TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, BC, Nov. 24, 2021 /CNW/ -
TSX VENTURE COMPANIES
AUDREY CAPITAL CORPORATION ("AUD.P")
BULLETIN TYPE: New Listing-CPC-Shares, HALT
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
This Capital Pool Company's ('CPC') Prospectus dated September 27, 2021 has been filed with and accepted by TSX Venture Exchange and the British Columbia, Alberta, Manitoba and Ontario Securities Commissions effective September 28, 2021, pursuant to the provisions of the Securities Act (British Columbia) and Multilateral Instrument 11-102 Passport System in Alberta and Manitoba.
The Company will complete its initial distribution of securities to the public on Friday, November 26, 2021. The gross proceeds to be received by the Company for the public offering will be $500,000 (5,000,000 common shares at $0.10 per share).
Commence Date: |
At the opening on Friday, November 26, 2021, the common shares |
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The closing of the public offering is scheduled to occur on |
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Corporate Jurisdiction: |
British Columbia |
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Capitalization: |
unlimited common shares with no par value of which |
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18,500,000 common shares will be issued and outstanding on |
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Escrowed Shares: |
13,500,000 common shares will be subject to escrow at the closing of |
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Transfer Agent: |
Olympia Trust Company |
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Trading Symbol: |
AUD.P |
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CUSIP Number: |
050813104 |
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Agent: |
Canaccord Genuity Corp. |
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Agent's Warrants: |
500,000 non-transferable warrants. Each warrant to purchase one |
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For further information, please refer to the Company's Prospectus dated September 27, 2021.
Company Contact: |
Mary Braun, CFO |
Company Address: |
905 – 1111 West Hastings Street, Vancouver, BC V6E 2J3 |
Company Phone Number: |
778 372 2557 |
Company Email Address: |
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ATOMIC MINERALS CORPORATION ("ATOM")
[formerly RESOLVE VENTURES INC. ("RSV")]
BULLETIN TYPE: Name Change
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
Pursuant to director's resolution passed on November 10, 2021, the Company has changed its name as follows: ATOMIC MINERALS CORPORATION There is no consolidation of capital.
Effective at the opening, Friday, November 26, 2021, the common shares of Atomic Minerals Corporation will commence trading on TSX Venture Exchange, and the common shares of Resolve Ventures Inc. will be delisted. The Company is classified as a 'Mining' company.
Capitalization: |
Unlimited |
shares with no par value of which |
28,841,101 |
shares are issued and outstanding |
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Escrow: |
1,606,637 |
Shares are subject to escrow |
Transfer Agent: |
Computershare Investor Services Inc. |
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Trading Symbol: |
ATOM |
(new) |
CUSIP Number: |
04965P109 |
(new) |
________________________________________
CARESPAN HEALTH, INC. ("CSPN")
[formerly Dynamo Capital Corp. ("DDD.P")]
BULLETIN TYPE: Qualifying Transaction-Completed/New Symbol; Name Change and Consolidation; Reinstated for Trading
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange (the "Exchange") has accepted for filing Dynamo Capital Corp.'s ("Dynamo" or the "Company") Qualifying Transaction ("QT") and related transactions described in its Filing Statement dated November 15, 2021 (the "Filing Statement"). As a result, at the opening on Friday, November 26, 2021, the Company will no longer be considered a Capital Pool Company. The QT includes the following matters, all of which have been accepted by the Exchange:
Qualifying Transaction – Completed / New Symbol
Pursuant to a merger and plan of reorganization agreement dated August 4, 2021, as amended, the Company has acquired all of the issued and outstanding shares of CareSpan Health, Inc. ("CareSpan") through the issuance of 25,968,926 post-consolidated Dynamo shares. The Company is further authorized to issue, on a post-consolidated basis, 317,629 common shares in CareSpan upon the exercise of broker warrants issued by CareSpan and up to 1,512,856 common shares in CareSpan upon the exercise of previously issued warrants ("CareSpan Warrants"). The CareSpan Warrants will be classified as stock options and will be subtracted from the number of stock options reserved under CareSpan's stock option plan.
As part of the concurrent financing for the QT, CareSpan issued 3,282,782 subscription receipts that were converted into 3,282,782 common shares of CareSpan.
