TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, BC, Jan. 6, 2021 /CNW/ -
TSX VENTURE COMPANIES
APOLLO GOLD & SILVER CORP. ("APGO")
[formerly Apollo Gold Corp. ("APGO")]
BULLETIN TYPE: Name Change
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
Pursuant to a Director's Resolution dated December 3, 2020, the Company has changed its name as follows. There is no consolidation of capital.
Effective at the opening January 8, 2021, the common shares of Apollo Gold & Silver Corp. will commence trading on TSX Venture Exchange, and the common shares of Apollo Gold Corp. will be delisted. The Company is classified as a 'Mining' company.
Capitalization: |
Unlimited |
shares with no par value of which |
51,120,414 |
shares are issued and outstanding |
|
Escrow: |
Nil |
|
Transfer Agent: |
Endeavor Trust Corporation |
|
Trading Symbol: |
APGO |
(unchanged) |
CUSIP Number: |
03768P100 |
(new) |
________________________________________
HAW CAPITAL 2 CORP. ("HAW.P")
BULLETIN TYPE: New Listing-CPC-Shares, Halt
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
This Capital Pool Company's ("CPC") Prospectus dated November 12, 2020 has been filed with and accepted by TSX Venture Exchange and the Alberta, Ontario and British Columbia Securities Commissions effective November 16, 2020, pursuant to the provisions of the Alberta, Ontario and British Columbia Securities Acts. The Common Shares of the Company will be listed and immediately halted on TSX Venture Exchange on the effective date stated below.
The Company will complete its initial distribution of securities to the public. The gross proceeds to be received by the Company for the Offering is $400,000 (4,000,000 common shares at $0.10 per share).
Commence Date: |
At the opening on Friday, January 8, 2021, the Common Shares |
|
Corporate Jurisdiction: |
Alberta |
|
Capitalization: |
Unlimited |
common shares with no par value of which |
14,000,000 |
common shares are issued and outstanding |
|
Escrowed Shares: |
10,000,000 |
common shares |
Transfer Agent: |
Odyssey Trust Company |
|
Trading Symbol: |
HAW.P |
|
CUSIP Number: |
41966H 10 8 |
|
Sponsoring Member: |
Richardson Wealth |
|
Agent's Warrants: |
400,000 non-transferable agent's warrants exercisable at $0.10 per |
For further information, please refer to the Company's Prospectus dated November 12, 2020.
Company Contact: |
Marshall Mewha, CFO and Director |
Company Address: |
4500, 855 - 2nd Street SW |
Calgary, Alberta T2P 4K7 |
|
Company Phone Number: |
(250) 218-6701 |
Company Email Address: |
Seeking QT primarily in these sectors:
- Natural Resource
- Technology
________________________________________
KINCORA COPPER LIMITED ("KCC")
BULLETIN TYPE: Consolidation
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
Pursuant to a special resolution passed by shareholders on November 24, 2020, the Company has consolidated its capital on a (3) three old for (1) one new basis. The name of the Company has not been changed.
Effective at the opening January 8, 2021, the common shares of Kincora Copper Limited will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as a 'Mineral Exploration/Development' company.
Post - Consolidation |
||
Capitalization: |
unlimited |
shares with no par value of which |
69,386,944 |
shares are issued and outstanding |
|
Escrow |
Nil |
shares are subject to escrow |
Transfer Agent: |
Computershare Investor Services Inc. |
|
Trading Symbol: |
KCC |
(UNCHANGED) |
CUSIP Number: |
49451A603 |
(new) |
________________________________________
NOVA ROYALTY CORP. ("NOVR")
BULLETIN TYPE: Company Tier Reclassification
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
In accordance with Policy 2.5, the Company has met the requirements for a Tier 1 company. Therefore, effective at market open, Friday, January 8, 2021, the Company's Tier classification will change from Tier 2 to:
Classification
Tier 1 – Mining Issuer
Please refer to the Company's news release dated January 6, 2021.
