TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, BC, May 24, 2022 /CNW/ -
TSX VENTURE COMPANIES
BULLETIN TYPE: Other
BULLETIN DATE: May 24, 2022
Tier 1 and Tier 2 Companies
Mandatory Trading and Settlement Rules for Securities Trading in US Dollars
Further to the TSX Staff Notice #2017-0003 dated September 5, 2017, all trades on Thursday, May 26, 2022 in the following securities that trade in US dollars will be for Special Settlement on Tuesday, May 31, 2022.
T+3 special settlement rules are being imposed for these securities to accommodate the US banking holiday on Monday, May 30, 2022.
Trading in the corresponding securities which trade in Canadian dollars (if applicable) will not be affected by these special settlement rules.
Company Name |
Security |
US Dollar Symbol |
Freeman Gold Corp. |
Warrants |
FMAN.WT.U |
AIP Realty Trust |
USD Units |
AIP.U |
Alpine Summit Energy Partners Inc. |
USD Units |
ALPS.U |
Firm Capital Apartment Real Estate Investment |
USD Units |
FCA.U |
Partners Value Investments LP |
Preferred Shares, Series A |
PVF.PR.U |
NexPoint Hospitality Trust |
USD Units |
NHT.U |
Pine Trail Real Estate Investment Trust |
USD Units |
PINE.U |
Starlight US Multi Family 2 Core Plus US |
USD Units |
SCPT.U |
Starlight US Residential Fund |
USD Units |
SURF.U |
________________________________________
LUCERO ENERGY CORP. ("LOU")
[Formerly PETROSHALE INC. ("PSH")]
BULLETIN TYPE: Name Change, Symbol Change
BULLETIN DATE: May 24, 2022
TSX Venture Tier 1 Company
Pursuant to the resolution passed by shareholders on May 19, 2022, the Company has changed its name as follows. There is no consolidation of capital.
Effective at the opening on Thursday, May 26, 2022, the common shares of Lucero Energy Corp. will commence trading on TSX Venture Exchange, and the common shares of PetroShale Inc. will be delisted. The Company is classified as an 'Oil & Gas Exploration/Development' company.
Capitalization: |
Unlimited |
common shares with no par value of which |
|
659,637,831 |
common shares are issued and outstanding |
||
Escrow: |
NIL |
common shares are subject to escrow |
|
Transfer Agent: |
TSX Trust Company |
||
Trading Symbol: |
LOU |
(new) |
|
CUSIP Number: |
54947L106 |
(new) |
________________________________________
CLIP MONEY INC. ("CLIP")
BULLETIN TYPE: New Listing-Shares
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
Effective at the opening on Thursday, May 26, 2022, the shares of the Company will commence trading on TSX Venture Exchange. The Company is classified as an ''Technology" company.
Corporate Jurisdiction: |Ontario
Capitalization: |
unlimited common shares with no par value of |
66,230,194 common shares are issued and |
|
Escrowed Shares: |
40,867,138 common shares will be subject to Tier 2 |
1,272,726 common shares will be subject to Tier 2 |
|
Transfer Agent: |
TSX Trust Company |
Trading Symbol: |
CLIP |
CUSIP Number: |
188834105 |
For further information, please refer to the Company's Listing Application dated May 20, 2022 and press release dated May 20, 2022.
Company Contact: |
Joseph Arrage |
Company Address: |
333 Bay Street, Suite 3400, Toronto, Ontario, M5H 2S7 |
Company Phone Number: |
844-593-2547 |
Company Email Address: |
|
________________________________________
NEX COMPANY:
AUTOMOTIVE FINCO CORP. ("AFCC.H")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: May 24, 2022
NEX Company
The Issuer has declared the following dividend:
Dividend per common share: $0.0171
Payable Date: June 30, 2022
Record Date: May 31, 2022
Ex-dividend Date: May 30, 2022
________________________________________
22/05/24 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
CARTIER RESOURCES INC. ("ECR")
BULLETIN TYPE: Private Placement – Non-Brokered
BULLETIN DATE: May 24, 2022
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to the following Non-Brokered Private Placement as announced in a news release dated May 18, 2022:
Number of Securities: |
14,000,000 common shares |
Purchase Price: |
$0.13 per common share |
Warrants: |
7,000,000 warrants to purchase 7,000,000 common shares |
Warrants Exercise Price: |
$0.16 per share for a period of 36 months following the closing |
Number of Placees: |
1 Placee |
Insider / ProGroup Participation: |
||
Name |
Insider = Y / ProGroup = P |
# of shares |
Agnico Eagle Mines Limited |
Y |
14,000,000 |
Finder's Fee: Nil
The Company has confirmed the closing of the Private Placement in a news release dated May 20, 2022.
