECURITIES INC |
$4,550.00 cash; 91,000 warrants |
||
PI FINANCIAL CORP |
$3,937.50 cash; 78,750 warrants |
||
RAYMOND JAMES LTD |
$12,250.00 cash; 175,000 warrants |
||
Finder Warrant Initial Exercise Price: |
$0.05 |
||
Finder Warrant Term to Expiry: |
2 YEARS |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
DYNACERT INC. ("DYA")
BULLETIN TYPE: Warrant Term Extension, Price Amendment
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date and price reduction of the following warrants:
Private Placement/Convertible Debt Financing:
# of Warrants Extended: |
1,525,343 |
Original Expiry Date of Warrants: |
February 21, 2019 |
New Expiry Date of Warrants: |
December 1, 2020 |
# of Warrants Re-priced: |
1,525,343 |
Original Exercise Price of Warrants: |
$0.50 |
New Exercise Price of Warrants: |
$0.35 |
These warrants were issued pursuant to a conversion of a private placement convertible debenture of $1,260,000,000 principal amount plus interest into 3,050,686 shares and 1,525,343 share purchase warrants, which was accepted for filing by the Exchange effective February 26, 2018.
Private Placement:
# of Warrants Extended: |
2,142,856 |
Original Expiry Date of Warrants: |
August 4, 2019 |
New Expiry Date of Warrants: |
December 1, 2020 |
# of Warrants Re-priced: |
2,142,856 |
Original Exercise Price of Warrants: |
$1.00 |
New Exercise Price of Warrants: |
$0.35 |
These warrants were issued pursuant to a private placement of 4,285,712 shares and 2,142,856 share purchase warrants, which was accepted for filing by the Exchange effective August 23, 2017.
Private Placement:
# of Warrants Extended: |
3,736,428 |
Original Expiry Date of Warrants: |
February 21, 2019, April 10, 2019, April 20, 2019 |
New Expiry Date of Warrants: |
December 1, 2020 |
# of Warrants Re-priced: |
3,736,428 |
Original Exercise Price of Warrants: |
$0.50 |
New Exercise Price of Warrants: |
$0.35 |
These warrants were issued pursuant to a private placement of 7,472,857 shares and 3,736,428 share purchase warrants, which was accepted for filing by the Exchange effective July 3, 2018.
For further details, please refer to the Company's news release dated November 27, 2018.
________________________________________
LITHIUM ENERGY PRODUCTS INC. ("LEP")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated January 28, 2019, trading in the shares of the Company will remain halted pending receipt nd review of acceptable documentation regarding the change of business and/or Reverse Take-Over pursuant to Listings Policy 5.2.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
LORRAINE COPPER CORP. ("LLC")
BULLETIN TYPE: Halt
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
Effective at 6.07 a.m. PST, February 4, 2019, trading in the shares of the Company was halted pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
MORIEN RESOURCES CORP. ("MOX")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has been advised by the Company that pursuant to a Notice of Intention to make a Normal Course Issuer Bid dated January 25, 2019, it may repurchase for cancellation, up to 4,083,300 common shares in its own capital stock. The purchases are to be made through the facilities of TSX Venture Exchange during the period from February 1, 2019 to January 31, 2020. Purchases pursuant to the bid will be made by National Bank Financial Inc. on behalf of the Company.
________________________________________
NAMASTE TECHNOLOGIES INC. ("N") ("N.WT") ("N.WT.A")
BULLETIN TYPE: Halt
BULLETIN DATE: February 4, 2019
TSX Venture Tier 1 Company
Effective at 6.12 a.m. PST, February 4, 2019, trading in the shares of the Company was halted pending dissemination of news release; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
NAMASTE TECHNOLOGIES INC. ("N") ("N.WT") ("N.WT.A")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: February 4, 2019
TSX Venture Tier 1 Company
Effective at 7.30 a.m. PST, February 4, 2019, shares of the Company resumed trading, an announcement having been made.
________________________________________
POWERBAND SOLUTIONS INC. ("PBX")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
Effective at 9.45 a.m. PST, February 4, 2019, shares of the Company resumed trading, an announcement having been made.