________________________________________
NEX COMPANIES
BULLETIN TYPE: Cease Trade Order
BULLETIN DATE: January 6, 2021
NEX Company
A Cease Trade Order has been issued by the Ontario Securities Commission on January 5, 2021 against the following company for failing to file the documents indicated within the required time period:
Symbol |
Tier |
Company |
Failure to File |
Period |
KUR.H |
1 |
Kure Technologies Inc |
annual audited financial statements |
2020/08/31 |
management's discussion and |
2020/08/31 |
|||
certification of the foregoing filings |
Upon revocation of the Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements. Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.
________________________________________
21/01/06 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ALX RESOURCES CORP. ("AL")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for expedited filing documentation pertaining to a mineral property option agreement dated December 17, 2020 between ALX Resources Corp. (the "Company") and the vendors Russell Kwiatkowski (on behalf of the Kwiatkowski family), Michael Haveman and Justin Postuma, pursuant to which the Company has an option to acquire a 100% interest in 148 claim units totaling 3,168.02 hectares located in the Thunder Bay South mining district, Ontario, known as the Electra nickel project. In consideration, the Company will issue a total of 1,100,000 shares, make cash payments totaling $135,000 and undertake a total of $500,000 in exploration expenditures all in stages over a five year period.
CASH |
SHARES |
WORK EXPENDITURES |
|
Year 1 |
$10,000 |
300,000 |
nil |
On or before first anniversary |
$15,000 |
250,000 |
$100,000 |
On or before second anniversary |
$20,000 |
200,000 |
$100,000 |
On or before third anniversary |
$25,000 |
150,000 |
$100,000 |
On or before fourth anniversary |
$30,000 |
100,000 |
$100,000 |
On or before fifth anniversary |
$35,000 |
100,000 |
$100,000 |
The acquisition is subject to a 2.5% net smelter return royalty in favour of the vendors, of which the Company can purchase up to 1.5% in increments 0.5% for $500,000.
________________________________________
AMEX EXPLORATION INC. ("AMX")
BULLETIN TYPE: Private Placement - Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement as announced on a news release dated August 18, 2020:
Number of Securities: |
2,000,000 flow-through common shares |
Purchase Price: |
$5.85 per flow-through common share |
Number of Placees: |
78 Placees |
Insider / ProGroup Participation: |
|
Name |
Insider = Y / ProGroup = P |
# of shares |
Bryan Coates |
Y |
8,550 |
Finder's Fee: |
PI Financial Corp., Canaccord Genuity Corp., Laurentian Bank Securities Inc., |
The Company has confirmed the closing of the Private Placement in a news release dated September 10, 2020.
AMEX EXPORATION INC. (« AMX »)
TYPE DE BULLETIN: Placement privé par l'entremise d'un courtier
DATE DU BULLETIN: Le 6 janvier 2021
Société du groupe 2 de TSX Croissance
Bourse de Croissance TSX a accepté le dépôt de la documentation de la société en vertu d'un placement privé par l'entremise d'un courtier tel qu'annoncé dans un communiqué de presse daté du 18 août 2020:
Nombre d'actions: |
2 000 000 actions accréditives ordinaires |
Prix : |
5,85 $ par action accréditive ordinaire |
Nombre de souscripteurs: |
78 souscripteurs |
Participation d'initiés / Groupe Pro: |
Nom |
Initié = Y / Groupe Pro = P |
# d'actions |
Bryan Coates |
Y |
8 550 |
Honoraire d'intermédiation: |
PI Financial Corp., Canaccord Genuity Corp., Laurentian Bank Securities Inc., |
La société a confirmé la clôture du placement privé dans un communiqué de presse daté du 10 septembre 2020.
________________________________________
DIVERGENT ENERGY SERVICES CORP. ("DVG")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 14,493,151 shares at a deemed price of $0.01 per share to settle outstanding debt for $144,931.51.