For additional information, please refer to the Filing Statement dated November 15, 2021, available under the Company's profile on SEDAR and the Company's news release dated November 24, 2021.
Name Change and Consolidation
Pursuant to directors' resolutions dated November 17, 2021, the Company has consolidated its capital on a (4.66667) old for (1) new basis. The name and symbol of the Company has also been changed as follows.
Effective at the opening Friday, November 26, 2021, the common shares of CareSpan Health, Inc. will commence trading on TSX Venture Exchange and the common shares of Dynamo Capital Corp. will be delisted, and the trading symbol will change from ('DDD.P') to ('CSPN'). CareSpan Health, Inc. is classified as a health care services company.
Post - Consolidation |
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Capitalization: |
unlimited |
shares with no par value of which |
26,933,211 |
shares are issued and outstanding |
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Escrow: |
11,714,039 |
shares subject to escrow |
Transfer Agent: |
Computershare Investor Services Inc. |
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Trading Symbol: |
CSPN |
(new) |
CUSIP Number: |
14174J109 |
(new) |
Reinstated for Trading
Effective at market open on Friday, November 26, 2021, trading will be reinstated in the securities of the Company.
Company Contact: |
Anne Burpee |
Company Address: |
Royal Centre, 1055 West Georgia Street |
Suite 1500 |
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Vancouver, British Columbia, V6E 4N7 |
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Company Phone Number: |
416-434-8903 |
Company Fax Number: |
N/A |
Company Email Address: |
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SABIO HOLDINGS INC. ("SBIO")
[formerly SPIRIT BANNER II CAPITAL CORP. ("SBTC.P")]
BULLETIN TYPE: Reinstated for Trading, Qualifying Transaction-Completed/New Symbol, Name Change and Consolidation
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
The common shares of the Company have been suspended from trading since November 5, 2020, the Company having failed to complete a Qualifying Transaction within 24 months of its listing.
Reinstated for Trading
Further to TSX Venture Exchange Bulletin dated November 3, 2020, the Company has now completed a Qualifying Transaction.
Effective at the opening, Friday, November 26, 2021, trading will be reinstated in the securities of the Company (new CUSIP 78570Q 10 8) under the new symbol "SBIO" on TSX Venture Exchange.
Qualifying Transaction-Completed/New Symbol
TSX Venture Exchange has accepted for filing the Company's Qualifying Transaction described in its Filing Statement dated November 12, 2021. As a result, at the opening on Friday, November 26, 2021, the Company will no longer be considered a Capital Pool Company. The Qualifying Transaction includes the following:
The Qualifying Transaction consists of the arm's length acquisition of all shares of Sabio Mobile, Inc. for consideration of 12,937,823 common shares at a deemed price of $1.75 per share, along with 26,108,957 restricted voting shares convertible into common shares of the Company on a 1:1 basis. Concurrent with the Qualifying Transaction, Sabio Mobile, Inc. through its wholly-owned subsidiary, Sabio Canada Finco, Inc., completed a brokered and non-brokered private placement of subscription receipts, resulting in the issuance of 3,799,252 common shares at $1.75 per share.
Only the common shares will be listed on the Exchange.
6,228,540 common shares and 22,379,108 restricted voting shares issued to Principals pursuant to the Qualifying Transaction will be subject to a Tier 2 Value Security Escrow Agreement to be released over a 36-month period. 1,115,298 common shares and 3,729,849 restricted voting shares issued to non-Principals pursuant to the Qualifying Transaction will be subject to a Tier 2 Value Security Escrow to be released over a 36-month period, in accordance with Seed Share Resale Restrictions. 414,857 common shares are subject to a CPC Escrow Agreement to be released over an 18-month period.
