The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. 

It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA regulates the operations, standards of practice and business conduct of its Members and their representatives with a mandate to enhance investor protection and strengthen public confidence in the Canadian mutual fund industry.

Latest

Sep 15, 2009, 16:06 ET MFDA issues Notice of Settlement Hearing regarding Douglas Malech

TORONTO, Sept. 15 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") today announced that it has issued a Notice of Settlement Hearing regarding the presentation, review and consideration ...

Sep 15, 2009, 16:02 ET MFDA confirms next appearance in the Matter of ASL Direct Inc. and Adrian S.
Leemhuis

TORONTO, Sept. 15 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of ASL Direct Inc. and Adrian Samuel Leemhuis by Notice of Hearing...

Sep 14, 2009, 17:23 ET MFDA issues Notice of Settlement Hearing regarding Bick Financial Security
Corporation

TORONTO, Sept. 14 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") today announced that it has issued a Notice of Settlement Hearing regarding the presentation, review and consideration ...

Sep 14, 2009, 17:22 ET MFDA Hearing Panel Issues Decision and Reasons with respect to Tony Tung-Yuan
Lin

TORONTO, Sept. 14 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Decision and Reasons in connection with the...

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