Number of Creditors: |
51 Creditors |
|||
Insider / Pro Group Participation: |
||||
Creditor |
Insider=Y / |
Amount |
Deemed Price |
# of Shares |
Murray Cobbe |
Y |
$25,205.48 |
$0.01 |
2,520,549 |
Kenneth Bagan |
Y |
$1,260.27 |
$0.01 |
126,027 |
Karalie Strutt |
Y |
$1,260.27 |
$0.01 |
126,027 |
Donald Luft |
Y |
$31,431.23 |
$0.01 |
3,143,123 |
Kenneth Berg |
Y |
$630.14 |
$0.01 |
63,014 |
Deanna Berg |
Y |
$126.03 |
$0.01 |
12,603 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
E3 METALS CORP. ("ETMC")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced November 19, 2020 and December 2, 2020:
Number of Shares: |
5,882,354 shares |
|
Purchase Price: |
$0.85 per share |
|
Warrants: |
2,941,177 share purchase warrants to purchase shares |
|
Warrant Exercise Price: |
$1.40 for a two-year period |
|
Number of Placees: |
105 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Shares |
Aggregate Pro Group Involvement |
P |
1,124,024 |
[8 Placees] |
||
Agent's Fee: |
||
Canaccord Genuity Corp.: |
$178,651.90, 117,646 Broker Units and 163,211 Broker Warrants |
|
Mackie Research Capital Corporation: |
$35,528.50 and 46,967 Broker Warrants |
Each Broker Unit consists of one common share and one common share purchase warrant. Each Broker's Warrant will entitle the holder thereof to acquire one common share of the Company at a price of $0.85 for a period of two years.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s) on December 17, 2020.
________________________________________
EAST AFRICA METALS INC. ("EAM")
BULLETIN TYPE: Halt
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
Effective at 10:32 a.m. PST, January 6, 2021, trading in the shares of the Company was halted at the request of the Company, pending Company contact; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
ESKAY MINING CORP. ("ESK")
BULLETIN TYPE: Private Placement- Brokered
BULLETIN DATE: January 06, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced on November 26, 2020 and November 20, 2020:
Flow-Through Shares |
||
Number of Shares: |
2,904,700 flow-through common shares |
|
Purchase Price: |
CDN$1.05 per flow-through common share |
|
Flow-Through Units |
||
Number of Shares: |
7,725,600 flow-through common shares |
|
Purchase Price: |
CDN$1.25 per flow-through common share |
|
Warrants: |
3,862,800 share purchase warrants to purchase 3,862,800 common shares |
|
Warrant Exercise Price: |
CDN$1.30 until December 11, 2022 |
|
Non-Flow-Through Units |
||
Number of Shares: |
1,214,100 non-flow-through common shares |
|
Purchase Price: |
CDN$0.90 per non-flow-through common share |
|
Warrants: |
607,050 share purchase warrants to purchase 607,050 common shares |
|
Warrant Exercise Price: |
CDN$1.30 until December 11, 2022 |
|
Number of Placees: |
93 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Units |
Aggregate Pro Group Involvement |
P |
77,600 |
[3 Placees] |
||
Broker(s) Commission: |
Aggregate of CDN$737,977.50 in cash and 582,789 non-transferable broker |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
FOUNTAIN ASSET CORP. ("FA")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: January 06, 2021
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 2,870,000 common shares at a deemed value of CDN$0.50 per share to settle outstanding debt for CDN$1,435,000.
Number of Creditors: |
2 Creditors |
|||
Insider / Pro Group Participation: |
||||
Creditor |
Insider=Y / |
Amount |
Deemed Price |
# of Shares |
Andrew Parks |
Y |
$30,000 |
$0.50 |
60,000 |
For further details, please refer to the Company's news release dated October 13, 2020 and December 31, 2020.
________________________________________
Golden Dawn Minerals Inc. ("GOM")
BULLETIN TYPE: Private Placement Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 16, 2020 and December 30, 2020:
Number of Shares: |
2,625,000 flow-through shares |
|
Purchase Price: |
$0.20 per flow-through share |
|
Warrants: |
2,625,000 share purchase warrants to purchase 2,625,000 shares |
|
Warrant Exercise Price: |
$0.25 for a two-year period |
|
Number of Placees: |
8 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Shares |
Chris Anderson |
Y |
375,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release on December 31, 2020 announcing the closing of the private placement and setting out the expiry date of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
GREENCASTLE RESOURCES LTD. ("VGN")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation relating to a letter option agreement (the "Agreement") dated November 30, 2020 between Todd Thurier, David Kroocmo (together, the "Optionors") and Greencastle Resources Ltd. (the "Company"). Pursuant to the Agreement, the Company shall have the option to acquire a 100% interest in the Mayflower Property, located 35kms west of Atikokan, Northwestern Ontario (the "Property").