________________________________________
PUMA EXPLORATION INC. ("PUMA")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted to extend the expiry date of the following warrants:
Number of Warrants: |
5,715,000 |
Original Expiry Date of Warrants: |
February 1, 2019 |
New Expiry Date of Warrants: |
December 31, 2019 |
Exercise Price of Warrants: |
$0.15 |
Number of Warrants: |
7,928,569 |
Original Expiry Date of Warrants: |
February 24, 2019 |
New Expiry Date of Warrants: |
December 31, 2019 |
Exercise Price of Warrants: |
$0.15 |
These warrants were issued under a private placement including a total of 13,643,569 shares and 13,643,569 warrants, which was accepted for filing by TSX Venture Exchange, effective on March 20, 2017.
EXPLORATION PUMA INC. (« PUMA »)
TYPE DE BULLETIN: Prolongation des bons de souscription
DATE DU BULLETIN: Le 4 février 2019
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté de prolonger la date d'échéance des bons de souscription suivants :
Nombre de bons : |
5 715 000 |
Date initiale d'échéance des bons : |
Le 1 février 2019 |
Nouvelle date d'échéance des bons : |
Le 31 décembre 2019 |
Prix d'exercice des bons : |
0,15 $ |
Nombre de bons : |
7 928 569 |
Date initiale d'échéance des bons : |
Le 24 février 2019 |
Nouvelle date d'échéance des bons : |
Le 31 décembre 2019 |
Prix d'exercice des bons : |
0,15 $ |
Ces bons ont été émis en vertu d'un placement privé comprenant 13 643 569 actions et 13 643 569 bons de souscription, tel qu'accepté par Bourse de croissance TSX le 20 mars 2017.
________________________________________
SANATANA RESOURCES INC. ("STA")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
Effective at 9.00 a.m. PST, February 4, 2019, shares of the Company resumed trading, an announcement having been made.
________________________________________
SEARCHLIGHT RESOURCES INC. ("SRCH")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for expedited filing documentation pertaining to a Purchase Agreement dated November 30, 2018 between Searchlight Resources Inc. (the 'Company') and the vendors Gary Dunn and David Tupper, pursuant to which the Company can acquire a 100% interest in four mineral claims totalling 3,052 hectares in central Saskatchewan, known as the Duddridge Lake project. In consideration, the Company will pay $4,000 and issue 500,000 shares. The acquisition is subject to a 1% net smelter return royalty that the Company can purchase for $1 million for the first 0.5% and $1.5 million for the remaining 0.5%.
________________________________________
SUN METALS CORP. ("SUNM")
BULLETIN TYPE: Halt
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
Effective at 6.08 a.m. PST, February 4, 2019, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
TOACHI MINING INC. ("TIM")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture(s)
BULLETIN DATE: February 04, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced on January 18, 2019:
Convertible Debenture: |
CDN$1,500,000 principal amount |
|
Conversion Price: |
Convertible into common shares at CDN$0.12 of principal amount outstanding until maturity |
|
Maturity date: |
Twelve (12) months from issuance |
|
Interest rate: |
10.85% per annum |
|
Number of Placees: |
9 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
Convertible Debentures |
Jonathan Goodman |
Y |
$650,000 |
Alain Bureau |
Y |
$20,000 |
Eberhard Scherkus |
Y |
$300,000 |
Atlas Advisory Inc. |
Y |
$50,000 |
Peter Nixon |
Y |
$20,000 |
Laurence Curtis |
Y |
$60,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
______________________________________
ZENITH ENERGY LTD. ("ZEE")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: February 4, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced November 7 and November 12, 2018:
Number of Shares: |
23,639,572 shares |
Purchase Price: |
NOK 0.35 (approximately CAD$0.055) per Share |
Warrants: |
None |
Warrant Exercise Price: |
None |
Number of Placees: |
35 Placees |
Insider / Pro Group Participation: |
None |
Finder's Fee: |
NOK 581,908 cash paid Orion Securities Norway |
NOK 750,000 cash paid to Arctic Securities AS |
_______________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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