Insider / Pro Group Participation: |
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Name |
Insider=Y / |
# of Shares |
Aziz Rahimtoola |
Y |
23,768,663 |
Joseph Camacho |
Y |
2,559,701 |
Helen Lum |
Y |
470,189 |
Jason Tong |
Y |
514,984 |
Muizz Kheraj |
Y |
207,579 |
Sajid Premji |
Y |
237,685 |
Simon Wong |
Y |
433,621 |
Carl Farrell |
Y |
415,226 |
Aggregate Pro Group Involvement: |
80,000 common shares (2 placees) |
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Finder's Fee: |
62,857 common shares payable to Angad Capital Inc. and 22,857 common shares payable to |
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Name Change and Consolidation
Pursuant to a resolution passed by shareholders on October 6, 2021, the Company has consolidated its capital on a 15.90909 old for 1 new basis. The name of the Company has also been changed to "Sabio Holdings Inc.".
Effective at the opening, Friday, November 26, 2021, the common shares of Sabio Holdings Inc. will commence trading on TSX Venture Exchange, and the common shares of Spirit Banner II Capital Corp. will be delisted.
For further information, please refer to the Company's Filing Statement dated November 12, 2021, which is filed on SEDAR.
The Company is classified as an 'Other services related to advertising' company.
Capitalization: |
Unlimited |
common shares with no par value of which |
17,552,874 |
common shares are issued and outstanding |
|
26,108,957 |
restricted voting shares are issued and outstanding (not |
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Escrow: |
7,758,695 |
common shares |
26,108,957 |
restricted voting shares (not listed) |
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Transfer Agent: |
TSX Trust Company |
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Trading Symbol: |
SBIO |
(new) |
CUSIP #: |
78570Q 10 8 |
(new) |
Company Contact: |
Aziz Rahimtoola, Chief Executive Officer and Director |
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Company Address: |
16350 Ventura Boulevard, #D827, Encino, CA, United States 91436 |
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Company Phone Number: |
1-844-974-2662 |
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Company Email Address: |
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NEX COMPANY:
SCEPTRE VENTURES INC. ("SVP.H")
BULLETIN TYPE: Reinstated for Trading
BULLETIN DATE: November 24, 2021
NEX Company
Further to the TSX Venture Exchange Bulletin dated January 5, 2016, effective at the opening, Friday, November 26, 2021, trading will be reinstated in the securities of the Company.
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21/11/24 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
AXIS AUTO FINANCE INC. ("AXIS")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: November 24, 2021
TSX Venture Tier 1 Company
TSX Venture Exchange has been advised by the Company that pursuant to a Notice of Intention to make a Normal Course Issuer Bid dated November 18, 2021, it may repurchase for cancellation, up to 6,907,562 common shares in its own capital stock. The purchases are to be made through the facilities of TSX Venture Exchange during the period from November 26, 2021 to November 25, 2022. Purchases pursuant to the bid will be made by Canaccord Genuity Corp on behalf of the Company.
For more information, please refer to the Company's news release dated November 24, 2021.
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BTU METALS CORP. ("BTU")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 11, 2021 and November 17, 2021:
Number of Shares: |
3,050,000 shares |
Purchase Price: |
$0.09 per share |
Warrants: |
1,525,000 share purchase warrants to purchase 1,525,000 shares |
Warrant Exercise Price: |
$0.15 for an 18-month period |
Number of Placees: |
5 placees |
Finder's Fee: |
Canaccord Genuity Corp. - $6,300.00 |
Leede Jones Gable Inc. - $945.00 |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release dated November 23, 2021 announcing the closing of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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CANADA SILVER COBALT WORKS INC. ("CCW")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 24, 2021
TSX Venture Tier 1 Company
Effective at 8:00 a.m. PST, November 24, 2021, shares of the Company resumed trading, an announcement having been made.