In order to acquire the 100% interest in the Property, the Company must pay an aggregate of $100,000 and issue an aggregate of 600,000 common shares, as well as incur aggregate exploration expenditures of 250,000 over a three-year period.
For more information, refer to the Company's news release dated December 2, 2020.
________________________________________
IOU FINANCIAL INC. ("IOU")
BULLETIN TYPE: Private Placement- Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement announced on November 4, 2020:
Number of Shares: |
18,009,806 common shares |
Purchase Price: |
$0.1157 per common share |
Number of Placees: |
2 Placees |
Insider / Pro Group Participation: |
|
Name |
Insider = Y / Pro Group = P |
Number of Shares |
Fintech Ventures Fund, LLLP |
Y |
2,343,967 |
Finder's Fee |
Nil |
The Company has confirmed the closing of the Private Placement pursuant to a news release dated December 3, 2020.
FINANCIÈRE IOU INC. (« IOU »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 6 janvier 2021
Société du groupe 2 TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier, tel qu'annoncé le 4 novembre 2020 :
Nombre d'actions : |
18 009 806 actions ordinaires |
Prix : |
0,1157 $ par action ordinaire |
Nombre de souscripteurs : |
2 souscripteurs |
Participation des initiés / Groupe Pro : |
|
Nom |
Initié = Y / Groupe Pro = P |
Nombre d'actions |
|||
Fintech Ventures Fund, LLLP |
Y |
2 343 967 |
|||
Honoraire d'intermédiation : |
Nil |
La société a confirmé la clôture du placement privé en vertu du communiqué de presse daté du 3 décembre 2020.
_____________________________
LAURION MINERAL EXPLORATION INC. ("LME")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 18, 2020:
Number of Shares: |
2,172,000 flow-through shares |
|
Purchase Price: |
$0.25 per share |
|
Warrants: |
2,172,000 share purchase warrants to purchase 2,172,000 shares |
|
Warrant Exercise Price: |
$0.26 for a two-year period |
|
Number of Placees: |
3 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Shares |
Miles Nagamatsu |
Y |
100,000 |
Finder's Fee: |
$35,000, plus 140,000 finder's warrants, each exercisable into one common |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
Mkango Resources Ltd. ("MKA")
BULLETIN TYPE: Miscellaneous
BULLETIN DATE: January 6, 2021
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the documentation relating to the amendments to the terms of the 12,000,000 share purchase warrants held by Talaxis Ltd., as to provide a "cashless exercise" provision. Consequently, a total of 1,000,000 shares were issued on December 31, 2020, pursuant to such "cashless exercise" provision.
These 12,000,000 share purchase warrants with an exercise price of £0.066 per warrant, until December 31, 2020 have been issued pursuant to a private placement which was accepted for filing by TSX Venture Exchange on February 5, 2018.
For further information, please refer to the Company's press release dated January 4, 2021.
________________________________________
NATURALLY SPLENDID ENTERPRISES LTD. ("NSP")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 2, 2020:
Number of Shares: |
17,554,168 shares |
|
Purchase Price: |
$0.06 per share |
|
Warrants: |
8,777,084 share purchase warrants to purchase 8,777,084 shares |
|
Warrant Exercise Price: |
$0.10 for a two-year period, subject to an acceleration clause. |
|
Number of Placees: |
33 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Shares |
1105953 B.C. Ltd (Craig Goodwin) |
Y |
2,666,666 |
Kal-Mad Enterprises Ltd. (Bryan Carson) |
Y |
2,666,666 |
George Ragogna |
Y |
1,468,239 |
Finder's Fee: |
PI Financial Corp. $7,432 cash and 123,867 agent's warrants payable. |
|
-Each agent warrant is exercisable at $0.10 for a two-year period, subject to an |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
NICOLA MINING INC. ("NIM")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 264,000 shares at a deemed value of $0.125 per share to settle outstanding debt for $33,000.
