TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, Dec. 28, 2018 /CNW/ -
TSX VENTURE COMPANIES
AURALITE INVESTMENTS INC. ("AAAA")
BULLETIN TYPE: Correction, Stock Split
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
CORRECTION:
Further to the TSX Venture Exchange Bulletin dated December 27, 2018, the Bulletin's effective date should be January 2, 2019 and thus should be read as follows:
The common shares of the Company will commence trading on a split basis at the opening January 2, 2019. The Company is classified as an 'Investment' company
________________________________________
FIRST BAUXITE CORPORATION ("FBX")
BULLETIN TYPE: Plan of Arrangement, Delist
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
Plan of Arrangement:
The TSX Venture Exchange (the "Exchange") has accepted for filing documentation in connection with the arrangement agreement dated October 19, 2018 entered into between Resource Capital Fund V L.P., Resource Capital Fund VI L.P. (together, the "RCF Funds") and First Bauxite Corporation (the "Company"), pursuant to which the RCF Funds will own all of the issued and outstanding common shares of the Company (the "Common Shares") by way of a statutory plan of arrangement (the "Arrangement") under Section 288 of the Business Corporations Act (British Columbia). The Arrangement will be completed via letter of transmittal.
Under the Arrangement, the Company (i) on December 21, 2018, consolidated the Common Shares on the basis of one (1) post-consolidation Common Share for every 100 million pre-consolidation Common Shares, and (ii) after effecting the consolidation, will purchase all post-consolidation fractional Common Shares from the shareholders of the Company, other than the RCF Funds at a price of $0.04 in cash for each pre-consolidation Common Share.
The Exchange has been advised that approval of the Arrangement by shareholders of the Company was received at a special meeting of the shareholders held on December 7, 2018 and that final approval of the Arrangement was received from the Supreme Court of British Columbia on December 21, 2018. The full particulars of the Arrangement are set forth in the information circular (the "Circular") dated November 6, 2018, which is available under the Company's profile on SEDAR. The Company's shareholders should refer to the Circular for a summary of the procedures regarding the exchange of the Common Shares for the consideration to which they are entitled under the Arrangement.
Delisting:
In conjunction with the closing of the Arrangement, the Common Shares, which were halted on Monday, December 24, 2018, will be delisted from the Exchange. Accordingly, effective at the close of business, January 2, 2019 the Common Shares will be delisted.
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NEXUS REAL ESTATE INVESTMENT TRUST ("NXR.UN")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: December 28, 2018
TSX Venture Tier 1 Company
The Issuer has declared the following dividend(s):
Distribution per Unit: $0.01333
Payable Date: January 15, 2019
Record Date: December 31, 2018
Ex-distribution Date: December 28, 2018
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PROTECH HOME MEDICAL CORP. ("PTQ") ("PTQ.DB")
[formerly Protech Home Medical Corp. ("PHM") ("PHM.DB")]
BULLETIN TYPE: CORRECTION - Consolidation, Symbol Change
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
CORRECTION:
Further to the TSX Venture Exchange bulletin dated December 27, 2018, the following symbol should have read as follows:
PROTECH HOME MEDICAL CORP. ("PTQ") ("PTQ.DB")
[formerly Protech Home Medical Corp. ("PHM") ("PHM.DB")]
All other information remains unchanged.
______________________________________
NEX COMPANIES
VERTICAL EXPLORATIONS INC. ("VERT")
[formerly Vertical Explorations Inc. ("VERT.H")]
BULLETIN TYPE: Private Placement-Non-Brokered, Graduation from NEX to TSX Venture, Symbol Change, Warrant Term Extension
BULLETIN DATE: December 28, 2018
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 7, 2018:
Number of Shares: |
6,904,544 "flow through" units ("FT Unit") |
|
Each FT Unit is comprised of one share and one-half of a warrant. |
||
2,520,000 common share units ("Unit") |
||
Each Unit is comprised of one share and one whole warrant. |
||
Purchase Price: |
$0.11 per FT Unit |
|
$0.10 per Unit |
||
Warrants: |
5,972,271 share purchase warrants to purchase 5,972,271 shares |
|
Warrant Exercise Price: |
$0.20 for up to 2 years from issuance. |
|
Number of Placees: |
14 placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Units |
Peter Swistak |
Y |
250,000 |
Finder's Fee: |
None |
Graduation from NEX to TSX Venture
The Company has met the requirements to be listed as a TSX Venture Tier 2 Company. Therefore, effective on Wednesday, January 2, 2019, the Company's listing will transfer from NEX to TSX Venture, the Company's Tier classification will change from NEX to Tier 2 and the Filing and Service Office will change from NEX to Vancouver.
