TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, Jan. 10, 2019 /CNW/ -
TSX VENTURE COMPANIES
NATIONAL ACCESS CANNABIS CORP. ("META.DB")
BULLETIN TYPE: New Listing-Debentures
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
Effective at the opening January 14, 2019, the debentures of the Company will commence trading on TSX Venture Exchange. The Company is classified as an 'Industrial' company.
Corporate Jurisdiction: |
Alberta |
Capitalization: |
21,150 $1,000 Debentures are issued and outstanding |
Transfer Agent: |
TSX Trust Company |
Trading Symbol: |
META.DB |
CUSIP Number: |
63243E A A2 (New) |
Sponsoring Member: |
Cormark Securities Inc. |
Details of the Debentures: |
|
Maturity Date: |
November 30, 2021 (the "Maturity Date") |
Redemption: |
The Debentures may be redeemed, at the option of the company, in whole or in part, upon not less than 30 days prior written notice to the debentureholders after March 24, 2019, if the volume weighed average trading price of the common shares of the Company for ten (10) consecutive trading days exceeds $1.57. |
Interest: |
Interest at the rate of 8% per annum is payable semi-annually in arrears on November 30 and May 31 of each year commencing May 31, 2019. |
Interest Day Count: |
360 |
Interest Start Date: |
November 23, 2018 |
Subordination: |
The Debentures are direct senior, secured and unsubordinated debt obligations of the Company. Each Debenture will rank pari passu with one another and, subject to certain permitted encumbrances identified in the debenture indenture, will rank in priority to all present and future indebtedness of the Company. |
Conversion: |
The Debentures are convertible into common shares of the company at $1.08 per share at any time prior to (a) the business day immediately preceding the Maturity Date; and (b) the date fixed for redemption pursuant to the CD Indenture. |
Clearing and Settlement: |
The Debentures will clear and settle through CDS and DTC. |
Board Lot: |
The Debentures will trade in a board lot size of $1,000 face value. |
For further information, please refer to the Company's Prospectus dated January 4, 2019.
________________________________________
PIPESTONE ENERGY CORP. ("PIPE")
BULLETIN TYPE: Reverse Takeover-Completed, Company Tier Reclassification, Private Placement-Non-Brokered, Name Change, Consolidation, Correction
BULLETIN DATE: January 10, 2019
TSX Venture Tier 1 Company
CORRECTION:
Further to the TSX Venture Exchange Bulletin dated January 7, 2019, the Bulletin should have also included:
CONSOLIDATION
Pursuant to the Agreement, and the approval of the above transactions by shareholders on December 19, 2018, the Company has consolidated its capital on a 10 old for 1 new basis.
Effective at the opening Wednesday, January 9, 2019, the common shares of Pipestone Energy Corp. will commence trading on TSX Venture Exchange on a consolidated basis.
This wording replaces the following wording that was included in the TSX Venture Exchange Bulletin dated January 7, 2019:
"Although there is no consolidation of capital, there effectively is a consolidation of 10 old shares for 1 new share as a result of the exchange ratio in the Agreement."
________________________________________
SCOTTIE RESOURCES CORP. ("SCOT")
[formerly Rotation Minerals Ltd. ("ROT")]
BULLETIN TYPE: Name Change
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
Pursuant to a director's resolution dated December 5, 2018, the Company has changed its name as follows. There is no consolidation of capital.
Effective at the opening Monday, January 14, 2019, the common shares of Scottie Resources Corp. will commence trading on TSX Venture Exchange, and the common shares of Rotation Minerals Ltd. will be delisted. The Company is classified as a 'junior natural resource - mining ' company.
Capitalization: |
unlimited |
shares with no par value of which |
59,572,183 |
shares are issued and outstanding |
|
Escrow: |
nil |
escrow shares |
Transfer Agent: |
Computershare Trust Company of Canada |
|
Trading Symbol: |
SCOT |
(new) |
CUSIP Number: |
81012R 10 6 |
(new) |
________________________________________
UNISYNC CORP. ("UNI")
BULLETIN TYPE: Graduation
BULLETIN DATE: January 10, 2019
TSX Venture Tier 1 Company
TSX Venture Exchange has been advised that the Company's shares will be listed and commence trading on Toronto Stock Exchange at the opening on Monday, January 14, 2019, under the symbol "UNI".