Number of Creditors: |
12 Creditors |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
OROCO RESOURCE CORP. ("OCO")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 10, 2020:
Number of Shares: |
12,900,000 shares |
Purchase Price: |
$1.20 per share |
Warrants: |
6,450,000 share purchase warrants to purchase 6,450,000 shares |
Warrant Initial Exercise Price: |
$1.60 |
Warrant Term to Expiry: |
2 Years |
Number of Placees: |
154 Placees |
Finder's Fee: |
|
RFC Ambrian Limited |
$50,000.00 cash; 40,000 warrants |
Mariusz Skonieczny |
70,000 warrants |
Longford Capital Corp. |
38,400 shares; 19,200 warrants |
Longord Capital Corp. |
10,000 warrants |
Finder Warrant Initial Exercise Price: |
$1.20 |
Finder Warrant Term to Expiry: |
non-transferable - 2 year term |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
POOL SAFE INC. ("POOL")
BULLETIN TYPE: Shares for Bonuses - Amendment
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated April 5, 2019, the Exchange has accepted an amendment with respect to the Company's secured revolving credit facility ('the Credit Agreement") with Intrexa Ltd. Pursuant to the amending agreement, the parties agreed to extend the termination date of the Credit Agreement and the term of the bonus warrants until March 31, 2023.
For further information, please refer to the Company's press release dated December 17, 2020.
_______________________________________
POOL SAFE INC. ("POOL")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 3,162,000 shares at a deemed price of $0.02 per share to settle outstanding debt for $63,240.
Number of Creditors: |
10 Creditors |
|||
Insider / Pro Group Participation: |
||||
Creditor |
Insider=Y / |
Amount |
Deemed Price |
# of Shares |
$ |
$ |
|||
Berger Group Inc. |
||||
(David Berger) |
Y |
$9,000 |
$0.02 |
450,000 |
Steven Mintz |
Y |
$6,000 |
$0.02 |
300,000 |
Steven Glaser |
Y |
$3,000 |
$0.02 |
150,000 |
Warrants: |
None |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
POOL SAFE INC. ("POOL")
BULLETIN TYPE: Convertible Debenture/s, Amendment
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
Further to a convertible debenture issued pursuant to a private placement originally accepted by the TSX Venture Exchange (the "Exchange") effective April 2, 2018 and amended February 20, 2020, the Exchange has consented to a further amendment of the convertible debenture and associated warrants:
Convertible Debenture |
$300,000 principal amount |
Original Maturity Date: |
36 months |
Amended Maturity Date: |
April 30, 2023 |
Original Warrant Terms: |
Each whole warrant entitle the holder to purchase one common share at an |
Amended Warrant Terms: |
Each whole warrant entitle the holder to purchase one common share at an |
Original Interest Rate: |
10% per annum |
Amended Interest Rate: |
5% per annum |
Further to a convertible debenture issued pursuant to a private placement originally accepted by the TSX Venture Exchange (the "Exchange") effective June 20, 2018 and amended February 20, 2020, the Exchange has consented to a further amendment of the convertible debenture:
Convertible Debenture |
$160,000 principal amount |
Original Maturity Date: |
36 months |
Amended Maturity Date: |
April 30, 2023 |
Original Interest Rate: |
10% per annum |
Amended Interest Rate: |
5% per annum |
For further information, please refer to the Company's press release dated December 17, 2020.
________________________________________
Q-GOLD RESOURCES LTD. ("QGR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 06, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 22, 2020:
Number of FT Shares: |
2,125,000 flow-through shares |
Purchase Price: |
$0.40 per flow-through share |
Warrants: |
1 share purchase warrants to purchase 1,062,500 shares |
Warrant Initial Exercise Price: |
$0.60 |
Warrant Term to Expiry: |
18 Months |
Number of Placees: |
6 Placees |
Finder's Fee: |
|
BlackBridge Capital Management Corp |
$21,000.00 cash; 52,500 warrants |
Mackie Research Capital Corp. |
$7,000.00 cash;17,500 warrants |
Finder Warrant Initial Exercise Price: |
$0.40 |
Finder Warrant Term to Expiry: |
expiry 24 months from issuance |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
RICHMOND MINERALS INC. ("RMD")
BULLETIN TYPE: Private Placement- Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced on October 20, 2020, November 3, 2020 and November 27, 2020:
Number of Shares: |
3,583,330 flow-through common shares |
|
Purchase Price: |
$0.06 per flow-through common share |
|
Warrants: |
1,791,663 share purchase warrants to purchase 1,791,663 non-flow-through |
|
Warrant Exercise Price: |
$0.10 for a period of 24 months |
|
Number of Placees: |
9 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Shares |
Warren Hawkins |
Y |
416,666 |
Finder's Fee: |
23,333 finder's warrants payable to Canaccord Genuity Corp. Each finders |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release dated December 1, 2020, announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
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ROCHESTER RESOURCES LTD. ("RCT")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 14,043,243 shares and 11,593,243 share purchase warrants to settle outstanding debt for $1,053,243.