Symbol Change
Effective at the opening, January 2, 2019, the trading symbol for the Company will change from VERT.H to VERT. The Company is classified as a 'Mining' company.
Capitalization: |
Unlimited |
shares with no par value of which |
61,215,709 |
shares are issued and outstanding |
|
Escrow: |
Nil |
Escrowed shares |
Warrant Term Extension
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
Private Placement:
# of Warrants: |
20,244,000 |
Original Expiry Date of Warrants: |
September 25, 2018 |
New Expiry Date of Warrants: |
September 25, 2019 |
Exercise Price of Warrants: |
$0.075 (UNCHANGED) |
These warrants were issued pursuant to a private placement of 20,244,000 shares with 20,244,000 share purchase warrants attached, which was accepted for filing by the Exchange effective October 5, 2017.
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18/12/28 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
AGUIA RESOURCES LIMITED ("AGRL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 10, 2018:
Number of Shares: |
24,350,861 shares |
Purchase Price: |
AUD$0.12 per share |
Number of Placees: |
74 Placees |
Finder's Fee: |
Aggregate cash commissions of $111,614 and 530,934 common shares payable to Kemosabe Capital Barrack House, Bloom Advisory Group, Intrynsyc Capital Corporation and Pinnacle Capital Markets. |
For further details, please refer to the Company's news release dated December 17, 2018.
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ALIANZA MINERALS LTD. ("ANZ")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 24, 2018:
Flow-Through Shares: |
||
Number of FT Shares: |
10,203,333 flow through shares |
|
Purchase Price: |
$0.06 per flow through share |
|
Non Flow-Through Shares: |
||
Number of Non-FT Shares: |
5,000,000 non flow through shares |
|
Purchase Price: |
$0.05 per non flow through share |
|
Warrants: |
5,000,000 share purchase warrants to purchase 5,000,000 shares |
|
Warrant Initial Exercise Price: |
$0.10 |
|
Warrant Term to Expiry: |
2 Years |
|
Number of Placees: |
40 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
Pro-Group=P |
# of Shares |
Jason Weber |
Y |
133,333 |
Mark T. Brown |
Y |
220,000 |
Aggregate Pro-Group Involvement [8 Placees] |
P |
4,000,000 |
Finder's Fee: |
||
Echelon Wealth Partners |
$35,797.50 cash; 602,250 warrants |
|
PI Financial Corp. |
$2,025.00 cash; 33,750 warrants |
|
Haywood Securities Inc. |
$9,375.00 cash; 180,000 warrants |
|
Redplug Capital Corp. |
$3,562.50 cash; 71,250 warrants |
|
Finder Warrant Initial Exercise Price: |
$0.05 |
|
Finder Warrant Term to Expiry: |
12 months |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
BAYSHORE PETROLEUM CORP. ("BSH")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced June 29, 2018:
Number of Shares: |
50,000,000 shares |
|
Purchase Price: |
$0.015 per share |
|
Warrants: |
None |
|
Number of Placees: |
1 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Morag Investments Ltd. |
Y |
50,000,000 |
Finder's Fee: |
$75,000 cash payable to Shau Shui Tak |
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BERKWOOD RESOURCES LTD. ("BKR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the third and final tranche of a Non-Brokered Private Placement announced December 4, 2018, December 18, 2018 and December 24, 2018:
Number of Shares: |
2,075,556 flow-through shares |
|
Purchase Price: |
$0.09 per flow-through share |
|
Warrants: |
1,037,778 share purchase warrants to purchase 1,037,778 shares |
|
Warrant Exercise Price: |
$0.15 for a two year period |
|
Number of Placees: |
5 placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Aggregate Pro Group Involvement |
P |
400,000 f/t |
[2 placees] |
||
Finder's Fee: |
EMD Financial Inc. - $1,872.00 and 10,400 common shares and 10,400 warrants that are exercisable into common shares at $0.15 per share for a two year period. |
|
PI Financial Corp. - $1,872.00 and 20,800 warrants that are exercisable into common shares at $0.15 per share for a two year period. |
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Leede Jones Gable Inc. - $11,200.00 and 124,445 warrants that are exercisable into common shares at $0.15 per share for a two year period. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release dated * announcing the closing of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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CRYSTAL PEAK MINERALS INC. ("CPM")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 28, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 7,758,401 shares to settle outstanding debt for $1,618,821.49.
