TORONTO, Jan. 31, 2024 /CNW/ - The application for a review of the decision of a hearing panel of the Mutual Fund Dealer Association in the matter of Krystal Vanlandschoot dated January 29, 2021 was dismissed by the Capital Markets Tribunal on January 22, 2024.
The Capital Markets Tribunal released its oral reasons and decision on January 22, 2024.
The Capital Markets Tribunal's decision is available at: Vanlandschoot (Re)
The hearing panel's decision dated January 29, 2021, is available at: Vanlandschoot, Krystal Jean - Reasons for Decision
During the period described in the Reasons for Decision, Krystal Vanlandschoot conducted business out of the Simcoe, Ontario area.
All information about disciplinary proceedings relating to current and former member firms and individual registrants under the Investment Dealer and Partially Consolidated Rules (for investment dealers), the Mutual Fund Dealer Rules (for mutual fund dealers) and the Universal Market Integrity Rules (UMIR) is available on CIRO's website.
Background information regarding the qualifications and disciplinary history, if any, of advisors currently employed by CIRO-regulated investment firms is available free of charge through the AdvisorReport service. Information on how to make dealer, advisor or marketplace-related complaints is available by calling 1-877-442-4322.
CIRO investigates possible misconduct by its member firms and individual registrants. It can bring disciplinary proceedings which may result in sanctions including fines, suspensions, permanent bars, expulsion from membership, or termination of rights and privileges for individuals and firms.
Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces. CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments. For more information, visit www.ciro.ca.
SOURCE Canadian Investment Regulatory Organization (CIRO)
Joanna Nicholson, Manager, Public Affairs , [email protected]
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