Number of Creditors: |
10 Creditors |
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Insider / Pro Group Participation: |
||||
Creditor |
Insider=Y / |
Amount |
Deemed Price |
# of Shares |
Eduardo Luna |
Y |
$375,000 |
$0.075 |
5,000,000 |
888 Capital Corp. (Nick Demare) |
Y |
$281,250 |
$0.075 |
3,750,000 |
Joseph Keane |
Y |
$76,005 |
$0.075 |
1,013,400 |
Michael Magrum |
Y |
$50,000 |
$0.075 |
666,670 |
Simon Tam |
Y |
$48,750 |
$0.075 |
650,000* |
Marc Cernovitch |
Y |
$48,750 |
$0.075 |
650,000* |
Harvey Lim |
Y |
$37,500 |
$0.075 |
500,000* |
Jose Manuel Silva |
Y |
$48,750 |
$0.075 |
650,000* |
*no warrants attached. |
||||
Warrants: |
11,593,243 share purchase warrants to purchase 11,593,243 shares |
|||
Warrant Exercise Price: |
$0.075 for a three-year period |
The Company shall issue a news release when the shares are issued and the debt extinguished.
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ROKMASTER RESOURCES CORP. ("RKR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: January 06, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 15, 2020:
Flow-Through Shares: |
||
Number of FT Shares: |
13,727,158 flow-through shares |
|
Purchase Price: |
$0.44 per flow-through share |
|
Warrants: |
13,727,158 share purchase warrants to purchase 13,727,158 shares |
|
Warrant Initial Exercise Price: |
$0.48 |
|
Warrant Term to Expiry: |
2 Years |
|
Non Flow-Through Shares: |
||
Number of Non-FT Shares: |
10,214,750 non-flow-through shares |
|
Purchase Price: |
$0.32 per non-flow-through share |
|
Warrants: |
10,214,750 share purchase warrants to purchase 10,214,750 shares |
|
Warrant Initial Exercise Price: |
$0.48 |
|
Warrant Term to Expiry: |
2 Years |
|
Number of Placees: |
68 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
# of Shares |
DELPHI UNTERNEHMENSBERATUNG AG |
Y |
6,250,000 |
(Wilhelm Zours) |
||
Adam Pankratz |
Y |
70,000 |
John Mirko |
Y |
85,000 |
Aggregate Pro-Group Involvement [11 Placees] |
P |
2,048,982 |
Finder's Fee: |
||
Ascenta Finance Corp. |
$622,094.90 cash; 910,438 finder's warrants with an exercise price of $0.44 for |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
ROYAL HELIUM LTD. ("RHC")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: January 06, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced November 30, 2020 and December 9, 2020:
Number of Shares: |
27,954,545 shares |
|
Purchase Price: |
$0.22 per share |
|
Warrants: |
13,977,272 share purchase warrants to purchase 13,977,272 shares |
|
Warrant Initial Exercise Price: |
$0.35 |
|
Warrant Term to Expiry: |
2 Years |
|
Number of Placees: |
62 Placees |
|
Insider / Pro Group Participation: |
||
Name |
Insider=Y / |
of Shares |
TMM Portfolio Management Inc. |
Y |
176,152 |
(Tom MacNeill) |
||
Aggregate Pro-Group Involvement [7 Placees] |
P |
1,244,545 |
Agent's Fee: |
||
Cormark Securities Inc./Valeurs Mobilieres Cormark Inc. - $242,549.98 cash; Agent granted 7% Agent Broker Warrants exercisable into Units at $0.22 per Unit for a period of 24 months after closing. Units are identical to the Units under the offering. |
||
Clarus Securities Inc. - $40,425.00 cash; Agent granted 7% Agent Broker Warrants exercisable into Units at $0.22 per Unit for a period of 24 months after closing. Units are identical to the Units under the offering. |
||
Echelon Wealth Partners Inc. - $40,425.00 cash; Agent granted 7% Agent Broker Warrants exercisable into Units at $0.22 per Unit for a period of 24 months after closing. Units are identical to the Units under the offering. |
||