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CANALASKA URANIUM LTD. ("CVV")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 15, 2021, October 18, 2021, November 2, 2021 and November 17, 2021:
Flow-Through |
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Number of Shares: |
6,163,064 flow-through shares |
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Purchase Price: |
$0.88 per flow-through share |
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Non-Flow-Through |
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Number of Shares: |
8,097,563 non-flow-through shares |
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Purchase Price: |
$0.75 per non-flow-through share |
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Warrants: |
7,130,310 share purchase warrants to purchase 7,130,310 shares |
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Warrant Exercise Price: |
$1.00 for a two year period |
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Number of Placees: |
49 placees |
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Insider / Pro Group Participation: |
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Name |
Insider=Y / |
# of Shares |
Karl Schimann |
Y |
23,000 |
Aggregate Pro Group Involvement |
P |
200,000 |
[2 placees] |
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Finder's Fee: |
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$61,501.97 and 69,888 finder's warrants payable to Accilent Capital Management Inc. |
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$12,631.10 and 16,619 finder's warrants payable to Canaccord Genuity Corp. |
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$1,350 and 1,800 finder's warrants payable to Haywood Securities Inc. |
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$13,500 and 18,000 finder's warrants payable to Leede Jones Gable Inc. |
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$507,310.98 and 625,299 finder's warrants payable to Red Cloud Securities Inc. |
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$897.60 and 1,020 finder's warrants payable to Sprott Capital Partners. |
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Each finder's warrant is exercisable for one common share at a price of $1 for two years.
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company has issued a news release dated November 17, 2021 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
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Ethos Gold Corp. ("ECC")
BULLETIN TYPE: Private Placement Non-Brokered
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 26, 2021:
Number of Shares: |
2,752,110 flow-through shares |
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Purchase Price: |
$0.41 per flow-through share |
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Warrants: |
1,376,054 share purchase warrants to purchase 1,376,054 shares |
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Warrant Exercise Price: |
$0.48 for a two-year period |
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Number of Placees: |
2 placees |
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Insider / Pro Group Participation: |
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Name |
Insider=Y / |
# of Shares |
Crescat Portfolio Management LLC (Kevin Smith) |
Y |
313,085 |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release on November 23, 2021, announcing the closing of the private placement and setting out the expiry dates of the hold period. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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GREENFIELD ACQUISITION CORP. ("GAC.P")
BULLETIN TYPE: Halt
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
Effective at 4:45 a.m. PST, Nov.24, 2021, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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MCLOUD TECHNOLOGIES CORP. ("MCLD") ("MCLD.WT") ("MCLD.WS") ("MCLD.DB")
BULLETIN TYPE: Halt
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
Effective at 5:47 a.m. PST, Nov. 24, 2021, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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MCLOUD TECHNOLOGIES CORP. ("MCLD") ("MCLD.WT") ("MCLD.WS") ("MCLD.DB")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
Effective at 6:45 a.m. PST, Nov. 24, 2021, shares of the Company resumed trading, an announcement having been made.
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NERVGEN PHARMA CORP. ("NGEN")
BULLETIN TYPE: Prospectus-Unit Offering
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
Effective November 12, 2021, the Company's Prospectus Supplement dated November 8, 2021 to the Company's short form base shelf prospectus dated January 2, 2020 was filed with and accepted by TSX Venture Exchange, and filed with the securities commissions of British Columbia, Alberta, Ontario and Nova Scotia, pursuant to the provisions of the Securities Act.
TSX Venture Exchange has been advised that closing occurred on November 12, 2021, for gross proceeds of $9,200,000 (including the full exercise of the over-allotment option).
Underwriters: |
iA Private Wealth Inc., Canaccord Genuity Corp. and Paradigm Capital Inc. |
Offering |
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(including over-allotment): |
3,680,000 units. Each unit consisting of one common share and one-half of one |
Unit Price: |
$2.50 per unit |
Warrant Exercise Price/Term: |
Each whole warrant is exercisable at $3.20 for a two-year period. |
Underwriters' Compensation: |
iA Private Wealth Inc. - $475,800 cash and 107,320 compensation warrants. |
Canaccord Genuity Corp. - $128,800 cash and 57,680 compensation warrants. |
