TORONTO, Dec. 3, 2024 /CNW/ - Ontario's financial services regulator, FSRA, has initiated enforcement action against Viviana Prentice (Prentice).
FSRA alleges that Prentice received remuneration from a person other than her brokerage, contrary to section 4(1) of Ontario Regulation 187/08.
FSRA is proposing to revoke Prentice's mortgage agent licence and impose administrative penalties in the total amount of $50,000 against Prentice.
Prentice requested a hearing before the Financial Services Tribunal about this proposal.
Learn more:
Access our enforcement database to see how FSRA is working to protect consumers through its monitoring and enforcement activities.
For media inquiries:
Russ Courtney
Senior Manager of Media Relations
Financial Services Regulatory Authority
C: 437-225-8551
Email: [email protected]
SOURCE Financial Services Regulatory Authority of Ontario
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