RESSOURCES CARTIER INC. (« ECR »)
TYPE DE BULLETIN: Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN: Le 24 mai 2022
Société du groupe 1 de TSX Croissance
Bourse de Croissance TSX a accepté le dépôt de la documentation de la société en vertu du placement privé sans l'entremise d'un courtier suivant tel qu'annoncé dans un communiqué de presse daté du 18 mai 2022:
Nombre d'actions: |
14 000 000 actions ordinaires |
|
Prix : |
0,13 $ par action ordinaire |
|
Bons de souscription : |
7 000 000 bons de souscription permettant d'acquérir 7 000 000 d'actions ordinaires |
|
Prix d'exercice des bons : |
0,16 $ par action pendant une période de 36 mois suivant la clôture. |
|
Nombre de souscripteurs: |
1 souscripteur |
Participation d'initiés / Groupe Pro: |
||
Nom |
Initié = Y / Groupe Pro = P |
# d'actions |
Mines Agnico Eagle Ltée |
Y |
14 000 000 |
Honoraire d'intermédiation: Aucun
La société a confirmé la clôture du placement privé dans un communiqué de presse daté du 20 mai 2022.
________________________________________
CASSIAR GOLD CORP. ("GLDC")
BULLETIN TYPE: Halt
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
Effective at 6:27 a.m. PST, May 24, 2022, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
CASSIAR GOLD CORP. ("GLDC")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
Effective at 9:30 a.m. PST, May 24, 2022, shares of the Company resumed trading, an announcement having been made.
________________________________________
CE BRANDS INC. ("CEBI")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced on April 13, 2022:
Convertible Debentures: |
$1,000,000 in principal amount of senior secured convertible debentures |
Conversion Price: |
At any time prior to the Maturity Date (defined herein), the |
Maturity Date: |
Two (2) years from the date of issuance |
Interest Rate: |
15% per annum and payable in cash or common shares upon Exchange |
Warrants: |
500,000 share purchase warrants to purchase 500,000 shares. The warrants are |
Additional Provisions: |
The Convertible Debentures may only be redeemed by Company after the |
Number of Placees: |
4 Placees |
Insider / Pro Group Participation: |
||
Insider= Y / |
||
Name |
ProGroup= P |
Convertible Debentures ($) |
Vesta Global Stability Fund LP |
||
(Jared Wolk) |
Y |
$250,000 |
Fortmuller Family Legacy Trust |
||
(Jared Wolk) |
Y |
$187,500 |
Bahlsen Investments Ltd. |
||
(Jared Wolk) |
Y |
$187,500 |
Cerulean Private Markets II LP |
||
(Jared Wolk) |
Y |
$375,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company will issue a news release announcing the closing of the private placement setting out the expiry dates of the hold period(s).
__________________________________
EMX ROYALTY CORPORATION ("EMX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: May 24, 2022
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced April 14, 2022:
Number of Shares: |
3,812,121 shares |
Purchase Price: |
$3.30 per share |
Warrants: |
3,812,121 share purchase warrants to purchase 3,812,121 shares |
Warrant Exercise Price: |
$4.45 for a five year period |
Number of Placees: |
1 placee |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company has issued a news release announcing the closing of the private placement on April 14, 2022 and setting out the expiry dates of the hold period(s).
________________________________________
EMX ROYALTY CORPORATION ("EMX")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: May 24, 2022
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation in connection with a Share Purchase Agreement dated April 14, 2022 (the "Agreement") between Leonel Polgatti Goycoolea ("Leonel"), Andrés Polgatti Valdés ("Andrés") and EMX Chile S.P.A.("EMX"), a Chilean subsidiary of EMX Royalty Corporation (the "Company") whereby EMX will purchase an aggregate of 10.11 shares of Sociedad Legal Minera California Una De La Sierra Peña Negra ("SLM California") from the Leonel and Andrés.
TSX Venture Exchange has accepted for filing documentation in connection with a Promise to Purchase Shares Agreement dated May 12, 2022 (the "SLM Agreement") between certain shareholders of SLM California (Leonel et. al) (the "Sellers"), Mineral Global Copper Chile S.A., and EMX (collectively, the "Buyers) whereby the Buyers will purchase an aggregate of 15 shares of SLM California from the Sellers.
Under both of the agreements, EMX will thereby indirectly acquired an effective 0.3155% net smelter return royalty over the Caserones Copper-Molybdenum Mine in northern Chile, of which the Company acquired an effective 0.3155% royalty. The Company paid a total of US$25,742,000 as consideration of the 0.3155% royalty interest.
For further details, please refer to the Company's news release dated April 14, 2022.
________________________________________
LITHIUM CHILE INC. ("LITH")
BULLETIN TYPE: Private Placement – Non-Brokered
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced April 4, 2022:
Number of Shares: |
29,380,000 common shares ("Shares"). |
|
Purchase Price: |
$0.95 per Share. |
|
Number of Placees: 1 placee |
||
Insider / Pro Group Participation: |
||
Insider= Y / |
||
Name |
ProGroup= P |
Number of Shares |
Chengze Lithium International Limited |
||
(Yi Zhou) |
Y |
29,380,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement setting out the expiry dates of the hold period(s) on May 16, 2022.