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Paradigm Capital Inc. - $64,400 cash and 12,840 compensation warrants. |
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Echelon Wealth Partners Inc. – 6,000 compensation warrants. |
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Friedberg Mercantile Group Ltd. – 500 compensation warrants. |
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Hampton Financial Corporation – 2,000 compensation warrants. |
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Haywood Securities Inc. – 40,000 compensation warrants. |
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Lakeshore Securities Inc. – 1,600 compensation warrants. |
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Leede Jones Gable Inc. – 5,200 compensation warrants. |
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Odlum Brown Limited – 240 compensation warrants. |
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PI Financial Corp. – 12,800 compensation warrants. |
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Questrade Inc. – 100 compensation warrants. |
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RBC Dominion Securities Inc. – 9,600 compensation warrants. |
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TD Waterhouse Canada Inc. – 1,720 compensation warrants. |
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Each compensation warrant is exercisable to acquire one common share at an |
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Over-Allotment Option: |
The Underwriters fully exercised their over-allotment option for 480,000 units in |
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QUEBEC PRECIOUS METALS CORPORATION ("QPM")
BULLETIN TYPE: Non-Brokered Private Placement
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a non-brokered private placement (the "Private Placement"):
Number of Securities: |
14,774,543 common shares |
Purchase Price: |
$0.22 per common share |
Number of Placees: |
48 Placees |
Insider / ProGroup Participation: |
|
Name |
Insider = Y / ProGroup = P |
# of shares |
Ronald White |
Y |
100,000 |
Robert Boisjoli |
Y |
100,000 |
Dominique Dionne |
Y |
68,181 |
Jean-François Meilleur |
Y |
400,000 |
Aggregate ProGroup (5 Placees) |
P |
1,020,000 |
Finder's Fee: |
Nine finders received a cash commission totaling $144,135.99 and 655,164 non- |
The Company has confirmed the closing of the Private Placement in news releases dated May 4, 2021, May 5, 2021 and May 18, 2021.
CORPORATION MÉTAUX PRÉCIEUX DU QUÉBEC (« QPM »)
TYPE DE BULLETIN: Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN: Le 24 novembre 2021
Société du groupe 2 de TSX Croissance
Bourse de Croissance TSX a accepté le dépôt de la documentation de la société en vertu d'un placement privé sans l'entremise d'un courtier (le « placement privé »):
Nombre d'actions: |
14 774 543 actions ordinaires |
Prix : |
0,22 $ par action ordinaire |
Nombre de souscripteurs: |
48 souscripteurs |
Participation d'initiés / Groupe Pro: |
|
Nom |
Initié = Y / Groupe Pro = P |
# d'actions |
Ronald White |
Y |
100 000 |
Robert Boisjoli |
Y |
100 000 |
Dominique Dionne |
Y |
68 181 |
Jean-François Meilleur |
Y |
400 000 |
Ensemble Groupe Pro (5 souscripteurs) |
P |
1 020 000 |
Honoraire d'intermédiation: |
Neuf intermédiaires ont reçu une commission en espèces totalisant |
La société a confirmé la clôture du placement privé dans des communiqués de presse datés du 4 mai 2021, 5 mai 2021 et 18 mai 2021.
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QUEEN'S ROAD CAPITAL INVESTMENT LTD. ("QRC")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: November 24, 2021
TSX Venture Tier 1 Company
TSX Venture Exchange has been advised by the Company that pursuant to a Notice of Intention to make a Normal Course Issuer Bid dated November 18, 2021, it may repurchase to satisfy dividend reinvestment plan payments, up to 14,262,633 shares in its own capital stock. The purchases are to be made through the facilities of TSX Venture Exchange or other recognized marketplaces during the period November 22, 2021 to November 21, 2022. Purchases pursuant to the bid will be made by TD Securities Inc. (George Stratis)Error! Bookmark not defined. on behalf of the Company.
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ROK RESOURCES INC. ("ROK")
BULLETIN TYPE: Shares for Bonuses
BULLETIN DATE: November 24, 2021
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to a Note offering of the Corporation for financing an aggregate of $4,000,000.
Each Note will consist of a principal amount of $1,000 bearing interest payable at a rate of 14% per annum, and 500 common share purchase warrants of the Company ("Warrants") with each Warrant being exercisable for one Class B common share in the capital of the Company, at an exercise price of $0.35 and for a period of two years. The Notes will mature after three years from the date of issuance.
The company will have the option to fully repay the notes at no penalty after two years from the date of issuance, or the noteholders can demand repayment after two years from the date of issuance. Payments of interest only will be made during the first year of the term of the notes, and blended payments of interest and principal will be made during the second and third year of the term of the notes. The notes are secured by all of the assets of the company and are senior to all other indebtedness of the company.
For further information, please reference the Company's press releases dated May 28, 2021.
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SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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