Eight Capital - $40,425.00 cash; Agent granted 7% Agent Broker Warrants exercisable into Units at $0.22 per Unit for a period of 24 months after closing. Units are identical to the Units under the offering. |
||
Richardson Wealth Ltd. - $40,425.00 cash; Agent granted 7% Agent Broker Warrants exercisable into Units at $0.22 per Unit for a period of 24 months after closing. Units are identical to the Units under the offering. |
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Agent cash and Agent Broker Warrant commission is reduced to 5.25% for cash and 5.25% Agent Broker Warrants for any subscribers on the Presidents list, which presidents list has maximum gross subscription proceeds of $1,500,000.00. |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
VISION LITHIUM INC. ("VLI")
BULLETIN TYPE: Private Placement - Non-Brokered
BULLETIN DATE: January 6, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement as announced on news releases dated November 18, 2020 and December 17, 2020:
Number of Securities: |
400,000 flow-through common shares |
79,400,000 non-flow-through common shares |
|
Purchase Price: |
$0.05 per flow-through common share |
$0.02 per non-flow-through common share |
|
Warrants: |
79,400,000 share purchase warrants to purchase 79,400,000 shares |
Warrants Exercise Price: |
$0.05 per share for a period of 36 months following the closing of the private placement |
Number of Placees: |
55 Placees |
Insider / ProGroup Participation: |
|
Name |
Insider = Y / ProGroup = P |
# of shares |
Yves Rougerie |
Y |
1,250,000 |
Nancy Lacoursière |
Y |
150,000 |
Robert Bryce |
Y |
1,000,000 |
Victor Cantore |
Y |
5,250,000 |
Aggregate ProGroup (2 Placees) |
P |
11,000,000 |
Finder's Fee: |
Five finders received a cash commission totaling $84,175. |
The Company has confirmed the closing of the Private Placement in news releases dated December 23, 2020 and January 5, 2021.
VISION LITHIUM INC. (« VLI »)
TYPE DE BULLETIN: Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN: Le 6 janvier 2021
Société du groupe 2 de TSX Croissance
Bourse de Croissance TSX a accepté le dépôt de la documentation de la société en vertu d'un placement privé sans l'entremise d'un courtier tel qu'annoncé dans des communiqués de presse datés du 18 novembre 2020 et 17 décembre 2020:
Nombre d'actions: |
400 000 actions accréditives ordinaires |
79 400 000 actions non-accréditives ordinaires |
|
Prix : |
0,05 $ par action accréditive ordinaire |
0,02 $ par actions non-accréditive ordinaire |
|
Bons de souscription : |
79 400 000 bons de souscription permettant de souscrire à 79 400 000 actions |
Prix d'exercice des bons : |
0,05 $ par action pour une période de 36 mois suivant la clôture du placement privé |
Nombre de souscripteurs: |
55 souscripteurs |
Participation d'initiés / Groupe Pro:
Nom |
Initié = Y / Groupe Pro = P |
# d'actions |
Yves Rougerie |
Y |
1 250 000 |
Nancy Lacoursière |
Y |
150 000 |
Robert Bryce |
Y |
1 000 000 |
Victor Cantore |
Y |
5 250 000 |
Ensemble Groupe Pro (2 souscripteurs) |
P |
11 000 000 |
Honoraire d'intermédiation: |
Cinq intermédiaires ont reçu une commission en espèces totalisant 84 175 $. |
La société a confirmé la clôture du placement privé dans des communiqués de presse datés du 23 décembre 2020 et 5 janvier 2021.
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NEX COMPANIES
KURE TECHNOLOGIES INC. ("KUR.H")
BULLETIN TYPE: Halt
BULLETIN DATE: January 6, 2021
NEX Company
Effective at 4:50 a.m. PST, January 6, 2021, trading in the shares of the Company was halted at the request of the Company, pending a Cease Trade Order; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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