Number of Creditors: |
1 Creditor |
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Insider / Pro Group Participation: |
||||
Insider=Y / |
Amount |
Deemed Price |
# of |
|
Creditor |
Progroup=P |
Owing |
per Share |
Shares |
EMR Capital Investment |
Y |
$1,618,821.49 |
$0.208654 |
7,758,401 |
(No. 5B) Pte Ltd. |
The Company shall issue a news release when the shares are issued and the debt extinguished.
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GALWAY METALS INC. ("GWM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 30, 2018:
Number of Shares: |
2,826,086 Québec flow-through shares |
|
5,600,000 flow-through shares |
||
9,394,636 non flow-through shares |
||
Purchase Price: |
$0.23 per Québec flow-through share |
|
$0.20 per flow-through share |
||
$0.17 per non flow-through share |
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Number of Placees: |
37 Placees |
|
Insider / Pro Group Participation: |
||
Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Robert Hinchcliffe |
Y |
588,235 |
Maria Trowbridge |
Y |
147,058 |
Joseph Cartafalsa |
Y |
294,117 |
Lawrence Strauss |
Y |
275,000 |
Finder's Fee: |
An aggregate of $64,590 in cash payable to Leede Jones Gable Inc., Foster & Associates Financial Services Inc. and Loewen, Ondaatje, McCutcheon Limited. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
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GRANADA GOLD MINE INC. ("GGM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 21, 2018:
Number of FT Shares: |
2,631,579 flow through shares |
Purchase Price: |
$0.19 per flow through share |
Number of Placees: |
2 Placees |
Finder's Fee: |
GloRes Capital Inc.- $35,000.00 cash; 200,000 warrants |
Finder Warrant Initial Exercise Price: |
$0.19 |
Finder Warrant Term to Expiry: |
2 years from closing |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
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GTEC HOLDINGS LTD. ("GTEC")
BULLETIN TYPE: Shares for Services
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 200,000 shares at a deemed price of $1.25, to an arm's length provider in consideration of certain services provided to the company pursuant to an agreement dated October 19, 2018 and announced November 16, 2018.
The Company shall issue a news release when the shares are issued.
________________________________________
IBC ADVANCED ALLOYS CORP. ("IB")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 665,135 shares to settle outstanding debt for $182,920.52.
Number of Creditors: 65 Creditors
________________________________________
LABRADOR TECHNOLOGIES INC. ("LTX")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated December 27, 2018, trading in the shares of the Company will remain halted pending clarification of company affairs.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
MURCHISON MINERALS LTD. ("MUR")
BULLETIN TYPE: Private Placement–Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced December 20, 2018:
Number of Shares: |
1,666,667 flow-through shares |
Purchase Price: |
$0.09 per share |
Number of Placees: |
1 Placee |
Finder's Fee: |
$9,000 commission payable to Leede Jones Gable Inc. |
For further details, please refer to the Company's news release dated December 27, 2018.
________________________________________
NEW AGE METALS INC. ("NAM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Dec 27, 2018:
Number of FT Shares: |
2,090,000 flow through shares |
Purchase Price: |
$0.06 per flow through share |
Warrants: |
1,045,000 share purchase warrants to purchase 1,045,000 shares |
Warrant Initial Exercise Price: |
$0.15 |
Warrant Term to Expiry: |
2 Years |
Number of Placees: |
1 Placee |
Finder's Fee: |
|
Accilent Capital Management Inc. |
$8,778.00 cash; 146,300 warrants; Acceleration Clause: If the Company's shares trade at or above $0.30 on the TSX Venture Exchange for 10 consecutive trading days, the expiry date may be accelerated with written notice. |
Finder Warrant Initial Exercise Price: |
$0.15 |
Finder Warrant Term to Expiry: |
exercisable for a period of 2 years from closing. |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
NEX COMPANIES
MILNER CONSOLIDATED SILVER MINES LTD. ("MCA.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 28, 2018
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 9, 2018 and December 12, 2018:
Number of Shares: |
3,062,000 shares |
|
Purchase Price: |
$0.05 per share |
|
Warrants: |
3,062,000 share purchase warrants to purchase 3,062,000 shares |
|
Warrant Exercise Price: |
$0.05 for a one year period |
|
Number of Placees: |
5 Placees |
|
Insider / Pro Group Participation: |
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Insider=Y / |
||
Name |
ProGroup=P |
# of Shares |
Alan McDonald |
Y |
612,400 |
095744 BC Ltd. |
Y |
612,400 |
(Marilyn Miller) |
||
Finder's Fee: |
None |
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SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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