As a result of this Graduation, there will be no further trading under the symbol "UNI" on TSX Venture Exchange after January 11, 2019, and its shares will be delisted from TSX Venture Exchange at the commencement of trading on Toronto Stock Exchange.
________________________________________
19/01/10 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ENTHUSIAST GAMING HOLDINGS INC. ("EGLX")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 24, 2018:
Convertible Debenture: |
CDN$9,000,000 principal amount |
Conversion Price: |
Convertible into common shares at CDN$1.60 principal amount outstanding per share until maturity. |
Warrants: |
2,835,000 common share purchase warrants. Each warrant is exercisable into one common share at CDN$2.00 for a two year period. |
Maturity date: |
December 31, 2021 |
Interest rate: |
9% per annum |
Number of Placees: |
9 Placees |
Finder's Fee: |
A cash commission of $540,000 and 540 finders' warrants payable to Canaccord Genuity Corp. Each finder's warrant entitles the holder to acquire one debenture unit at CDN$1,000 for a two year period. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
______________________________________
GFG RESOURCES INC. ("GFG")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 7, 2018, December 14, 2018 and December 21, 2018:
Number of Shares: |
2,240,000 flow-through shares |
|
Purchase Price: |
$0.25 per flow-through share |
|
Number of Placees: |
13 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Brian Skanderbeg |
Y |
200,000 |
Patrick Downey |
Y |
200,000 |
Richard Johnson |
Y |
100,000 |
Arnold Klassen |
Y |
40,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release dated December 27, 2018 announcing the closing of the private placement and setting out the expiry date of the hold period.
________________________________________
GREENBRIAR CAPITAL CORP. ("GRB")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 30, 2018:
Number of Shares: |
110,000 shares |
|
Purchase Price: |
$1.03 per share |
|
Warrants: |
55,000 share purchase warrants to purchase 55,000 shares |
|
Warrant Exercise Price: |
$1.50 for a two year period |
|
Number of Placees: |
5 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
P |
62,000 |
|
Aggregate Pro Group Involvement |
||
[3 Placees] |
||
Finder's Fee: |
PI Financial Corp. - $7,931 cash |
|
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release dated December 11, 2018 announcing the closing of the private placement and setting out the expiry date of the hold periods. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
PROSMART ENTERPRISES INC. ("PROS")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated December 17, 2018, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding the Reviewable Disposition pursuant to Listings Policy 5.3, Sections 5.6(d).
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SHOAL GAMES LTD. ("SGW")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated December 31, 2018, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding the Fundamental Acquisition pursuant to Listings Policy 5.6(d) of Exchange Policy 5.3.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOKOMAN IRON CORP. ("SIC")
BULLETIN TYPE: Property-Asset or Share Disposition Agreement
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation relating to an option agreement dated December 17, 2018 between the Company and White Metal Resources Corp. whereby the Company has provided an option to acquire a 100% interest in its Startrek property to White Metal Resources in consideration of 2,000,000 common shares of White Metal Resources Corp.
________________________________________
TOACHI MINING INC. ("TIM")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture(s)
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement closed on January 04, 2019:
Convertible Debenture: |
CDN$1,150,000 principal amount |
Conversion Price: |
Convertible into common shares at CDN$0.12 of principal amount outstanding until maturity. |
Maturity date: |
Twelve (12) months from issuance |
Interest rate: |
10.85% per annum |
Number of Placees: |
6 Placees |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
______________________________________
WHITE METAL RESOURCES CORP. ("WHM")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation relating to an option agreement dated December 17, 2018 between the Company and Sokoman Iron Corp. whereby the Company has an option to acquire a 100% interest in and to the Startrek property located in Central Newfoundland in consideration of 2,000,000 common shares.
