The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. 

It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA regulates the operations, standards of practice and business conduct of its Members and their representatives with a mandate to enhance investor protection and strengthen public confidence in the Canadian mutual fund industry.

Latest

Jan 30, 2023, 16:10 ET New SRO announces disciplinary proceeding in respect of Wenyuan (Simon) Fan

TORONTO, Jan. 30, 2023 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA"), now New Self-Regulatory Organization of Canada ("New SRO") has commenced disciplinary proceedings in respect ...

Dec 28, 2022, 17:38 ET MFDA announces disciplinary proceeding in respect of Lifan Song

TORONTO, Dec. 28, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Lifan Song (the "Respondent"). In its Notice of Hearing...

Dec 28, 2022, 17:36 ET MFDA announces disciplinary proceeding in respect of Andrew Tachauer

TORONTO, Dec. 28, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Andrew David Tachauer (the "Respondent"). In its Notice...

Dec 28, 2022, 17:24 ET MFDA Hearing Panel issues Reasons for Decision in the matter of James Lewis

TORONTO, Dec. 28, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated December 19,...

Dec 28, 2022, 17:22 ET MFDA announces disciplinary proceeding in respect of Roxanne Carter

TORONTO, Dec. 28, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Roxanne Marie Carter (the "Respondent"). In its Notice...

Dec 28, 2022, 17:16 ET MFDA issues Notice of Settlement Hearing in respect of GP Wealth Management Corporation

TORONTO, Dec. 28, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 22, 2022, regarding the...

Dec 22, 2022, 17:34 ET MFDA Hearing Panel issues Reasons for Decision (Penalty) in the matter of Joel Attis

TORONTO, Dec. 22, 2022 /CNW/ - A Hearing Panel of the Atlantic Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision (Penalty) dated December...

Dec 21, 2022, 18:06 ET MFDA issues Notice of Settlement Hearing in respect of Ryan Small

TORONTO, Dec. 21, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 7, 2022, regarding the...

Dec 21, 2022, 17:52 ET MFDA Hearing Panel accepts settlement agreement with Scotia Securities Inc.

TORONTO, Dec. 21, 2022 /CNW/ - A settlement hearing in the matter of Scotia Securities Inc. (the "Respondent") was held electronically by videoconference today in Toronto, Ontario before a...

Dec 21, 2022, 17:51 ET MFDA announces disciplinary proceeding in respect of Donald Gable

TORONTO, Dec. 21, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Donald Lorne Gable (the "Respondent"). In its Notice of...

Dec 21, 2022, 17:42 ET MFDA Hearing Panel accepts settlement agreement with Funds Direct Canada Inc.

TORONTO, Dec. 21, 2022 /CNW/ - A settlement hearing in the matter of Funds Direct Canada Inc. (the "Respondent") was held electronically by videoconference on December 20, 2022 in Regina,...

Dec 21, 2022, 17:39 ET MFDA Hearing Panel accepts settlement agreement with Zhi Cheng Charles Jiang

TORONTO, Dec. 21, 2022 /CNW/ - A settlement hearing in the matter of Zhi Cheng Charles Jiang (the "Respondent") was held electronically by videoconference today in Toronto, Ontario before a...

Dec 20, 2022, 17:10 ET MFDA issues Notice of Settlement Hearing in respect of Gilbert VanAmburg

TORONTO, Dec. 20, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 13, 2022, regarding the...

Dec 20, 2022, 16:46 ET MFDA issues Notice of Settlement Hearing in respect of Megha Arora

TORONTO, Dec. 20, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 5, 2022, regarding the...

Dec 20, 2022, 16:27 ET MFDA issues Notice of Settlement Hearing in respect of Zhi Cheng Charles Jiang

TORONTO, Dec. 20, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 19, 2022, regarding the...

Dec 19, 2022, 19:23 ET MFDA issues Notice of Settlement Hearing in respect of Scotia Securities Inc.

TORONTO, Dec. 19, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 19, 2022, regarding the...

Dec 19, 2022, 19:13 ET MFDA announces disciplinary proceeding in respect of Seongho (Steve) Park

TORONTO, Dec. 19, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Seongho (Steve) Park (the "Respondent"). In its Notice...

Dec 19, 2022, 19:03 ET MFDA Hearing Panel accepts settlement agreement with Robert Watts

TORONTO, Dec. 19, 2022 /CNW/ - A settlement hearing in the matter of Robert George Watts (the "Respondent") was held electronically by videoconference on December 6, 2022 in Winnipeg, Manitoba before ...

Dec 19, 2022, 18:59 ET MFDA Hearing Panel accepts settlement agreement with Laura Kowall

TORONTO, Dec. 19, 2022 /CNW/ - A settlement hearing in the matter of Laura Caitlin Kowall (the "Respondent") was held electronically by videoconference on December 6, 2022 in Winnipeg, Manitoba...

Dec 19, 2022, 18:57 ET MFDA Hearing Panel accepts settlement agreement with Queen Financial Group Inc.

TORONTO, Dec. 19, 2022 /CNW/ - A settlement hearing in the matter of Queen Financial Group Inc. (the "Respondent") was held electronically by videoconference on December 15, 2022 in Toronto, Ontario...

Dec 14, 2022, 18:31 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Helen Collymore

TORONTO, Dec. 14, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated December 14,...

Dec 14, 2022, 18:16 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Margaret Cheng

TORONTO, Dec. 14, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated December 9, 2022 ...

Dec 14, 2022, 18:14 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Helen Collymore

TORONTO, Dec. 14, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated December 14,...

Dec 13, 2022, 18:43 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Everest D'Souza

TORONTO, Dec. 13, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated December 9, 2022...

Dec 09, 2022, 17:15 ET MFDA announces settlement hearing to take place in the matter of George Yamamoto

TORONTO, Dec. 9, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of George Yamamoto (the "Respondent") by Notice of Hearing dated...

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