__________________________________
METALLA ROYALTY & STREAMING LTD. ("MTA")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: May 24, 2022
TSX Venture Tier 1 Company
The Company's Short Form Base Shelf Prospectus dated May 1, 2020 was filed with and accepted by TSX Venture Exchange (the "Exchange"), and filed with and receipted by the British Columbia Securities Commission, pursuant to the provisions of the Securities Act (British Columbia), and the Ontario Securities Commission, pursuant to the provisions of the Securities Act (Ontario), on May 1, 2020. The Prospectus was also filed under Multilateral Instrument 11-102 Passport System in Alberta, Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador. A receipt for the Prospectus is deemed to be issued by the regulators in each of those jurisdictions, if the conditions of the Instrument have been satisfied.
Further to an "at-the-market" offering of shares made pursuant to a Prospectus Supplement dated May 14, 2021 to the Company's Short Form Base Shelf Prospectus dated May 1, 2020, the Exchange has accepted for filing documentation with respect to the sales set out below under the "at-the-market" offering. The Company raised aggregate gross proceeds of $5,492,215 pursuant to the "at-the-market" offering from October 1, 2021 to March 31, 2022 as set out below.
The Exchange has been advised by the Company that sales under the "at-the-market" offering during the quarter ended December 31, 2021 occurred for gross proceeds of $2,456,477.
Agents: |
BMO Nesbitt Burns Inc., PI Financial Corp., Scotia Capital Inc., BMO Capital Markets Corp. and Scotia Capital (USA) Inc. |
Offering: |
269,037 shares in aggregate during the quarter ended December 31, 2021 |
Share Price: |
Varying prices during the quarter ended December 31, 2021, with an average sale price of $9.13 per share |
Agents' Warrants: |
None |
Over-allotment Option: |
None |
Agents' Commission: |
2.5% of the gross proceeds of the Offering, being $61,412 in aggregate for the quarter ended December 31, 2021 |
The Exchange has been advised by the Company that sales under the "at-the-market" offering during the quarter ended March 31, 2022 occurred for gross proceeds of $3,035,738.
Agents: |
BMO Nesbitt Burns Inc., PI Financial Corp., Scotia Capital Inc., BMO |
Offering: |
348,443 shares in aggregate during the quarter ended March 31, 2022 |
Share Price: |
Varying prices during the quarter ended March 31, 2022, with an average |
Agents' Warrants: |
None |
Over-allotment Option: |
None |
Agents' Commission: |
2.5% of the gross proceeds of the Offering, being $75,893 in aggregate for the |
For further information, please refer to the Company's Short Form Base Shelf Prospectus dated May 1, 2020 and Prospectus Supplement dated May 14, 2021, which are available under the Company's SEDAR profile.
________________________________________
NOUVEAU MONDE GRAPHITE INC. ("NOU")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
Nouveau Monde Graphite Inc. (the "Company") has completed an "at-the-market" offering of shares made pursuant to a Prospectus Supplement dated January 21, 2022 to the Company's Short Form Base Shelf Prospectus dated May 19, 2021, as amended by Amendment No. 1 dated January 19, 2022 that was filed with and accepted by TSX Venture Exchange.
Agent: |
Canaccord Genuity Corp., Canaccord Genuity LLC, B. Riley Securities, Inc. |
Offering: |
An aggregate of 19,901 common shares during the months of January 2022, |
Offering Price: |
Between US$7.50 and US$7.7123 per common share |
Agent's Fee: |
4% of the gross proceeds in cash |
The Company announced the closing of the above-mentioned offering by news release dated May 13, 2022, for aggregate gross proceeds to the Company of US$150,963.47.
NOUVEAU MONDE GRAPHITE INC. (« NOU »)
TYPE DE BULLETIN : Émission d'actions par prospectus
DATE DU BULLETIN : Le 24 mai 2022
Société du groupe 2 de TSX croissance
Acasti Pharma Inc. (la «société») a complété un placement «au cours du marché» effectué en vertu d'un supplément de prospectus daté du 21 janvier 2022 du prospectus simplifié préalable de base daté du 19, mai 2021, et modifié dans la Modification N. 1 datée du 19 janvier 2022, qui a été déposé et accepté par la Bourse de croissance TSX.
Agent: |
Canaccord Genuity Corp., Canaccord Genuity LLC, B. Riley Securities, Inc. |
Placement : |
Un total de 19 901 actions ordinaires souscrites durant les mois de janvier |
Prix de l'offre: |
Entre 7,50 $ US et 7,7123 $ US par action ordinaire |
Commission à l'agent : |
4 % du produit brut en espèces |
La société a confirmé la clôture du placement mentionné ci-dessus dans le communiqué de presse daté du 13 mai 2022. Le produit brut reçu par la société en vertu de ce placement fut 150 963,47 $ US.
__________________________________
ORSU METALS CORPORATION ("OSU")
BULLETIN TYPE: Halt
BULLETIN DATE: May 24, 2022
TSX Venture Tier 2 Company
Effective at 4:45 a.m. PST, May 24, 2022, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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