________________________________________
XEBEC ADSORPTION INC. ("XBC")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: January 10, 2019
TSX Venture Tier 2 Company
The Company's Short Form Prospectus dated October 25, 2018 was filed with and accepted by TSX Venture Exchange (the "Exchange") and filed with and receipted by the securities regulatory authorities in each of the provinces of Canada.
Agents: |
Beacon Securities Limited, Paradigm Capital Inc. and Leede Jones Gable Inc. |
Offering: |
$7,500,000 Offering. The Offering consists of 10,000,000 units (the "Units") at the price of $0.75 per Unit. Each Unit is comprised of one common share and one half of one common share purchase warrant. Each whole warrant entitles the holder to purchase one additional common share at the exercise price of $1.05 per share during a period of 18 months following the closing date. |
Offering Price: |
$0.75 per Unit |
Warrant Exercise Price: |
$1.05 per common share during a period of 18 months |
Agents' Commission: |
$424,798.47 in cash and 566,398 agent warrants to acquire 566,398 common shares at $0.75 per common share during a period of 18 months following the closing date. |
Over-Allotment Option: |
The agents have been granted an over-allotment option, exercisable for a period of 30 days following the closing date, to purchase an additional number of common shares equal to 15% of the number of common shares sold pursuant to the Offering. |
For further information, please refer to the Company's Prospectus dated October 25, 2018.
The Exchange has been advised that a total of 9,439,966 Units, including 1,231,300 Units pursuant to the exercise of the over-allotment option, have been issued at a price of $0.75 per Unit pursuant to the closing of the Offering for aggregate gross proceeds of $7,079,974.50.
XEBEC ADSORPTION INC. (« XBC »)
TYPE DE BULLETIN : Émission d'actions par prospectus
DATE DU BULLETIN : Le 10 janvier 2019
Société du groupe 2 de Bourse de croissance TSX
Le prospectus simplifié en date du 25 octobre 2018 de la société a été déposé et accepté par la Bourse de croissance TSX (la « Bourse ») et a été déposé et visé par les autorités des valeurs mobilières dans tous les provinces du Canada.
Agents : |
Valeurs mobilières Beacon Limitée, Paradigme Capital Inc. et Leede Jones Gable Inc. |
Offre : |
Un placement de 7 500 000 $. Le placement consiste en 10 000 000 unités au prix de 0,75 $ par unité. Chaque unité inclut une action ordinaire et d'un demi-bon de souscription d'actions ordinaires. Chaque bon de souscription entier permet au détenteur d'acquérir une action ordinaire additionnelle au prix d'exercice de 1,05 $ par action ordinaire durant une période de 18 mois suivant la date de clôture. |
Prix de l'offre : |
0,75 $ par unité |
Prix d'exercice des bons : |
1,05 $ par action ordinaire durant une période de 18 mois |
Commission des agents : |
424 798,47 $ en espèces, ainsi que 566 398 bons de souscription de l'agent pour l'acquisition de 566 398 actions ordinaires à 0,75 $ par action ordinaire pendant 18 mois suivant la date de clôture. |
Option d'attribution excédentaire : |
Les agents ont reçu une option pour attribution excédentaire, applicable pendant une période de 30 jours suivant la date de clôture, visant l'acquisition d'un nombre additionnel d'actions ordinaires égal à 15 % du nombre d'actions ordinaires souscrits dans le cadre du placement. |
Pour plus de renseignements, veuillez consulter le Prospectus de l'émetteur daté du 25 octobre 2018.
La Bourse a été avisée qu'un total de 9 439 966 unités, incluant l'exercice de l'option d'attribution excédentaire portant sur 1 231 300 unités, a été émis au prix de 0,75 $ par unité, dans le cadre de la clôture du placement, pour un produit brut de 7 079 974.50 $.
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NEX COMPANIES
DARIEN BUSINESS DEVELOPMENT CORP. ("DBD.H")
BULLETIN TYPE: Halt
BULLETIN DATE: January 10, 2019
NEX Company
Effective at 10.21 a.m. PST, January 10, 2019, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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